enlace_opcional_#4_-_mop

8/18/2019 Enlace_Opcional_#4_-_MOP

1/42

MANUAL OPERATIVO DEL PROYECTO

PROGRAMA PARA LA GESTIÓN EFICIENTE Y SOSTENIBLE DE LOS R ECURSOS

E NERGÉTICOS DEL PERÚ (PROSEMER)

PE-L1132

ABRIL 2013


2/42

Manual Operativo del Proyecto - Contraloría General de la República – Unidad de Gestión del Proyecto

Banco Interaericano de !esarrollo

TABLA DE CONTENIDO

GLOSARIO DE TÉRMINOS...............................................................................5

1. CAPITULO: INTRODUCCIÓN......................................................................6

1.1. PROPÓSITO DEL MOP...........................................................................................61.2. ALCANCE DEL MOP..............................................................................................6

2. CAPITULO: MARCO INSTITUCIONAL DEL PROYECTO...................................7

3. CAPITULO: DESCRIPCION DE LA ORGANIZACIÓN DEL PROYECTO................7

3.1. EL COMITÉ DE GESTIÓN DEL PROYECTO (CGP)......................................................8

3.2. LA UNIDAD DE GESTIÓN DEL PROYECTO (UGP)...................................................10

3.3. ROLES DE LA UNIDAD DE GESTIÓN DEL PROYECTO (UGP)....................................12

3.4. DIRECTOR E ECUTI!O DEL PROYECTO (DEP)........................................................123.5. DIRECTOR DE GESTIÓN DEL PROYECTO (DGP).....................................................13

3.6. ESPECIALISTA EN PLANEAMIENTO" MONITOREO Y E!ALUACIÓN..............................14

3.7. ESPECIALISTA ADMINISTRATI!O Y #INANCIERO......................................................15

3.$. ESPECIALISTA DE AD%UISICIONES Y CONTRATACIONES...........................................18

3.&. GESTORES DE PROYECTOS...................................................................................19

3.1'. #ACILITADORES DE PROYECTOS............................................................................20

3.11. UNIDADES ORGNICAS USUARIAS (UOU)............................................................20

3.12. ANCO INTERAMERICANO DE DESARROLLO...........................................................20

4. CICLO OPERATI!O DEL PROYECTO..........................................................21

4.1. #ASE DE PROGRAMACIÓN....................................................................................22

4.1.1. Plan de Ejecución del Proyecto (PEP).................................................22

4.1.2. Plan Operativo Anual (POA).................................................................22

4.1.3. Plan de Adquisiciones y Contrataciones (PAC)..................................23

4.1.4. Plan inanciero y Pronósticos de !ese"#olsos (P y P!)...............24

4.1.$. Ele%i#ilidad de %astos...........................................................................24

4.2. #ASE DE CONTRATACIÓN.....................................................................................244.2.1. &eneralidades.........................................................................................24

4.2.2. Preparación de !ocu"entos de 'elección.........................................25

4.2.3. Procesos de Contratación.....................................................................25

4.2.4. Pu#licidad ................................................................................................ 26

4.2.$. "ites de Contrataciones por *odalidad.........................................26

4.2.+. "ites para la revisión de adquisiciones #ajo e,a"en previo......26

4.2.-. 'uscripción e inicio de Contratos........................................................26

4.3. #ASE DE E ECUCIÓN............................................................................................274.3.1. Ad"inistración de contratos................................................................27

2


3/42



4.3.2. !ese"#olsos y rendición de cuentas.................................................27

4.3.3. iquidación de contratos......................................................................28

4.4. #ASE DE SEGUIMIENTO Y E!ALUACIÓN.................................................................28

4.4.1. n/or"es se"estrales de Pro%reso.....................................................29

4.4.2. n/or"es de Evaluación.........................................................................29

5. REGISTROS Y ARC*I!OS........................................................................2&

6. GESTIÓN ADMINISTRATI!A Y #INANCIERA...............................................3'

6.1. NORMAS GENERALES DE ADMINISTRACIÓN #INANCIERA........................................30

+.1.1. n/or"es de Evaluación 0nanciera......................................................30

+.1.2. uentes de inancia"iento..................................................................31

+.1.3. Cuentas ancarias.................................................................................31

+.1.4. 'olicitudes de !ese"#olso...................................................................31

6.2. PROCESO PRESUPUESTARIO.................................................................................32

+.2.1. Pro%ra"ación y /or"ulación del presupuesto anual ........................32

+.2.2. Apro#ación del presupuesto anual ......................................................33

+.2.3. Control de la ejecución presupuestal .................................................33

+.2.4. Actividades Conta#les y inancieras..................................................33

+.2.$. esponsa#ilidades de Conta#ilidad y inanas de la &P..............33

6.3. TESORER+A.........................................................................................................34

+.3.1. Cancelación de /acturas 5 pa%o de o#li%aciones...............................34

+.3.2. Cancelación de reci#os por 6onorarios a personas naturales........35

+.3.3. 'iste"a 0nanciero conta#le 'A........................................................36

6.4. CONTAILIZACIÓN...............................................................................................36

+.4.1. Control de #ienes del activo 0jo..........................................................36

6.5. AUDITOR+A E,TERNA...........................................................................................37

7. AD%UISICIONES Y CONTRATACIONES CON RECURSOS DEL PROYECTO..... .37

7.1. ASPECTOS GENERALES........................................................................................37

-.1.1. 7or"atividad Aplica#le.........................................................................37

-.1.2. !isposiciones co"unes a los procesos de selección........................38

-.1.3. esponsa#ilidades.................................................................................39

-.1.4. Asesores en los procesos de selección...............................................39

-.1.$. Co"it8s de Evaluación (CdE)................................................................39

7.2. TIPOS DE PROCESOS DE CONTRATACIÓN DEL PROYECTO........................................42

-.2.1. *odalidades de contratación de o#ras9 #ienes y servicios

di/erentes a consultora......................................................................................43

-.2.2. *odalidades para los procesos de contratación de servicios de

consultora............................................................................................................43

3


4/42



$. ANE,OS...............................................................................................44

ANEXO N°1: DOCUMENTO CGR : DIRECTIVA EN GESTIÓN DE PROECTOS..................................44

ANEXO N°2: DOCUMENTO !ID : GESTIÓN "INANCIERA DE# PROECTO PR$STAMOS......................44

ANEXO N°3: DOCUMENTO !ID : GN%2349%9......................................................................44

ANEXO N°4: DOCUMENTO !ID : GN%2350%9......................................................................44

4


5/42



GLOSARIO DE TÉRMINOS

BID Banco In!"a#!"$cano %! D!&a""o''oCDC%E

CGCGR CGP

Con"aac$n D$"!caCo#$ %! E*a'+ac$n

Con"a'o" G!n!"a'Con"a'o",a G!n!"a' %! La R!-./'$caCo#$ %! G!&$n %!' P"o0!co

CPDEP

Co#-a"ac$n %! P"!c$o&D$"!co" E1!c+$*o %!' P"o0!co

DGPGAFGCCDGDGDGP

D$"!co" %! G!&$n %!' P"o0!coG!"!nc$a C!n"a' %! A%#$n$&"ac$n 0 F$nana&G!"!nc$a C!n"a' %! Ca'$%a% 0 D!&a""o''oG!"!nc$a %! D!&a""o''oG!"!nc$a %!' D!-a"a#!no %! P"o0!co&

LPI L$c$ac$n P./'$ca In!"nac$ona'

LPN L$c$ac$n P./'$ca Nac$ona'MEF M$n$&!"$o %! Econo#,a 0 F$nana&MOPOEP

Man+a' O-!"a$*o -a"a !' P"o0!coO"an$o E1!c+o" %!' P"o0!co

OSCE O"an$o S+-!"$o" %! 'a Con"aac$on!& %!' E&a%oPAC P'an %! A%+$&$c$on!& 0 Con"aac$on!&PD P'an %! D!&!#/o'&o&PEP P'an %! E1!c+c$n %!' P"o0!coPFPMR

P'an F$nanc$!"o Pro"ect Mana#eent Report

POA P'an %! O-!"a$*o An+a'SBC S!'!cc$n Ba&a%a !n Ca'$%a%SBCC S!'!cc$n Ba&a%a !n Ca'$%a% 0 Co&oSBMC S!'!cc$n Ba&a%a !n M!no" Co&oSBPF S!'!cc$n Ba&a%a !n P"!&+-+!&o F$1oSCCSCISDSEACE

S!'!cc$n Ba&a%a !n Ca'$5$cac$n %! 'o& Con&+'o"!&S!'!cc$n %! Con&+'o" In%$*$%+a'S!'!cc$n D$"!caS$&!#a E'!c"n$co %! A%+$&$c$on!& 0 Con"aac$on!& %!' !&a%o

SEPASGSIAF

S$&!#a %! E1!c+c$n %! P'an!& %! A%+$&$c$on!&S!c"!a"$o G!n!"a'S$&!#a In!"a%o %! A%#$n$&"ac$n F$nanc$!"a

T%R

UGPUNDBUOU6CG

T"#$no& %! R!5!"!nc$a

Un$%a% %! G!&$n %!' P"o0!coUn$!% Na$on& D!*!'o-#!n B+&$n!&&Un$%a% O"7n$ca U&+a"$a6$c! Con"a'o" G!n!"a'

8


6/42



1. CAPITULO: INTRODUCCIÓN

E' Man+a' %! O-!"ac$on!& %!' P"o0!co (MOP) !& !' %oc+#!no %! "!5!"!nc$a -a"a 'a !&$n %!'

P"o0!co9 :M!1o"a#$!no %!' S$&!#a Nac$ona' %! Con"o' -a"a +na G!&$n P./'$ca E5$ca !

;n!"aL??32)= co5$nanc$a%o -o" !' Go/$!"no %!' P!". 0 !' Banco In!"a#!"$cano %!

D!&a""o''o (BID) &!.n !' Con"ao %! P"&a#o %!' -"o0!co %! "!5!"!nc$a@

E' O"an$o E1!c+o" %!' P"o0!co (OEP) !& 'a Con"a'o",a G!n!"a' %! 'a R!-./'$ca (CGR)= !'

c+a' ac+a"7 -o" $n!"#!%$o %! 'a Un$%a% %! G!&$n %!' P"o0!co (UGP)= a ca"o %!'

D!-a"a#!no %! G!&$n %! P"o0!co& (DGP)= %! 'a G!"!nc$a %! D!&a""o''o (GD)@

1.1. P-/0 MOP

E' -"o-&$o %!' MOP !& -"o-o"c$ona" !' !&+!#a %! !&$n= -a+a&= no"#a&= +,a& 0

!&7n%a"!& !n 'a o"an$ac$n= !&$n ! $#-'!#!nac$n %!' #$o= con 'a 5$na'$%a% %!

%oa"'o& %! -"oc!%$#$!no& &$#-'!& 0 c'a"o& +! -!"#$an +na !1!c+c$n !5$c$!n! 0

o-o"+na@

E' MOP &! /a&a !n 'o !&$-+'ac$on!& %!' con"ao %! -"&a#o= 0 'o& %oc+#!no& %! &o-o"!

%! %$co con"ao= !&-!c$a'#!n! !n 'o& "!5!"$%o& a 'a& -o',$ca&= no"#a& 0 -"oc!%$#$!no& -a"a -"o0!co& con 5$nanc$a#$!no %!' BID= 0 a%$c$ona'#!n! !n 'a& no"#a& 0 %$&-o&$$*o&

'!a'!& 0 a%#$n$&"a$*o& nac$ona'!& +! co""!&-on%an@

E' MOP !&a/'!c! 'a o"an$ac$n %! 'a !1!c+c$n %!' P"o0!co 0 %!a''a 'a& 5a&!&= -"oc!&o& 0

-"oc!%$#$!no& %! 'a&9 ($) ac$*$%a%!& !'!$/'!& %! ac+!"%o a' a'canc! !#7$co %!' P"o0!co

($$) con%$c$on!& %! !'!$/$'$%a% %! 'o& a&o& ($$$) -"oc!%$#$!no& %! a%+$&$c$on!& %!'

P"o0!co= $nc'+0!n%o %oc+#!no& %! con"aac$n a-'$ca/'!& a 'a& %$*!"&a& ac$*$%a%!&

!'!$/'!& ($*) -"oc!%$#$!no& %! %!&!#/o'&o& 0 %! "!n%$c$n %! a&o& (*) -'an!& %!!1!c+c$n= -'an %! a%+$&$c$on!&= -'an!& o-!"a$*o& an+a'!& 0 o"a& !""a#$!na& n!c!&a"$a&

-a"a 'a !1!c+c$n 0 !*a'+ac$n %!' P"o0!co 0 (*$) n$*!'!& "!+!"$%o& %! no o/1!c$n -o"

-a"! %!' BID@

1.2. A89 MOP

E'! MOP a &$%o !'a/o"a%o -o" !' OEP 0 !' BID= 0 !& %! o/'$ao"$o c+#-'$#$!no !n 'a

!1!c+c$n %!' -"o0!co -o" -a"! %! 'a& %$5!"!n!& Un$%a%!& O"7n$ca& U&+a"$a& (UOU) %! 'a

CGR@


7/42



Aprobac!" # Mo$%cac!" a& MOP

E' -"!&!n! MOP 0 &+& #o%$5$cac$on!&= %!/!"7n &!" a-"o/a%o& -o" !' OEP 0 !' BID

D! ac+!"%o a 'a& -o',$ca& %!' BID= %! -"o%+c$"&! %$&c"!-anc$a& !n"! 'o $n%$ca%o !n !' MOP

0 !' Con"ao %! P"&a#o= -"!*a'!c!"7 !&! .'$#o@

2. CAPITULO: MARCO INSTITUCIONAL DEL PROYECTO

E' -"!&aa"$o !& 'a R!-./'$ca %!' P!".= "!-"!&!na%o -o" !' M$n$&!"$o %! Econo#,a 0 F$nana&

(MEF)= 0 !' O"an$o E1!c+o" %!' P"o0!co (OEP) !& 'a Con"a'o",a G!n!"a' %! 'a R!-./'$ca

(CGR)= +! ac+a"7 -o" $n!"#!%$o %! 'a G!"!nc$a %! D!&a""o''o (GD)= #!%$an! 'a Un$%a% %!

G!&$n %!' P"o0!co (UGP)@

3. CAPITULO: DESCRIPCION DE LA ORGANIZACIÓN DEL PROYECTO

E' P"o0!co cona"7 con !' &$+$!n! %$&!o %! o/!"na/$'$%a%9

• La %$"!cc$n !&"a$ca %!' P"o0!co a ca"o %!' Co#$ %! G!&$n %!' P"o0!co (CGP)@

• La %$"!cc$n !1!c+$*a %!' -"o0!co !&7 a ca"o %!' G!"!n! %! 'a G!"!nc$a %! D!&a""o''o@

•

La Un$%a% %! G!&$n %!' P"o0!co (UGP)= !&7 a ca"o %!' D$"!co" %! G!&$n %!'P"o0!co= !' c+a' !& !' G!"!n! %!' D!-a"a#!no %! G!&$n %! P"o0!co&@

E' -"o0!co &! a%#$n$&"a"7 0 !1!c+a"7 &!.n !' &$+$!n! !&+!#a9

'()ra 1* E+,).a $ G+/!" $& Pro#c/o


8/42



3.1. E C; G09 P-


9/42



/) D!5$n$" 'a& -o',$ca&= '$n!a#$!no& 0 !&"a!$a& !n!"a'!& %!' P"o0!co@

c) E&a/'!c!" %$"!c$*a&= !5!c+a" coo"%$nac$on!& 0 o#a" %!c$&$on!& +! con"$/+0an a 'a

-$#a !1!c+c$n %!' P"o0!co@%) S+-!"*$&a" 'a !1!c+c$n 0 !' c+#-'$#$!no %!' P"o0!co a n$*!' %! &+& o/1!$*o&= #!a& 0

"!&+'a%o&@!) To#a" conoc$#$!no %!' P'an %! E1!c+c$n %!' P"o0!co (PEP)= !' P'an O-!"a$*o An+a'

(POA)= !' P'an An+a' %! A%+$&$c$on!& 0 Con"aac$on!& %!' P"o0!co (PAC) 0 !' P'an

F$nanc$!"o (PF) -"!&!na%o& -o" 'a Un$%a% %! G!&$n %!' P"o0!co@5) To#a" conoc$#$!no %! 'o& $n5o"#!& &!#!&"a'!& 0 an+a'!& %! !1!c+c$n %!' P"o0!co@) To#a" conoc$#$!no %! 'o& $n5o"#!& %! a+%$o",a %!' -"o0!co 0 !n ca&o n!c!&a"$o

%$&-on!" 'a& #!%$%a& co""!c$*a& -!"$n!n!&@) To#a" conoc$#$!no %! 'a& !*a'+ac$on!& $n!"#!%$a 0 5$na' %!' -"o0!co@

E' CGP -"o"a#a"7 "!+n$on!& a' $n$c$o %! 'a !1!c+c$n %!' P"o0!co= a&, co#o #!%$an!

&!&$on!& o"%$na"$a& a "!a'$a"&! !n !' &!+n%o 0 c+a"o "$#!&"! %! ca%a ao= con 'a 5$na'$%a%

%! !*a'+a" !' %!&a""o''o %! 'o& a*anc!& !n 'a !1!c+c$n %!' -"o0!co@ En 'a "!+n$n %!' c+a"o

"$#!&"! &! -"oc!%!"7 a "!*$&a" !' POA= PAC= PEP 0 PF %!' &$+$!n! !1!"c$c$o -"!&+-+!&a'@

La& &!&$on!& o"%$na"$a& %!' CGP &on con*oca%a& -o" !' P"!&$%!n!= a "a*& %!' S!c"!a"$o@

La con*ocao"$a %!/! &!" no$5$ca%a con1+na#!n! con 'a a!n%a %! 'a &!&$n 0 con +na

an!'ac$n no #!no" %! &$!! (H) %,a& ca'!n%a"$o@

E' CGP &! -o%"7 "!+n$" !n &!&$n !"ao"%$na"$a= ca%a *! +! 'o &o'$c$! c+a'+$!"a %! 'o&

#$!#/"o& $+'a"!&@ La con*ocao"$a 'a "!a'$a !' S!c"!a"$o %!' CGP con +n #,n$#o %! "!&

(H3) %,a& .$'!& %! an!'ac$n 0 con a!n%a !&-!c,5$ca@

Co""!&-on%! a 'o& #$!#/"o& %!' CGP9

a) Pa"$c$-a" !n 'o& %!/a!& %! 'a& &!&$on!&@ /) S+&c"$/$" 0 *$&a" !' aca co""!&-on%$!n!@

Son 5+nc$on!& %!' P"!&$%!n! %!' CGP9

(a) P"!&$%$" 'a& &!&$on!& o"%$na"$a& 0 !"ao"%$na"$a& %!' CGP@(/) Con*oca" 'a& &!&$on!& o"%$na"$a& %!' CGP= a "a*& %!' S!c"!a"$o@(c) La& %!#7& +! &!an n!c!&a"$a& -a"a !' a%!c+a%o 5+nc$ona#$!no %!' CGP@

E' &!c"!a"$o %!' CGP !& !' D$"!co" %! G!&$n %!' P"o0!co= 0 &+& 5+nc$on!& &on9@

(a) P"!-a"a" 'a a!n%a %! 'a& &!&$on!& %!' CGP@

J


10/42



(/) R!#$$" con 'a an!'ac$n -"!*$&a 'a con*ocao"$a a 'a& &!&$on!&= con 'a a!n%a !

$n5o"#ac$n -!"$n!n!&= %! #an!"a +! 'o& #$!#/"o& %!' CGP -+!%an conoc!"

o-o"+na#!n! 'o& !#a& a %!/a$"@(c) E'a/o"a" !' aca %! ca%a &!&$n= -"oc+"an%o &+ "!&-!c$*a &+&c"$-c$n 0 con&!"*ac$n@

A&$#$o !5!c+a" 'a& co#+n$cac$on!& 0 coo"%$nac$on!& n!c!&a"$a& &o/"! !' c+#-'$#$!no%! 'o& ac+!"%o& o#a%o&@

3.2. L8 U98 G09 P-


11/42



() Coo"%$na" 'a& !*a'+ac$on!& $n!"#!%$a 0 5$na' %!' P"o0!co@() P"!-a"a" 'o& $n5o"#!& &!#!&"a'!& %! -"o"!&o %!' -"o0!co= 0 o"o& $n5o"#!& 0 %oc+#!no&

+! &!an "!+!"$%o& -o" 'a CGR= BID= MEF 0 'o& a+%$o"!& !!"no&= "!'ac$ona%o& con !'

!&a%o= a*anc! 0 !1!c+c$n %!' P"o0!co con&o'$%an%o 0 conc$'$an%o 'a $n5o"#ac$n %!'

#$o@($) Fo"#+'a" "!co#!n%ac$on!& cn$ca& "!'ac$ona%a& con 'a !1!c+c$n %! 'a& $n!"*!nc$on!& %!'

P"o0!co 0 %a"'! &!+$#$!no a 'a& #$a&@(1) E1!c+a" 'o& "!c+"&o& a&$na%o& a' P"o0!co %! con5o"#$%a% con !' Con"ao %! P"&a#o= 'a&

-o',$ca& %!' BID= 'a& %$"!c$*a& %!' MEF= 0 'a& no"#a& nac$ona'!& -!"$n!n!&@() Man!n!" %!/$%a#!n! ac+a'$a%o& 'o& a"c$*o& %oc+#!na'!& %!' P"o0!co@(') A&$&$" a 'a& Un$%a%!& O"7n$ca& U&+a"$a& (UOU) !n 'a !'a/o"ac$n %! "#$no& %!

"!5!"!nc$a= !-!%$!n!& cn$co& 0 %!#7& %oc+#!no& "!'ac$ona%o& con 'o& -"oc!&o& %!

con"aac$on!& 0 a%+$&$c$on!& %!/an "!a'$a"&! a&, co#o !n 'a -"!-a"ac$n %! 'o& !&+%$o&

cn$co&= 1+",%$co&= 5$nanc$!"o& 0 a%#$n$&"a$*o& n!c!&a"$o& -a"a 'a !'a/o"ac$n %! %$co&

%oc+#!no&@

(#)E'a/o"a" 'o& %oc+#!no&= $n5o"#!& %! -"o"!&o 0 %!&!#-!o !n #a!"$a -"!&+-+!&a' %!'

P"o0!co@

(n) Con"aa" 'a a+%$o",a !!"na +! co#-"!n%a o%o !' -!"$o%o %! !1!c+c$n %!' P"o0!co=

-"!&!nan%o 'o& !&a%o& 5$nanc$!"o& a+%$a%o& a 'a CGP 0 a' BID= &!.n 'o !&a/'!c$%o !n !'

Con"ao %! P"&a#o@

(o) A%#$n$&"a" 'o& -"oc!&o& %! con"aac$on!&= a%+$&$c$on!& 0 5$nanc$!"o&= a&, co#o 'a&

co#+n$cac$on!& o5$c$a'!& 0 cn$ca& an! !' BID= 'o& +! %!a''a"7n &!+$%a#!n!@

(-) O-!"a" !' SEPA@

() 6!"$5$ca" +! 'o& -"oc!&o& $nc'+$%o& !n !' PAC %!/!n &!" a&o& !'!$/'!& %!' P"o0!co@

(") E5!c+a" !' &!+$#$!no 0 con"o' %! 'a& con"aac$on!& 0 a%+$&$c$on!& con 'a 5$na'$%a% %!

a"an$a" +n a%!c+a%o 0 o-o"+no c+#-'$#$!no %! 'o& -'ao& &!a'a%o& !n !' PAC= a&,co#o %! 'a ca'$%a% %! 'o& &!"*$c$o& 0 /$!n!& a%+$"$%o&@

(&) O"a& ac$*$%a%!& %! %$"!cc$n= a%#$n$&"ac$n= coo"%$nac$n 0 !&$n +! &!an n!c!&a"$a&

-a"a !' 'o"o %! 'o& o/1!$*o& 0 #!a& %!' P"o0!co@

Pa"a c+#-'$" con &+& 5+nc$on!& 'a UGP cona"7 con9

?@ E' D$"!co" E1!c+$*o %!' P"o0!co= a ca"o %!' G!"!n! %! D!&a""o''o %! 'a CGR@2@ E' D$"!co" %! G!&$n %!' P"o0!co= a ca"o %!' G!"!n! %!' D!-a"a#!no %! G!&$n %!

P"o0!co& %! 'a CGR@

??


12/42



3@ Un E&-!c$a'$&a %! Mon$o"!o 0 E*a'+ac$n@4@ Un E&-!c$a'$&a A%#$n$&"a$*o 0 F$nanc$!"o@8@ Un E&-!c$a'$&a !n A%+$&$c$on!& 0 Con"aac$on!&@@ Un E&-!c$a'$&a 1+n$o" %! A%+$&$c$on!& 0 Con"aac$on!&@@ Un A&$&!n! A%#$n$&"a$*o@

@ G!&o"!& %! P"o0!co&@J@ Fac$'$a%o"!& %! P"o0!co&@?H@ Con&+'o"!& !&-!c$a'$a%o& -a"a a&$&!nc$a cn$ca (con"aac$on!& -+n+a'!&)@

3.3. R 8 U98 G09 P-o $n!"nac$ona'!&) +! -+%$!"an !n!" *$nc+'ac$on!& o !'!#!no&

co#-'!#!na"$o& o &$n"$co& con 'a o-!"ac$n %!' P"o0!co@

?2


13/42



(c) Coo"%$na" 'a 5o"#+'ac$n %!' PEP= POA= PAC 0 PF 0 -"!&!na" 'o& #!nc$ona%o& %oc+#!no&

%! !&$n = 0 &+& ac+a'$ac$on!&= a "a*& %!' DEP= a' CGP= a' $n$c$o 0 !n 'a& %$5!"!n!&

!a-a& %! 'a !1!c+c$n %!' P"o0!co@(%) So'$c$a" 'a no o/1!c$n %!' BID a 'o& %oc+#!no& %! !&$n %!' -"o0!co (PEP= POA= PAC

0 PF)= 0 a &+& #o%$5$cac$on!&= a&$ co#o a 'o& !#a& cn$co&= 'o& -"oc!&o& %! con"aac$on!&0 a%+$&$c$on!&= 0 !#a& 5$nanc$!"o&@

(!) G!&$ona" 0 coo"%$na" 'a !1!c+c$n %!' POA= PAC 0 PF !n 'o& co#-on!n!&=

&+/co#-on!n!& ! $n!"*!nc$on!& a ca"o %! 'o& +&+a"$o& %! 'a CGR@(5) D$"$$" 'o& -"oc!&o& %! #on$o"!o 0 !*a'+ac$n $n!"na %!' P"o0!co 0 &+& %oc+#!no& %!

!&$n= 0 o#a" 'a& #!%$%a& %! !&$n= coo"%$nac$n 0 a-o0o n!c!&a"$a& -a"a 'a ca/a'

$#-'!#!nac$n %! 'a& ac$*$%a%!& %!' -"o0!co 0 !' 'o"o %! 'o& "!&+'a%o& %! 'a Ma"$ %!

R!&+'a%o&= 0 'a "!a'$ac$n %! 'a& !*a'+ac$on!& !!"na& &!.n !' Con"ao %! P"&a#o 0

con%+c$" 'a $#-'!#!nac$n %! 'a& "!co#!n%ac$on!& "!&-!c$*a&@() I#-'!#!na" 'o& con"o'!& $n!"no& "!+!"$%o& -o" 'a& no"#a& %!' S$&!#a Nac$ona' %!

Con"o' 0 !' Con"ao %! P"&a#o@() D$&-on!" 'a& acc$on!& %! con"o' 0 a+%$o",a& n!c!&a"$a&= 0 'a& #!%$%a& co""!c$*a& +! &!

"!+$!"an@($) P"o-on!" a 'o& #$!#/"o& %! 'o& Co#$& %! S!'!cc$n %! 'o& -"oc!&o& %! a%+$&$c$on!& 0>o

con"aac$on!& a ca"o %! 'a UGP c+an%o co""!&-on%a= &!.n 'o !&a/'!c$%o !n !' Ca-,+'o %!

A%+$&$c$on!& 0 Con"aac$on!& %! !&! MOP@(1) 6$&a" 'o& con"ao& con -!"&ona& 1+",%$ca& o na+"a'!& &!'!cc$ona%a& -a"a 'a $#-'!#!nac$n

%! 'o& co#-on!n!&= &+/co#-on!n!&= -"!*$a no o/1!c$n %!' BID c+an%o co""!&-on%a@() A-"o/a" o%o& 'o& %oc+#!no& %! -ao +! &! !n!"!n co#o con&!c+!nc$a %! 'a !&$n 0

%!&a""o''o %! 'o& !&+%$o&= con&+'o",a&= o/"a& 0 co#-"a %! /$!n!& %! 'a& ac$*$%a%!& %!'

P"o0!co@(') D$&!a"= %!&a""o''a"= $#-'!#!na" 0 &+-!"*$&a" !' &$&!#a %! #on$o"!o 0 !*a'+ac$n %!'

P"o0!co 0 *!'a" -o" 'a !5!c$*$%a% %!' #$o= &!.n 'o !&a/'!c$%o !n !' Ca-,+'o %!

S!+$#$!no 0 E*a'+ac$n 0 A+%$o",a %! !&! MOP@(#)Coo"%$na" 'a !'a/o"ac$n 0 con&o'$%ac$n %! 'o& $n5o"#!& %! -"o"!&o &!#!&"a'!& %!'

P"o0!co -a"a &!" -"!&!na%o& a' CGP 0 a' BID@(n) Coo"%$na" 'a con"aac$n %! 'a& con&+'o",a& -a"a 'a !'a/o"ac$n %! 'o& $n5o"#!& %!

!*a'+ac$n $n!"#!%$a 0 5$na' %!' P"o0!co@(o) Coo"%$na" 'a -"!-a"ac$n 0 -"!&!na" 'o& $n5o"#!& 5$nanc$!"o& %!' P"o0!co a' CGP= MEF 0

BID=(-) Coo"%$na" 'a -"!&!nac$n %! 'a& &o'$c$+%!& %! %!&!#/o'&o& %! 5$nanc$a#$!no %!' -"&a#o

a' BID 0 'o& -"oc!&o& 0 %oc+#!nac$n %! 'a "!n%$c$n %! c+!na&@() Coo"%$na" 0 #on$o"!a" !' o-o"+no -"oc!&o %! &!'!cc$n %! 'a 5$"#a %! a+%$o",a !!"na

!nca"a%a %! "!a'$a" 'a a+%$o",a 5$nanc$!"a 0 %! !&$n %!' P"o0!co= 0 'a no o/1!c$n %! 'a

#$a a' BID@

?3


14/42



(") Coo"%$na" 'a& #$&$on!& %! #on$o"!o %!' Banco= "!*$&$on!& %! ca"!"a con !' MEF= a&, co#o

'a& !*a'+ac$on!& %!' P"o0!co@(&) D!'!a" !n o"o& #$!#/"o& %! 'a UGP 'a& 5ac+'a%!& 0 a"$/+c$on!& +! no &!an -"$*a$*a& %!

&+ 5+nc$n@

() O"a& ac$*$%a%!& +! &!an n!c!&a"$a& -a"a +na a%!c+a%a a%#$n$&"ac$n %!' Con"ao %!P"&a#o 0 +na !5$c$!n! !&$n %!' P"o0!co +! -o&$/$'$! !' 'o"o %! &+& o/1!$*o& 0

#!a&@

3.6. E/88 9 P8989" M9- < E?8>809

R!&-on&a/'! %!' -'an!a#$!no %!' P"o0!co= *!'a" -o" !' #on$o"!o con$n+o %! 'a !1!c+c$n %!'

P"o0!co con !' 5$n %! 'o"a" !' c+#-'$#$!no %! &+& o/1!$*o& 0 #!a&= 0 %! coo"%$na" 'a&

!*a'+ac$on!& -"o"a#a%a&= !n coo"%$nac$n con !' DGP@ S+& 5+nc$on!& &on9

(a) Fo"#+'a" 'a -'an!ac$n %! 'a& ac$*$%a%!& %!' P"o0!co (PEP= POA= PAC 0 PF)= !ncoo"%$nac$n con 'o& E&-!c$a'$&a& %! Con"aac$on!& 0 A%+$&$c$on!& 0 !'A%#$n$&"a$*o F$nanc$!"o@

(/) A -a"$" %! 'o& $n%$ca%o"!& aco"%a%o& 0 %!5$n$%o& !n 'o& %oc+#!no& cn$co& %!'P"o0!co -"o-on!" 0 -"!c$&a" 'o& a1+&!& +! &! con&$%!"!n -!"$n!n!&@

(c) E5!c+a" !' #on$o"!o %!' P"o0!co 0 "!a'$a" 'a #!%$c$n %! 'o& $n%$ca%o"!& %! 'a #a"$%! "!&+'a%o&= a&, co#o 'a ac+a'$ac$n -!"#an!n! +! &!"7 "!$&"a%a !n !' PMR@

(%) Co#o -a"! %!' #on$o"!o %! 'a !1!c+c$n %!' P"o0!co= ac!" &!+$#$!no a 'a !1!c+c$n%!' POA= PAC 0 a' PF= !n coo"%$nac$n con 'o& E&-!c$a'$&a& %! A%+$&$c$on!& 0Con"aac$on!& 0 A%#$n$&"a$*o F$nanc$!"o@

(!) Ac+a'$a" 'a $n5o"#ac$n %! 'a -'an$5$cac$n %!' P"o0!co

(5) R!#$$" 'a $n5o"#ac$n %! 'a -'an$5$cac$n %!' P"o0!co -a"a 'a a-"o/ac$n a' DEP 0 %!'DGP= -a"a &+ -o&!"$o" "!#$&$n a' BID@

() Coo"%$na" con !' DEP 0 !' DGP= $%!n$5$can%o 'a& &o'+c$on!& a -o&$/'!& %$5$c+'a%!& !n

'a !1!c+c$n %! 'o& co#-on!n!&= &+/co#-on!n!& %!' P"o0!co= a&, co#o -"o-on!" 'a!%$%a&= a1+&!& o ac$*$%a%!& n!c!&a"$a& -a"a "!&o'*!"'o& %! con5o"#$%a% a' POA 0 PAC%!' P"o0!co@

() P"!-a"a" 'o& $n5o"#!& %! -"o"!&o &!#!&"a'!& 0 %! !*a'+ac$n %!' P"o0!co@

($) Coo"%$na" 'a !'a/o"ac$n %! 'o& $n5o"#!& %! !*a'+ac$n $n!"#!%$a 0 5$na' %!' P"o0!co@

(1) B"$n%a" a&$&!nc$a 0 a-o0a" !n 'a %oc+#!nac$n %! 'a& #$&$on!& %! #on$o"!o %!' BID='a& "!*$&$on!& %! ca"!"a con !' MEF= a&, co#o 'a& !*a'+ac$on!& %!' P"o0!co@

() O"a& !n #a!"$a %! &+ co#-!!nc$a 0 'a& +! '! &!an a&$na%a& -o" !' DEP 0 !' DGP@

?4


15/42



3.7. E/88 A9-8? < #989-

R!&-on&a/'! %! a%#$n$&"a" 'o& "!c+"&o& 5$nanc$!"o& %!' P"o0!co= a&, co#o %!' "!$&"o 0 con"o'

%! 'o& ac$*o& %! 'a UGP@ R!&-on&a/'! %! ''!*a" 'o& "!$&"o& 0 con"o'!& cona/'!& 0 5$nanc$!"o&

%! 'a !1!c+c$n %! 'o& "!c+"&o& a&$na%o& a' P"o0!co= a&, co#o %!' $n*!na"$o= "!$&"o= con"o' 0

#an!n$#$!no %! 'o& /$!n!& con +! c+!na 'a UGP@ D!-!n%! 1!"7"+$ca#!n! %!' D$"!co" %!

G!&$n %!' P"o0!co a ca"o %!' P"o0!co@ S+& 5+nc$on!& &on9

(a) P"o"a#a"= o"an$a"= %$"$$" 0 con"o'a" 'o& -"oc!&o& cn$co& %! 'o& S$&!#a&

A%#$n$&"a$*o& %! T!&o"!",a= P!"&ona'= Lo,&$ca= Pa"$#on$o= Con"o' 0 P"!&+-+!&o= a&,

co#o 'a& acc$on!& "!'a$*a& a' ac!"*o %oc+#!na"$o= %! ac+!"%o a 'o !&a/'!c$%o !n !'

Con"ao %! P"&a#o@

(/) E1!c+a" 'o& -"oc!&o& cn$co& %!' S$&!#a Cona/'! 0 F$nanc$!"o@

(c) Coo"%$na" 'a 5o"#+'ac$n 0 -"!&!na" o-o"+na#!n! 'o& E&a%o& F$nanc$!"o& 0

P"!&+-+!&a'!& con5o"#! a 'a no"#a$*$%a% *$!n! 0 c+an%o &! "!+$!"an@

(%) Coo"%$na" 0 &+-!"*$&a" 'a !1!c+c$n o-o"+na %! 'a& %$*!"&a& ac$*$%a%!& con!n$%a& !n !'

PEP= POA= PAC Y PF

(!) P"!-a"a" 'a -'an$5$cac$n %! 'o& co#-"o#$&o& 5$nanc$!"o& 0 %! 'o& "!-o"!& "!+!"$%o& -a"a!' -o"a' %! "an&-a"!nc$a %! 'a CGR@

(5) 6!"$5$ca" 'a con5o"#$%a% %! 'a& a"an,a& con"ac+a'!&= -"!*$a a 'a !1!c+c$n %! 'o& -ao& a

+! +/$!"! '+a" a&, co#o "!$&"a"= c+&o%$a"= #an!n!" &+ *$!nc$a 0 &o'$c$a" &+

!1!c+c$n c+an%o co""!&-on%a a 5a*o" %!' P"o0!co@

() I#-'!#!na" 0 con"o'a" !' c+#-'$#$!no %! 'a& no"#a& "$/+a"$a& a&, co#o $n5o"#a"

o-o"+na#!n! a 'o& con&+'o"!&= -"o*!!%o"!& 0 con"a$&a& %!' P"o0!co= &o/"! 'a&

"!&-on&a/$'$%a%!& "$/+a"$a& +! a&+#!n !n !' -a,&@ Coo"%$na" !&a 5+nc$n con !'

D!-a"a#!no %! F$nana& %! 'a CGR@

() P"o-on!"= !'a/o"a"= coo"%$na" 0>o *$&a" "!&o'+c$on!& 0 %$"!c$*a& a%#$n$&"a$*a&= con"ao&=

a%!n%a& 0 con*!n$o& &o/"! 'o& a&+no& %! 'a !&$n a%#$n$&"a$*a %!' P"o0!co@

($) In5o"#a" a' D$"!co" %! G!&$n %!' P"o0!co &o/"! !' a*anc! %! 'a& ac$*$%a%!& a &+ ca"o@

(1) E'a/o"a" 0 &+-!"*$&a" !' "!$&"o 0 con"o' cona/'! 0 5$nanc$!"o %! 'a !1!c+c$n %! 'o&

"!c+"&o& a&$na%o& !n 'o& co#-on!n!&= &+/co#-on!n!& %!' P"o0!co= ano %! "!c+"&o& %!'

?8


16/42



5$nanc$a#$!no %!' BID %!' Con"ao %! P"&a#o= co#o %! 'a con"a-a"$%a nac$ona'= %!

ac+!"%o con 'a& no"#a& $n!"nac$ona'!& cona/'!& !n!"a'#!n! ac!-a%a& 0 con 'a&

%$&-o&$c$on!& nac$ona'!&@ Coo"%$na" !&a 5+nc$n con !' D!-a"a#!no %! F$nana&@

() Coo"%$na" con 'a G!"!nc$a C!n"a' %! A%#$n$&"ac$n 0 F$nana& 'a $#-'anac$n o-o"+na%! &$&!#a& co#-+a"$a%o& -a"a 'a con&o'$%ac$n %!' S$&!#a A%#$n$&"a$*o= Cona/'! 0

F$nanc$!"o %!' P"o0!co@

(') Coo"%$na" 'a o-!"ac$n %!' S$&!#a In!"a%o %! A%#$n$&"ac$n F$nanc$!"a (SIAF) -a"a 'a

!&$n %!' P"o0!co@

(#) O-!"a" !' S$&!#a In!"a%o %! A%#$n$&"ac$n F$nanc$!"a (SIAF) %! 'a UGP= !n 'o&

#%+'o& %! &+ co#-!!nc$a (cona/$'$%a% 0 5$nana&)@

(n) L'!*a" "!$&"o& %! 'o& %!&!#/o'&o& %!' P"o0!co !n 5+nc$n %!' !&a%o %! a&o&@

(o) C'a&$5$ca" 0 "!$&"a" 'a& "an&acc$on!& 5$nanc$!"a&= 0 -"!-a"a" 0 -"!&!na" 'o& In5o"#!&

F$nanc$!"o& %! con5o"#$%a% con 'a& no"#a& %!' BID 0 con 'a -!"$o%$c$%a% $n%$ca%a !n !'

Con"ao %! P"&a#o@

(-) P"!-a"a"= #an!n!"= ac+a'$a" 0 &+-!"*$&a" 'o& '$/"o&9 D$a"$o= Ma0o"= A+$'$a" Banco& (-o"

c+!na)= #an!1o %! ca1a= !5!c$*o "!c$/$%o 0 -"oc!%$#$!no %! -ao&@

() A%#$n$&"a" 'o& ac$*o& %! 'a UGP= #an!n$!n%o ac+a'$a%o& 'o& $n*!na"$o& 0 #a"!&, %!

B$!n!&@

(") 6!'a" -o" !' #an!n$#$!no %!' ac!"*o %oc+#!na"$o %!' P"o0!co= $nc'+0!n%o 'a

%oc+#!nac$n %! o%a& 'a& !n$%a%!& /!n!5$c$a"$a& 0 -a"$c$-an!& %!' P"o0!co@

(&) Con&o'$%a" 'a $n5o"#ac$n %! 'a !&$n a%#$n$&"a$*a +! &! %!"$*! %! 'a !1!c+c$n %!'

P"o0!co= !n !' #a"co %!' Con"ao %! P"&a#o@

() Con&o'$%a" 'a $n5o"#ac$n cona/'! +! &! %!"$*! %! 'a !1!c+c$n %!' P"o0!co= !n !' #a"co

%!' Con"ao %! P"&a#o@

(+) Coo"%$na" ! $#-'!#!na" 'o& -"oc!&o& %! &!'!cc$n %! 'a 5$"#a a+%$o"a %!' P"o0!co !n

c+#-'$#$!no a 'a& !&$-+'ac$on!& con"ac+a'!& !n !&a #a!"$a= 0 &!.n 'o !&a/'!c$%o !n !'

ca-,+'o "!&-!c$*o %! !&! MOP@

(*) Pa"$c$-a" !n 'a -"!-a"ac$n %!' -"!&+-+!&o an+a'@

?


17/42



() P"!-a"a" 'o& T"#$no& %! R!5!"!nc$a (TDR) %! a+%$o",a 0 !' con"ao "!&-!c$*o

() Coo"%$na" con 'o& a+%$o"!& !!"no& 'a& *$&$a& $n!"$na& %+"an! !' !1!"c$c$o@

(0) R!#$$" o-o"+na#!n! a' BID !' $n5o"#! %! a+%$o",a@

() E5!c+a" !' &!+$#$!no %! 'a& "!co#!n%ac$on!& %! a+%$o",a !!"na@

(aa) 6!'a"= con1+na#!n! con !' E&-!c$a'$&a %! A%+$&$c$on!& 0 Con"aac$on!& %! 'a UGP= -a"a

+! 'o& "!c+"&o& %!' P"&a#o 0 %! 'a Con"a-a"$%a Nac$ona' &! !nc+!n"!n %$&-on$/'!&

o-o"+na#!n!= -a"a 'o& -ao& %! 'a& a%+$&$c$on!& 0 con"aac$on!& %! 'o& co#-on!n!&=

&+/co#-on!n!& %!' P"o0!co= %! ac+!"%o con 'o& "!+!"$#$!no& %! !1!c+c$n %!' P'an

O-!"a$*o An+a'@

(a/) O"a& !n #a!"$a %! &+ co#-!!nc$a 0 'a& +! '! &!an a&$na%a& -o" !' D$"!co" %! G!&$n

%!' P"o0!co@

3.$. E/88 A@>9 < C9-889

R!&-on&a/'! %! 'o& -"oc!&o& %! &!'!cc$n 0 con"aac$n -a"a a%+$"$" /$!n!&= o/"a& o con"aa"

&!"*$c$o& 0 con&+'o",a& n!c!&a"$a& -a"a 'a !1!c+c$n %! 'a& ac$*$%a%!& %!' P"o0!co= con5o"#! a'

PAC -"!*$a#!n! 5o"#+'a%o 0 a-"o/a%o= 0 a 'a& -o',$ca& %! a%+$&$c$on!& %!' BID -'aa%a& !n

!' con"ao %! -"&a#o= 0 !n 'a& -o',$ca& nac$ona'!&= c+an%o &!a -!"$n!n!@ Con&o'$%a"7 !' PAC!n coo"%$nac$n con 'a& 7"!a& +&+a"$a& %! 'a CGR 0 "!*$&a"7 'a %oc+#!nac$n %! a%+$&$c$on!&

0 con"aac$on!&@ D!-!n%! 1!"7"+$ca#!n! %!' D$"!co" %! G!&$n %!' P"o0!co@

S+& 5+nc$on!& &on9

(a) P'an$5$ca" 0 -"o"a#a" 'a& con"aac$on!& 0 a%+$&$c$on!& %! 'o& co#-on!n!&=

&+/co#-on!n!& ! $n!"*!nc$on!& %!' P"o0!co= !n coo"%$nac$n con 'o& G!&o"!& 0

Fac$'$a%o"!& %! P"o0!co&= 0 con 'o& !+$-o& !1!c+o"!& %! 'o& -"o0!co&@(/) E'a/o"ac$n %!' PAC %! 'o& co#-on!n!&= &+/co#-on!n!& !n coo"%$nac$n con 'o&

G!&o"!& 0 Fac$'$a%o"!& %! P"o0!co&@(c) Fo"#+'a" 0 con&o'$%a" !' PAC %!' P"o0!co@ A&$#$o %!/!"7 $nco"-o"a" !' PAC a' S$&!#a

%! E1!c+c$n %! P'an!& %! A%+$&$c$on!& (SEPA) 0 a' SEACE@(%) E'a/o"a" 'o& %oc+#!no& %! 'o& -"oc!&o& %! a%+$&$c$on!& 0 con"aac$on!& %!' PAC %! 'o&

co#-on!n!& 0 &+/co#-on!n!& %!' -"o0!co= !n coo"%$nac$n con 'o& G!&o"!& 0

Fac$'$a%o"!& %! P"o0!co&@(!) R!a'$a"= &+-!"*$&a" 0 !*a'+a" 'o& -"oc!&o& %! a%+$&$c$on!& 0 con"aac$on!& 0 *!'a" -o"+!

c+#-'an con 'a& !&$-+'ac$on!& %!' Con"ao %! P"&a#o= no"#a& 0 -"oc!%$#$!no& %!' BID

?


18/42



0 no"#a& %! con"aac$n 0 a%+$&$c$on!& %!' -a,& c+an%o co""!&-on%a= !n coo"%$nac$n con

'o& co#$& %! !*a'+ac$n@(5) Pa"$c$-a" !n 'o& co#$& %! &!'!cc$n %! 'o& -"oc!&o& %! a%+$&$c$on!& 0 con"aac$on!&=

co#o $+'a" o &+-'!n!@ A&$#$o= &! !nca"a"7 %! 'a !'a/o"ac$n %! 'a& Aca& !n 'a&

&!&$on!& %! 'o& Co#$& %! E*a'+ac$n@() D$&!a" 'o& #!can$o& n!c!&a"$o& -a"a "!a'$a" !' &!+$#$!no -!"#an!n! 0 !*a'+ac$on!&

-!"$%$ca& %! 'o& -"oc!&o& %! a%+$&$c$on!& 0 con"aac$on!& %! 'o& co#-on!n!&=

&+/co#-on!n!& %!' P"o0!co= !n coo"%$nac$n con 'o& G!&o"!& 0 Fac$'$a%o"!& %!

P"o0!co&@() R!*$&a" 'a %oc+#!nac$n %! 'o& -"oc!&o& %! con"aac$n 0 a%+$&$c$n@($) O"a& !n #a!"$a %! &+ co#-!!nc$a= 0 'a& +! '! &!an a&$na%a& -o" !' G!"!n! %!'

D!-a"a#!no %! G!&$n %! P"o0!co& a ca"o %!' P"o0!co@

3.&. G- P-


19/42



() ac!" &!+$#$!no 0 #on$o"!o a 'a !1!c+c$n %! 'o& -"o0!co& %!' -o"a5o'$o a&$na%o= !n

coo"%$nac$n con 5ac$'$a%o"!& 0 ',%!"!& %! -"o0!co&= -"o-$c$an%o !' c+#-'$#$!no %!'

a'canc!= c"ono"a#a 0 co&o %!' -"o0!co= $n5o"#an%o a' P"o-$!a"$o 0 Co#$ D$"!c$*o

&o/"! 'a &$+ac$n o !&a%o %! 'o& #$o&@

($) Pa"$c$-a" ac$*a#!n! !n "!+n$on!& %! coo"%$nac$n con ',%!"!& %! -"o0!co&= 5ac$'$a%o"!&=#$!#/"o& %! !+$-o& 0 #$!#/"o& %!' Co#$ D$"!c$*o

(1) C+#-'$" con 'o& !nca"o& 0 o"a& 5+nc$on!& +! '! a&$n! !' G!"!n! %!' D!-a"a#!no %!

G!&$n %! P"o0!co&@

3.1'. #88- P-


20/42



3.12. 89 I9-8-89 D8--.

E' BID $!n! 'a& &$+$!n!& 5+nc$on!&9

(a) S+-!"*$&a" 'a !1!c+c$n %!' P"o0!co 0 *!'a" -o" !' c+#-'$#$!no %! 'a& !&$-+'ac$on!& %!'

Con"ao %! P"&a#o 0 'a a-'$cac$n %! 'a& no"#a& 0 -o',$ca& %!' BID !n 'a #a!"$a@(/) Oo"a" 'a 6$a/$'$%a% %!' -"o0!co an! !' c+#-'$#$!no %! 'a& con%$c$on!& -"!*$a& -a"a !'

-"$#!" %!&!#/o'&o@(c) Oo"a" 'a No O/1!c$n a 'o& %oc+#!no& %! !&$n %!' -"o0!co9 PEP= POA= PAC= PF= 0

&+& #o%$5$cac$on!&@(%) Oo"a" 'a No O/1!c$n a 'o& %$5!"!n!& %oc+#!no& %! 'o& -"oc!&o& %! a%+$&$c$on!& 0

con"aac$on!&= a'!& co#o "#$no& %! "!5!"!nc$a= /a&!& %! '$c$ac$on!&= !"na& o '$&a& co"a&

%! can%$%ao&= $n5o"#!& 5$na'!&= !c@= %! ac+!"%o a 'a& !&$-+'ac$on!& %!' Con"ao %!

P"&a#o 0 'a& no"#a& 0 -o',$ca& %!' BID !n 'a #a!"$a@(!) R!*$&a" 'a& &o'$c$+%!& %! %!&!#/o'&o= "!n%$c$on!& 0 !5!c+a" 'o& %!-&$o& co""!&-on%$!n!&

!n 'a& c+!na& !&-!c$5$ca%a&@(5) R!*$&a" 'o& -"oc!&o& %! a%+$&$c$on!& 0 con"aac$on!&= !n 5o"#a !an! o !-o&= &!.n

-'an$5$ca%o@() C!"$5$ca !' c+#-'$#$!no %! 'a& con%$c$on!& con"ac+a'!& +! a&, &! "!+$!"a= $nc'+0!n%o

$n5o"#!& %! !1!c+c$n= !*a'+ac$n 0 a+%$o",a@() Oo"a" 'a !'!$/$'$%a% %! 'a& $n!"*!nc$on!& a &!" 5$nanc$a%a& !n !' #a"co %!' P"o0!co@($) E5!c+a" M$&$on!& %! A%#$n$&"ac$n c+an%o &! "!+$!"an@(1) Oo"a" 'a no o/1!c$n a 'o& $n5o"#!& &!#!&"a'!& %! !1!c+c$n %!' -"o0!co -"!&!na%o& -o"

!' OEP@() Oo"a" 'a No O/1!c$n a' Man+a' %! O-!"ac$on!& 0 &+& #o%$5$cac$on!&@(') R!$&"a" 'o& con"ao& &!.n &+& -"oc!%$#$!no&@(#)La& %!#7& n!c!&a"$a& -a"a !' c+#-'$#$!no %! &+& o/'$ac$on!& con"ac+a'!&@

4. C O/-8? P-


21/42



4.1. #8 P--8809

4.1.1. P89 E=>09 P-8 (POA).

2?


22/42



E' POA !& !' -"$nc$-a' %oc+#!no %! !1!c+c$n %!' -"o0!co !' c+a' "!$&"a9 ca%a +na %!

'a& ac$*$%a%!& a "!a'$a"&! -a"a !' !1!"c$c$o -"!&+-+!&a' an+a'= $nc'+0!n%o 'o& co&o&

#!n&+a'$a%o& a&$#$o -!"#$! !' &!+$#$!no 0 con"o' %!' a*anc! %! 'a& #!a&

5,&$ca& 0 5$nanc$!"a&= a&, co#o %!' -"o"!&o %! 'o& "!&+'a%o& !n 'a $#-'!#!nac$n %!'

P"o0!co (Ma"$ %! R!&+'a%o& %!' P"o0!co)@

E' POA !& !'a/o"a%o 0 a-"o/a%o -o" 'a UGP= !n coo"%$nac$n con 'o& G!&o"!& 0

Fac$'$a%o"!& %! P"o0!co& 0 %!/! &!" -"!&!na%o -a"a &+ No O/1!c$n a' BID %!n"o %!'

.'$#o "$#!&"! %! ca%a ao 5$&ca'@ E' POA %!/! con!n!" 'a& ac$*$%a%!& !n %!a''!= con

'a& 5!ca& "!&-!c$*a& %! $n$c$o 0 5$na'$ac$n %! ca%a !a-a %! 'a ac$*$%a%= !& %!c$" %!/!

$nc'+$" c'a"a#!n! !' $!#-o= co&o 0 +na "!&!a %!' a'canc!@ A' POA &! '! %!/!"7

a%1+na" !' PAC 0 'a PF@

E' DGP &! !nca"a"7 %! "!a'$a" !' &!+$#$!no 0 con"o' %! 'o& $n%$ca%o"!& %!

#on$o"!o 0 coo"%$na"7 'a -"!-a"ac$n %! 'o& "!-o"!& &!#!&"a'!& &o/"! !' a*anc! %!

%$co& $n%$ca%o"!& con !' E&-!c$a'$&a !n P'an!a#$!no= Mon$o"!o 0 E*a'+ac$n= a&,

co#o con 'o& G!&o"!& 0 Fac$'$a%o"!& %! P"o0!co&=

E' DGP 0 'o& G!&o"!& &on 'o& !nca"a%o& %! &o'$c$a" 0 "!*$&a" !' c+#-'$#$!no %! 'a&

UOU= !n 'a !1!c+c$n %! 'a& ac$*$%a%!& /a1o &+ "!&-on&a/$'$%a% 0 &o/"! 'a -"!&!nac$n

%! 'a $n5o"#ac$n 0 %oc+#!nac$n "!+!"$%a& -o" 'a UGP@

E' DGP -o%"7 -"o-on!" !n ca&o &!a n!c!&a"$o= a1+&!& a 'o& %oc+#!no& %! !&$n %!'

P"o0!co= 'o& +! "!+$!"!n No O/1!c$n a' BID@

4.1.3. P89 A@>9 < C9-889 (PAC).

E' PAC !& !' %oc+#!no +! con$!n! !' %!a''! %! 'a& a%+$&$c$on!& 0 con"aac$on!& +!

&! $#-'!#!na"7n an+a'#!n! ! $nc'+0!9 ($) 'o& con"ao& -a"a o/"a&= /$!n!&= &!"*$c$o&

%$5!"!n!& a con&+'o",a 0 &!"*$c$o& %! con&+'o",a ($$) 'o& #o%o& -"o-+!&o& -a"a 'acon"aac$n %! o/"a&= /$!n!& 0 &!"*$c$o& %$5!"!n!& a con&+'o",a 0 -a"a 'a &!'!cc$n %!

'o& con&+'o"!& 0 ($$$) 'o& -"oc!%$#$!no& a-'$ca%o& -o" !' BID -a"a 'a "!*$&$n %! 'a

%oc+#!nac$n@

EL PAC &!"7 ac+a'$a%o c+an%o &!a n!c!&a"$o= 0 &! -+/'$ca"7 !n !' SEPA a&, co#o !n 'a

-7$na !/ %!' OSCE@ Lo& -"oc!&o& +! 5$+"an !n !' PAC %!/!n &!" conco"%an!& con

P'an O-!"a$*o An+a' (POA) "!&-!c$*o@

22


23/42


24/42



B"+ # obra+ ($) L$c$ac$n P./'$ca In!"nac$ona' (LPI)= ($$) L$c$ac$n P./'$ca Nac$ona'(LPN)= ($$$) Co#-a"ac$n %! P"!c$o& (CP)@

Co"+)&/ora+ D! -"!5!"!nc$a &! +&a"7 !' -"oc!%$#$!no %! S!'!cc$n Ba&a%a !n Ca'$%a% 0

Co&o (SBCC)@ S!.n &! "!+$!"a= -o%"7n +&a"&! o"o& #o%o& %! con"aac$n %!&c"$o& !n'a& -o',$ca& %!' BID@

Co"+)&/or+ I"$$)a&+ S!'!cc$n /a&a%a !n 'a& Ca'$5$cac$on!& %! 'o& Con&+'o"!&@

A&$#$o= -o" !c!-c$n &! -o%"7 +$'$a" !' #o%o %! &!'!cc$n %$"!ca (SD) !n 'o& ca&o&

%!/$%a#!n! 1+&$5$ca%o& 0 +! c+#-'an con 'a& -o',$ca& %! con"aac$on!& 0 a%+$&$c$on!&

%!' BID@

4.2.2. P-/8-809 D>9 S09.

La -"!-a"ac$n %! 'o& T"#$no& %! R!5!"!nc$a= E&-!c$5$cac$on!& Tcn$ca& 0 Co&o&E&$#a%o& +! &! "!+$!"an -a"a 'a con"aac$n %! &!"*$c$o&= con&+'o",a& 0 'a

a%+$&$c$n %! /$!n!& -a"a 'a !1!c+c$n %! 'o& co#-on!n!& %!' P"o0!co= &on

"!&-on&a/$'$%a% %! 'a& UOU= +$!n!& coo"%$na"7n con 'o& G!&o"!& 0 Fac$'$a%o"!& %!

P"o0!co& 0 'a UGP -a"a &+ *a'$%ac$n= &!.n 'a& 5!ca& !&$#a%a& !n !' PAC@

Po&!"$o"#!n! %$ca %oc+#!nac$n !& !n*$a%a a' Co#$ %! E*a'+ac$n (C%E)

"!&-on&a/'! %!' -"oc!&o %! E*a'+ac$n= S!'!cc$n 0 Con"aac$n !n coo"%$nac$n con 'a

UGP@

4.2.3. P- C9-8809.

La& con"aac$on!& 0 a%+$&$c$on!& &! "$!n %! ac+!"%o a 'a& !&$-+'ac$on!& %!' Con"ao

%! P"&a#o 0 -o" 'a& no"#a& 0 -o',$ca& %!' BID !n 'a #a!"$a= a-'$c7n%o&!

&+-'!o"$a#!n! 'a& no"#a& nac$ona'!& c+an%o co""!&-on%an 0 con 'a -"!*$a no o/1!c$n

%!' BID@

E' DGP -"o-on%"7 'a con5o"#ac$n %! 'o& C%E %! ac+!"%o a 'a& ca"ac!",&$ca& 0o/1!$*o& %! 'a con"aac$n a%+$&$c$n a "!a'$a"@ Lo& C%E &on $n&anc$a& a+no#a&

0 %! %!c$&$n co'!$a%a= $n!"a%a& -o" 9 "!-"!&!nan!& %! 'a& UOU= %! 'a UGP c+an%o

&!a n!c!&a"$o 0 !*!n+a'#!n! %! !&-!c$a'$&a& !#7$co& %! 'a CGR@ Lo& C%E -"!&!nan

&+ $n5o"#! 5$na' a 'a UGP@

E' BID !a#$na 'o& -"oc!%$#$!no&= %oc+#!no&= 'a !*a'+ac$n %! 'a& o5!"a&= 'a

"!co#!n%ac$n 0 a%1+%$cac$n %! con"ao&= %! ac+!"%o a' c+a%"o Mo%o& %!

A%+$&$c$n 0 L,#$! %! R!*$&$on!& P"!*$a& con 'a 5$na'$%a% %! *!"$5$ca" +! 'o&

24


25/42



#!nc$ona%o& -"oc!&o& &! !nc+!n"an %! ac+!"%o con 'a& -o',$ca& %!' BID@ E&a&

!*a'+ac$on!& -o%"7n &!" !an! o !-o&= con5o"#! 'o !&-!c$5$+! !' Banco@

4.2.4. P>8

La UGP -+/'$ca"7 !' PAC !n !' SEPA= 0 %! &!" !' ca&o= &!"7 ac+a'$a%o

&!#!&"a'#!n! o con5o"#! 'o "!+$!"a !' P"o0!co= con 'a 5$na'$%a% %! "!5'!1a" 'a&

n!c!&$%a%!& "!a'!& %! !1!c+c$n %!' P"o0!co 0 !' -"o"!&o a'cana%o@

La UGP -+/'$ca"7 !n 'o& &$$o& %! In!"n! %! United Nations Development Business

(UNDB on'$n!) !' an+nc$o !n!"a' %! a%+$&$c$on!& 0 !' an+nc$o !&-!c,5$co %!

a%+$&$c$on!&@ A&$#$o -+/'$ca"7 !n 'a -7$na !/ %!' O"an$o S+-!"*$&o" %!

Con"aac$on!& %!' E&a%o (OSCE)= 'o& ''a#a%o& a '$c$ac$n= 'o& %oc+#!no& %!

'$c$ac$n= 'a& aca& %! a-!"+"a %! 'a& o5!"a&= 'a& &o'$c$+%!& -a"a !-"!&$n %! $n!"& 0

!' "!&+#!n -!"$n!n! %! 'o& $n5o"#!& %! !*a'+ac$n %! 'a& o5!"a& 0 -"o-+!&a&

co""!&-on%$!n!& a o%o& 'o& /$!n!&= o/"a&= &!"*$c$o& (%$&$no& %! 'o& &!"*$c$o& %!

con&+'o",a) 0 &!"*$c$o& %! con&+'o",a= &!.n co""!&-on%a@

4.2.5. L C9-889 /- M88.

Lo& P"oc!&o& 0 ',#$!& %! con"aac$n aco"%a%o& -a"a !' P"o0!co= !&7n !&a/'!c$%o& !n!' ca-,+'o %!' MOP@

4.2.6. L /8-8 8 -?09 8@>9 8=89 /-?.

La& "!*$&$on!& %! 'a& con"aac$on!& 0 a%+$&$c$on!& %!' BID -+!%!n &!" !an! 0 !-o&@

Lo& '$#$!& #on!a"$o& %! %$co& $-o& %! "!*$&$n 'o& %!5$n! !' BID= &!.n !' an7'$&$& %!

"$!&o&@ Lo& c$a%o& ',#$!& -o%"7n &!" #o%$5$ca%o& &'o -o" !' Banco %+"an! 'a

!1!c+c$n %!' P"o0!co@

4.2.7. S>-/09 9 C9-8.

La UGP !&$ona an! 'a G!"!nc$a C!n"a' %! A%#$n$&"ac$n 0 F$nana& (GAF) 0 !'

D!-a"a#!no %! Lo,&$ca %! 'a CGR= 'a &+&c"$-c$n %!' con"ao 5$na' &o/"! 'a&

a%+$&$c$on!& 0 con&+'o",a&= !n$!n%o !n c+!na !' In5o"#! F$na' %!' C%E= !' c+a'

con!n%"7 o%o& 'o& %oc+#!no& %!' P"oc!&o %! S!'!cc$n ($nc'+0!n%o !' P"o0!co %!

Con"ao)= 'a o5!"a %!' -o&o" o '$c$an! ana%o" &!'!cc$ona%o= 0 'a no o/1!c$n %!' BID

c+an%o co""!&-on%a= #an!n$!n%o $n5o"#a%o %!' -"oc!&o a 'a& UOU@

28


26/42



La UGP coo"%$na"7 con !' "!-"!&!nan! '!a' %!' -o&o" a%1+%$ca%o 'a 5!ca -a"a 'a

5$"#a %!' Con"ao= !!n%$n%o&! a ca%a -a"! +n o"$$na' %!' #$o@

Lo& con"ao& %! O/"a&= a%+$&$c$n %! /$!n!& 0 &!"*$c$o& %! con&+'o",a %! 5$"#a&= &!"7n

&+&c"$o& -o" 'a GAF 0 !' "!-"!&!nan! a+o"$a%o %!' B!n!5$c$a"$o@

La UGP "!#$$"7 a' BID co-$a %!' con"ao &+&c"$o a 5$n %! +! &!a "!$&"a%o 0 oo"a%o

!' n.#!"o PRISM@

4.3. #8 E=>09.

4.3.1. A9-809 9-8

S+&c"$o& 'o& Con"ao&= 'o& !&o"!& 0 5ac$'$a%o"!& &on 'o& "!&-on&a/'!& %! !5!c+a" !'

&!+$#$!no %! 'a !1!c+c$n %!' con"ao= con 'a 5$na'$%a% +! &! ''!*an a ca/o 'o&&!"*$c$o& 0 !n"!a %! /$!n!& con"aa%o&@ La& UOU &on 'o& "!&-on&a/'!& %! oo"a" 'a

con5o"#$%a% cn$ca %!' &!"*$c$o o -"o%+co= *!"$5$can%o &! %!&a""o''!n 'a& ac$*$%a%!&

!&a/'!c$%a& !n 'o& T"#$no& %! R!5!"!nc$a (T%R) 0 &! c+#-'an 'a& !&-!c$5$cac$on!&

cn$ca& !$$%a& &!.n !' Con"ao &+&c"$o 0 'a P"o-+!&a Tcn$ca Econ#$ca@

I+a'#!n! 'o& !&o"!& 0 5ac$'$a%o"!&= &on "!&-on&a/'!& %! $n5o"#a" &o/"! 'o& a*anc!&

%! 'a !1!c+c$n %! 'o& con"ao&= con 'a 5$na'$%a% %! a-o0a" a 'a& UOU !n &+ -"oc!&o %!

a-"o/ac$n 0 con5o"#$%a% %! 'o& !n"!a/'!&= &!an /$!n!& o &!"*$c$o&= -a"a !5!c+a" a&,'o& -ao& +! co""!&-on%an@ En ca&o %! $nc+#-'$#$!no& -a"c$a'!& o oa'!& a 'o

con"aa%o= 'o& !&o"!& 0 5ac$'$a%o"!& $n5o"#a"7n a 'a UGP= con 'a 5$na'$%a% %! a-'$ca"

'a& c'7+&+'a& &o/"! -!na'$%a%!& o "!&o'+c$n %! 'o& con"ao& o/&!"*a%o&@

Po%"7n !5!c+a"&! #o%$5$cac$on!& a 'o& con"ao&= %!/$%a#!n! 1+&$5$ca%a&= 'a& c+a'!&

"!+$"$!"!n 'a No O/1!c$n -"!*$a %!' BID@

4.3.2. D < -909 >98.

E& "!&-on&a/$'$%a% %!' DEP= !' DGP= 'a GAF= 0 'a G!"!nc$a %! F$nana& a-"o/a" 'a&

So'$c$+%!& %! D!&!#/o'&o& 0 %a" 'a& %$&-o&$c$on!& -!"$n!n!& a' 7"!a %! T!&o"!",a %! 'a

CGR= -a"a 'a !1!c+c$n= &!+$#$!no 0 con"o' %! 'o& %!&!#/o'&o& &o'$c$a%o& +! &!

"!+$!"an %+"an! !' %!&a""o''o %!' P"o0!co@ E&o& !&a"7n /a&a%o& !n 'a -'an$5$cac$n

5$nanc$!"a %!' PAC@

E' #!can$o %! %!&!#/o'&o& -a"a 'a !1!c+c$n %!' P"o0!co= &!.n 'o !&$-+'a%o !n !'

Con"ao %! P"&a#o= -+!%! "!a'$a"&! #!%$an! 'o& &$+$!n!& -"oc!%$#$!no&9 $)

2


27/42



D!&!#/o'&o %!' an$c$-o %! 5on%o& $$) Pao& %$"!co&= $$$) R!!#/o'&o %! -ao&

!5!c+a%o&@

1.1.1. L@>809 9-8.

La '$+$%ac$n 0 c$!""! %! con"ao& &! "!a'$a"7n %! ac+!"%o a 'o $n%$ca%o !n 'o&

"!&-!c$*o& con"ao&@

En ca&o %! '$+$%ac$n an$c$-a%a %! con"ao&= 'a UGP %!/!"7 "!#$$" a' BID

co#+n$cac$n 1+&$5$cao"$a= a 5$n %! o/!n!" 'a No O/1!c$n -a"a !' -ao "!&-!c$*o@

O/!n$!n%o@

4.4. #8 S>9 < E?8>809.

E' &!+$#$!no !& +n -"oc!&o con$n+o %! #on$o"!o %! !1!c+c$n %! 'a& ac$*$%a%!& %!'P"o0!co con5o"#! a 'o -'an$5$ca%o (PEP= POA = PAC 0 PF)@ E&7 a ca"o %!' !&-!c$a'$&a

a&$na%o +$!n coo"%$na con !' DGP= !' DEP= 'a& UOU= 'o& !&o"!& 0 5ac$'$a%o"!& %!

-"o0!co&@ La& UOU $!n!n 'a "!&-on&a/$'$%a% %! -"o-o"c$ona" o-o"+na#!n! 'a

$n5o"#ac$n "!+!"$%a 0 a-o0a" 'a& acc$on!& %! &!+$#$!no= !*a'+ac$n 0 a+%$o"$a& %!'

P"o0!co@

En "#$no& !n!"a'!&= 'o& -"oc!&o& 0 acc$on!& %! &!+$#$!no 0 !*a'+ac$n !&7n o"$!na%a&

a %!&a""o''a" 'o& &$+$!n!& a&-!co&9 ($) S+-!"*$&a" 'a !1!c+c$n %! 'a& ac$*$%a%!& %!' -"o0!co 0 !' 'o"o %! 'o& -"o%+co& 0 "!&+'a%o& 0 ($$) !"a!" 'a& '!cc$on!& +! -!"#$an

o-$#$a" 'a !1!c+c$n %!' P"o0!co

Pa"a "!a'$a" !' &!+$#$!no %!' P"o0!co &! +$'$an 'o& &$+$!n!& %oc+#!no& %! !&$n

&!.n co""!&-on%a9 a) La Ma"$ %! R!&+'a%o& %!' P"o0!co (Ma"co L$co &!.n !&+%$o

%! Fac$/$'$%a%) /) PEP= POA= PAC 0 PF c) Lo& In5o"#!& S!#!&"a'!& %! P"o"!&o %)

Lo& In5o"#!& %! E*a'+ac$n !) Lo& Con"ao& %! A%+$&$c$on!& %! /$!n!&= &!"*$c$o& 0

con&+'o",a& 5) R!-o"! %! Mon$o"!o %!' P"o0!co (PMR &!.n &+& &$'a& !n $n'&)

E' BID +$'$a"7 !' PMR= +! "!co! $n5o"#ac$n "!&-!co a' c+#-'$#$!no %! #!a& 5,&$ca&

0 "!&+'a%o&= 0 %!' a*anc! 5$nanc$!"o %!' P"o0!co= con 'a 5$na'$%a% %! !5!c+a" +n con$n+o

&!+$#$!no %!' !&a%o %! a*anc! %!' -"o0!co@ A&$#$o &! %!&a""o''a"7n &!#!&"a'#!n!

'a& !*a'+ac$on!& %! ca"!"a con !' MEF@ A%$c$ona'#!n! a 'a a"!a %! &+-!"*$&$n con$n+a= !'

BID -o%"7 !5!c+a" *$&$a& %! $n&-!cc$n o "!+n$on!& %! #on$o"!o con ca"7c!" -!"$%$co@

Pa"a'!'a#!n!= !' BID -o%"7 !5!c+a" M$&$on!& %! A%#$n$&"ac$n !n #o#!no& !&-!c,5$co&

%! 'a !1!c+c$n %!' P"o0!co@

2


28/42



4.4.1. I9F- -8 P--.

La UGP %!/! "!a'$a" 'a &+-!"*$&$n= &!+$#$!no -!"#an!n! %!' -"o0!co -a"a 'o c+a'

-"!-a"a"7 In5o"#!& S!#!&"a'!& %! P"o"!&o= 'o& c+a'!& &on %! o/'$ac$n con"ac+a'

con !' BID@ E&o& In5o"#!& &! !n#a"can %!n"o %! 'a #a"$ %! "!&+'a%o& %!' -"o0!co@

Lo& $n5o"#!& %! P"o"!&o %!/!"7n $nc'+$" $n5o"#ac$n &o/"! 'o& a*anc!& 5$nanc$!"o& 0

5,&$co& !n 'a !1!c+c$n %! 'a& ac$*$%a%!& %!' P"o0!co= a&-!co& c",$co& %! !&$n 0

'!cc$on!& a-"!n%$%a&@ D$co& $n5o"#!& &!"7n "!#$$%o& a' BID -a"a &+ No O/1!c$n

%!n"o %! 'o& 3H %,a& %! conc'+$%o ca%a &!#!&"! ca'!n%a"$o@

Pa"a 'a !'a/o"ac$n %! 'o& In5o"#!& S!#!&"a'!& %! P"o"!&o &! !n%"7n !n c+!na !'

%!&a""o''o %! 'o& &$+$!n!& con!n$%o&9 ($) Ac$*$%a%!& "!a'$a%a& !n !' P"o0!co= a*anc!

!n &+ !1!c+c$n= -"o/'!#a& &+"$%o& 0 #an!"a %! &o'+c$ona"'o& ($$) E*a'+ac$n %! 'a

Ma"$ %! R!&+'a%o& ($$$) E*a'+ac$n %!' P'an %! A%+$&$c$on!& ($*) E*a'+ac$n %!'

POA (*) E*a'+ac$n %!' PEP (*$) E*a'+ac$n %! Ma"$ %! R$!&o& (*$$) E*a'+ac$n

%!' P'an F$nanc$!"o@

4.4.2. I9F- E?8>809

S! !5!c+a"7n con"ac+a'#!n! %o& !*a'+ac$on!& %!' -"o0!co= +na a 'a #$a% %! 'a

!1!c+c$n 5$nanc$!"a %!' -"o0!co= 0 'a o"a a' 5$na' %! 'a !1!c+c$n oa' %!' #$o o%o

!''o con 'a 5$na'$%a% %! co#-"o/a" !' c+#-'$#$!no %! 'o& o/1!$*o& 0 #!a& %!'

-"o0!co= 0 o#a" 'a& %!c$&$on!& +! -!"#$an co""!$" !*!n+a'!& %!&*$ac$on!& a 'o

-"o"a#a%o@ A&$#$o= !' BID -o%"7 &o'$c$a" !*a'+ac$on!& !&-!c,5$ca& !n !#7$ca&

-+n+a'!&@

Lo& $n5o"#!& %! !*a'+ac$n $nc'+$"7n 'o& &$+$!n!& !#a&9 ($) A*anc!& !n !' 'o"o %! 'o&

o/1!$*o& 0 'a& #!a&= $nc'+$%a& !n 'a Ma"$ %! R!&+'a%o& aco"%a%o !n"! 'a CGR 0 !'

Banco ($$) G"a%o %! c+#-'$#$!no %! 'a& o/'$ac$on!& con"ac+a'!& ($$$) E5!c$*$%a%

%!' &$&!#a %! &!+$#$!no 0 !*a'+ac$n ($*) E5!c$*$%a% %!' #on$o"!o %! 'o& a&-!co&

%! ca-ac$%a% $n&$+c$ona' (*) S$+ac$n 5$nanc$!"a@

5. R- < A-?

Lo& "!$&"o& a%#$n$&"a$*o&= cona/'!&= 5$nanc$!"o&= a%+$&$c$on!& 0 con"aac$on!&= cn$co&=

co#+n$cac$on!& 0 c+a'+$!" o"a %oc+#!nac$n +! &! !n!"! a' $n$c$o= %+"an! 0 -o&!"$o" a 'a

!1!c+c$n %!' -"o0!co= &! a%#$n$&"a"7n %! ac+!"%o a' S$&!#a %! A"c$*o& %! 'a UGP 0 %! 'a

CGR@

2


29/42



E& o/'$ac$n con"ac+a' con !' BID #an!n!" +n co#-'!o= o"%!na%o 0 ac+a'$a%o a"c$*o %!

o%a 'a %oc+#!nac$n &o-o"!= %! o%a& 'a& "an&acc$on!&= 5$nanc$!"a&= 0 %! a%+$&$c$on!& 0

con"aac$on!& +! !n!"! !' P"o0!co= con 'a 5$na'$%a% %! !&a" %$&-on$/'!& -a"a 'a& a+%$o",a&

con"ac+a'#!n! !&$-+'a%a&@

6. GESTIÓN ADMINISTRATI!A Y #INANCIERA

La Un$%a% E1!c+o"a No@H?J CGR cana'$a"7 'o& "!c+"&o& 5$nanc$!"o& %!' Banco a 'a& %$5!"!n!&

$n!"*!nc$on!& %!' P"o0!co@

6.1. N-8 G9-8 A9-809 #989-8

La a%#$n$&"ac$n 5$nanc$!"a &! "!+'a= !n"! o"o&= -o" 'a L!0 N 2??2 L!0 Ma"co %! 'a

A%#$n$&"ac$n F$nanc$!"a %!' S!co" P./'$co= !' Con"ao %! P"&a#o= 'a -o',$ca %!' BID

&o/"! A+%$o"$a& %! P"o0!co& 0 -"!-a"ac$n %! E&a%o& F$nanc$!"o& 0 'a -o',$ca %! !&$n

5$nanc$!"a 0 'a +,a o-!"ac$ona' %! !&$n 5$nanc$!"a@

E' -"!&!n! Man+a' %! O-!"ac$n %!' P"o0!co (MOP) a%1+na co#o An!o 2 !' %oc+#!no

BID “GESTIÓN FINANCIERA DEL PR!ECT PRESTA"S#

6.1.1. I9F- E?8>809 H989-8.

E&! ca-,+'o !&a/'!c! 'a #an!"a %! o-!"a" 'o& "!c+"&o& 5$nanc$!"o& -o" 5+!n!& %!

5$nanc$a#$!no= 'o& -"oc!%$#$!no& -"!&+-+!&a'!& 5$nanc$!"o&= #an!1o %! c+!na& 0 'a

a+%$o",a 5$nanc$!"a !!"na %!' P"o0!co@

Lo& %!&!#/o'&o& &! !5!c.an !n 5+nc$n %! #ono& aco"%a%o& 0 'a& "!&-!c$*a& &o'$c$+%!&

%! %!&!#/o'&o %! con5o"#$%a% con 'a -"o"a#ac$n 5$nanc$!"a %! 'a o-!"ac$n (PF 0 PD

a%1+no& a' POA) 0 %! 'a !1!c+c$n %!' a&o@

La Un$%a% E1!c+o"a NQ H?J CGR= a "a*& %! 'a UGP !& "!&-on&a/'! %! 'a a%#$n$&"ac$n

5$nanc$!"a %!' P"o0!co@

Lo& -"oc!%$#$!no& 5$nanc$!"o& 0 %! -ao& &on 'o& &$+$!n!&9

• La Un$%a% E1!c+o"a NQ H?J CGR= cona"7 con +n #a"co -"!&+-+!&a' an+a' a-"o/a%o

con "!c+"&o& %! !n%!+%a#$!no !!"no 0 "!c+"&o& o"%$na"$o& (con"a-a"$%a) -a"a

5$nanc$a" -"o0!co& 0 ac$*$%a%!& $%!n$5$ca%a& 0 !'!$/'!& %!' P"o0!co@• La UGP= !n coo"%$nac$n con 'a G!"!nc$a %! F$nana&= !5!c.an 'o& -ao& %! 'o&

con"ao& !n !' #a"co %!' P"o0!co@

2J


30/42



• La UGP= !n coo"%$nac$n con 'a G!"!nc$a %! F$nana&= -"!-a"an 'o& "!-o"!&

5$nanc$!"o& 0 #on$o"!an 'a !&$n 5$nanc$!"a %!' P"o0!co !n 'o& 5'+1o& %! 5on%o& 0

a&o& %! &+ co#-!!nc$a@• La UGP &o'$c$a 'o& %!&!#/o'&o& %! 5$nanc$a#$!no !!"no a' BID= -"!*$a a+o"$ac$n

%! 'a D$"!cc$n G!n!"a' %! En%!+%a#$!no 0 T!&o"o P./'$co %!' MEF= 0 con&o'$%a 'o&

"!-o"!& 5$nanc$!"o&@• E' BID "!*$&a= a-"+!/a 0 !5!c.a !' %!&!#/o'&o &!.n 'a& $n&"+cc$on!& $nc'+$%a& !n 'a&

"!&-!c$*a& &o'$c$+%!& %! %!&!#/o'&o@• La UGP &o'$c$a a' MEF 0 a%#$n$&"a &+& "!&-!c$*o& "!c+"&o& %! con"a-a"$%a !n !'

#a"co %!' P"o0!co@• Pa"a 'a !&$n 5$nanc$!"a 0 %! a&o& %!' P"o0!co 'a Un$%a% E1!c+o"a NQ H?J CGR 0

'a UGP %!/!"7n ac!" +&o %!' S$&!#a In!"a%o %! A%#$n$&"ac$n F$nanc$!"a (SIAF)@

La& !a-a& %! 'a !1!c+c$n -"!&+-+!&a' &on 'a& &$+$!n!&9 ($) Oo"a#$!no %! 'a

%$&-on$/$'$%a% -"!&+-+!&a' ($$) E1!c+c$n -"!&+-+!&a' 9 5a&!& %! co#-"o#$&o@

6.1.2. #>9 #98989

E' P"o0!co &! 5$nanc$a con "!c+"&o& %!' -"&a#o BID 0 "!c+"&o& %! con"a-a"$%a nac$ona'@

6.1.3. C>98 898-8

La UGP= !n coo"%$nac$n con 'a G!"!nc$a %! F$nana&= !&$ona"7n 'a a-!"+"a %! c+!na&

/anca"$a& !c'+&$*a& (%$*$&a& 0 #on!%a 'oca') -a"a 'a !1!c+c$n %! 'o& "!c+"&o& %!'

P"o0!co= %! con5o"#$%a% a 'a& !&$-+'ac$on!& a' Con"ao %! P"&a#o 0 &$+$!n%o 'o&

-"oc!%$#$!no& %! 'a no"#a$*$%a% a-'$ca/'!@

6.1.4. S> D

La& &o'$c$+%!& %! %!&!#/o'&o& %! c"%$o !!"no con !' BID -+!%!n &o'$c$a"&! a "a*& %!

'o& &$+$!n!& -"oc!%$#$!no&9 $) An$c$-o %! 5on%o& ($$) R!!#/o'&o %! -ao& !5!c+a%o&= 0

$$$) Pao& %$"!co&@ To%o& !&o& -"oc!%$#$!no& &! !nc+!n"an %!&c"$o& !n !' An!o 2@

6.1.4.1.#-8 A>-88

P"!*$o a' $n$c$o %! 'a& o-!"ac$on!& %! %!&!#/o'&o& %!' BID= 'a UGP !&$ona"7= a "a*& %!

'a D$"!cc$n G!n!"a' %! En%!+%a#$!no 0 T!&o"o P./'$co %!' MEF= !' c!"$5$ca%o %! 5$"#a&

a+o"$a%a& %! 'o& 5+nc$ona"$o& a+o"$a%o& -o" 'a CGR= +$!n!& &!"7n 'o& .n$co&

3H


31/42



"!-"!&!nan!& +! 5$"#a"an o%a %oc+#!nac$n %!' -"o0!co an! !' Banco= $nc'+0!n%o 'a&

&o'$c$+%!& %! %!&!#/o'&o@

6.1.4.2.A>-89 D

To%a& 'a& &o'$c$+%!& %! %!&!#/o'&o& &! !&$onan an! !' BID -"!*$a a+o"$ac$n %! 'aD$"!cc$n G!n!"a' %! En%!+%a#$!no 0 T!&o"o P./'$co %!' MEF %! con5o"#$%a% a' A",c+'o

2JQ %! 'a L!0 283 L!0 G!n!"a' %!' S$&!#a Nac$ona' %! En%!+%a#$!no@

6.1.4.3. P-9 /8-8 8- F9

Pa"a a!n%!" +n %!&!#/o'&o !' BID "!+$!"! +! &! '! -"!&!n! -o" !&c"$o +na &o'$c$+% %!

%!&!#/o'&o 0 +! 'a #$a !& "!&-a'%a%a con 'o& %oc+#!no& -!"$n!n!& 0 an!c!%!n!&

+! co""!&-on%an@

La& -o',$ca& 0 -"oc!%$#$!no& !&7n -"!*$&o& !n !' con"ao %! -"&a#o 0 !n !' -"!&!n!

%oc+#!no MOP con &+ "!&-!c$*o an!o %! G!&$n F$nanc$!"a@

La '$+$%ac$n 0 "!n%$c$n %! a&o& 0 %!*o'+c$n %!' &a'%o %!' an$c$-o %! 5on%o& no

+$'$a%o& &!"7n !5!c+a%o& 3H %,a& an!& %!' -'ao 5$na' %! %!&!#/o'&o= %! ac+!"%o a'

Con"ao %! P"&a#o@

6.2. P- P->/>8-

6.2.1. P--8809 < F->809 /->/> 89>8

$@ M!%$an! 'o& %oc+#!no& PEP= POA= PAC 0 PF &! !&a/'!c!n 'o& "!+!"$#$!no&

5$nanc$!"o& %!' -"o0!co@$$@ La Un$%a% E1!c+o"a NQ H?J CGR "!#$! a 'a UGP 'a !&"+c+"a 5+nc$ona'

-"o"a#7$ca a 5$n %! !&a/'!c!" 'a -"!*$&$n %!' a&o 0 'a %!#an%a 'o/a' %!'

P'$!o CGR@$$$@ La Un$%a% E1!c+o"a NQ H?J CGR "!#$! a 'a UGP 'a a&$nac$n %! "!c+"&o& +!

oo"a !' P'$!o a n$*!' %! +n$%a%!& !1!c+o"a&= -o" 5+!n! %! 5$nanc$a#$!no=

ca!o",a 0 "+-o !n"$co %!' a&o= -a"a +! 'a UGP a%!c+! 'a 5o"#+'ac$n

-"!&+-+!&a' a 'o& #ono& a&$na%o&@$*@ C+an%o !' #ono a&$na%o -o" !' P'$!o &!a %$&$no a 'a -"!*$&$n %! a&o& %! 'a

UGP= &! coo"%$na con !' %!-a"a#!no %! 5$nana& -a"a 'a "!%$&"$/+c$n %! 'o&

"!c+"&o&@

6.2.2. A/-809 /->/> 89>8

3?


32/42



A -a"$" %! 'o& #ono& a&$na%o& -o" !' P'$!o 0 %! 'a& coo"%$nac$on!& !5!c+a%a&= 'a UGP=

!n coo"%$nac$n con !' %!-a"a#!no %! F$nana&= !'a/o"a"7n !' P"o0!co %! P"!&+-+!&o

In&$+c$ona' %!' -!"$o%o= "!$&"an%o 'a $n5o"#ac$n !n !' #%+'o %! 5o"#+'ac$n

-"!&+-+!&a' %!' SIAF 0 !n 'o& 5o"#ao& +! &!a'a 'a %$"!c$*a co""!&-on%$!n! 0 'o& "!#$!

a 'a GAF -a"a +! &!an con&o'$%a%o& a n$*!' %! P'$!o= +$!n 'o& "!#$! a' MEF -a"a 'a

"a#$ac$n %! 'a& a-"o/ac$on!& "!&-!c$*a&@

6.2.3. C9- 8 =>09 /->/>8

$@ Co""!&-on%! a 'a UGP= !n coo"%$nac$n con 'a GAF= !5!c+a" 'a !1!c+c$n

-"!&+-+!&a' !n !' SIAF@$$@ Co""!&-on%! a 'a UGP= !n coo"%$nac$n con 'o& !&-!c$a'$&a& a&$na%o& = !5!c+a" !'

&!+$#$!no %! 'a !1!c+c$n %!' ca'!n%a"$o a-"o/a%o@

1.1.2. A?8 C98 < #989-8

Co""!&-on%! a 'a UGP !' #an!1o 5$nanc$!"o 0 cona/'! %!' P"o0!co= $nc'+0!n%o 'a !&$n

%! 'o& %!&!#/o'&o&= 'a !1!c+c$n -"!&+-+!&a'= 'a cona/$'$%a% 0 'a -"!-a"ac$n 0

-"!&!nac$n %! "!-o"!& 5$nanc$!"o&cona/'!& a' CGP= MEF= BID 0 A+%$o",a E!"na !

In!"na 0 o"a& !n$%a%!& -!"$n!n!&@

6.2.4. R/988 C988 < #9898 8 UGP

La UGP !& "!&-on&a/'! %! con&o'$%a" 'a $n5o"#ac$n %! cona/$'$%a% 0 5$nana& %!'

P"o0!co= -a"a9

$@ La !'a/o"ac$n %! 'a& &o'$c$+%!& %! %!&!#/o'&o& -a"a &+ "7#$! a' BID@$$@ La coo"%$nac$n 0 "!*$&$n %! 'a %oc+#!nac$n &+&!nao"$a %! 'a& &o'$c$+%!& %!

%!&!#/o'&o a' BID 0 'a %oc+#!nac$n %!' a&o !5!c+a%o con 'a con"a-a"$%a=

$n%$can%o !' $-o %! ca#/$o %! 'a 5!ca %! '$+$%ac$n %!' co#-"o#$&o@

$$$@ La !1!c+c$n -"!&+-+!&a' 'a c+a' &! "!a'$a"7 a "a*& %!' SIAF= !n /a&! a 'o&ca'!n%a"$o& %! co#-"o#$&o& -"$o"$a%o&@

$*@ La -"!&!nac$n -a"a no o/1!c$n %!' BID= %!' P'an Cona/'!= Ca7'oo o C%$o %!

C+!na&= $n%$can%o !' #o%o cona/'! +! +$'$a"7 -a"a *!"$5$ca" 'a& "an&acc$on!&

0 !' !&a%o %! %!&!#/o'&o& %!' P"o0!co@*@ La cona/$'$%a% %! 'a& 5a&!& %! co#-"o#$&o= %!*!na%o= $"a%o 0 -aa%o %!'

P"o0!co &! "!a'$a !n !' S$&!#a In!"a%o %! A%#$n$&"ac$n F$nanc$!"a K SIAF@*$@ La !'a/o"ac$n %! 'o& !&a%o& 5$nanc$!"o& &$+$!n!&9 E&a%o %! In*!"&$on!& 0 E&a%o

%! G!&$n= 'o& +! &! &+&!nan !n 'a& o-!"ac$on!& "!$&"a%a& !n 'o& &$&!#a& SIAF=

32


33/42



%! 'o& c+a'!& &! !"a!"7 'a $n5o"#ac$n -a"a 'a -"!-a"ac$n %! 'o& "!-o"!&

5$nanc$!"o& %!' P"o0!co@*$$@ La UGP !& 'a "!&-on&a/'! %!' "!$&"o cona/'!= !' %$&!o ! $#-'!#!nac$n %! +n

P'an Cona/'! +! -!"#$a !n!" ac+a'$a%o& 'o& L$/"o& P"$nc$-a'!& 0 A+$'$a"!& %!'

P"o0!co 0 'a !'a/o"ac$n %! 'a $n5o"#ac$n "!+!"$%a -o" !' BID= a n$*!' %!ca!o",a& %!' a&o= co#-on!n!& 0 &+/ co#-on!n!&= a&, co#o 'a !#$&$n %! 'o&

an7'$&$& %! &a'%o& %! 'a& c+!na& %!' !&a%o %! $n*!"&$on!&@*$$$@ La UGP !& "!&-on&a/'! %! 'a !'a/o"ac$n %! 'o& E&a%o& F$nanc$!"o& %!' P"o0!co

a&, co#o %! 'a !'a/o"ac$n %! 'a In5o"#ac$n F$nanc$!"a +! &o'$c$!n !' MEF 0 !'

BID@$@ La UGP cana'$a 'a %oc+#!nac$n %! %!*!na%o& a' D!-a"a#!no %! F$nana&

-a"a 'o& -ao& "!&-!c$*o&= a c+0o "#$no 'a& %!"$*a a' 7"!a %! T!&o"!",a %! 'a

Un$%a% E1!c+o"a= +$!n!& a "a*& %! &+ 7"!a %! a"c$*o& !& "!&-on&a/'! %!'a%!c+a%o a"c$*a#$!no %! 'a %oc+#!nac$n cona/'! %!' P"o0!co@

6.3. T--8

E' !&o"!"o %! 'a Un$%a% E1!c+o"a NQ H?J CGR= !n coo"%$nac$n con !' E&-!c$a'$&a

A%#$n$&"a$*o F$nanc$!"o %! 'a UGP &on 'o& !nca"a%o& %! !5!c+a" 'o& -ao& -o" 'o&

a&o& a+o"$a%o& -a"a !' P"o0!co= !n !' 7#/$o %! &+ co#-!!nc$a= %! ac+!"%o a 'a&

%$"!c$*a& %! !&o"!",a 0 no"#a& %!' BID@

6.3.1. C89809 F8>-8 J /8 89

E' "!conoc$#$!no %! o/'$ac$on!& &o'o &!"7 a-'$ca/'! a a&o& !'!$/'!& %!' P"o0!co= %!

ac+!"%o a 'o !&a/'!c$%o !n !' Con"ao %! P"&a#o 0 %!/!n !&a" con!#-'a%o& %!n"o %!'

P"!&+-+!&o %!' P"o0!co@

La !1!c+c$n %!' a&o !&7 "!5!"$%a a 'o& co#-"o#$&o& con"a,%o&= !n!n%$!n%o -o"

co#-"o#$&o= 'a a5!cac$n -a"c$a' o oa' %! 'a& a&$nac$on!& -"!&+-+!&a"$a& a+o"$a%a&=

#!%$an! !' %oc+#!no +! co""!&-on%! a ca%a o-!"ac$n@ (Con"ao& 0 6a'o"$ac$on!&)@

Pa"a !5!c+a" -ao&= 'o& a&o& %!/!n !&a" -"!&+-+!&a%o& 0 ca'!n%a"$a%o& !n !' #!&

co""!&-on%$!n! a &+ !1!c+c$n 0 %!/!"7n cona" con 'a A+o"$ac$n %! G$"o a-"o/a%a -o"

'a D$"!cc$n G!n!"a' %! En%!+%a#$!no 0 T!&o"o P./'$co %!' MEF@

33


34/42



E' T!&o"!"o %! 'a Un$%a% E1!c+o"a NQ H?J CGR %!/!"7 a"c$*a" 'o& o"$$na'!& %! o%o& 'o&

%oc+#!no& +! &+&!nan ca%a o-!"ac$n %! !"!&o %! 5on%o& "!a'$a%o& !n 'a UGP=

co""!&-on%$!n!& a 'a !1!c+c$n %! ca%a $n!"*!nc$n@ E' &$&!#a %! "!conoc$#$!no %!

o/'$ac$on!& &o'o &!"7 a-'$ca/'! a a&o& !'!$/'!& %!' P"o0!co= %! ac+!"%o a 'o !&a/'!c$%o

!n !' Con"ao %! P"&a#o 0 %!/!n !&a" con!#-'a%o& %!n"o %!' P"!&+-+!&o %!'

P"o0!co@

La &+&!nac$n %!' -ao a -!"&ona& na+"a'!& o 1+",%$ca&= &! !5!c+a"7 #!%$an!

co#-"o/an!& %! -ao a+o"$a%o& -o" 'a SUNAT -a"a &+&!na" 'a co#-"a %! /$!n!&=

-"!&ac$n %! &!"*$c$o&= ono"a"$o& -o" con&+'o",a&= a%!'ano&= *a'o"$ac$on!&= !c@ 0 c+an%o

co""!&-on%a= 'a +,a %! "!#$&$n 0 con5o"#$%a% %!' -ao= oo"a%a -o" !' +&+a"$o@

Lo& %oc+#!no& o"$$na'!& %! 'o& %!&!#/o'&o& %! -ao& !5!c+a%o& con ca"o a' P"o0!co=

-!"#an!c!"7n %!/$%a#!n! a"c$*a%o& !n 'a G!"!nc$a %! F$nana&= $nc'+0!n%o 'a

%oc+#!nac$n &+&!nao"$a %! ca%a R!n%$c$n %! Ga&o& !5!c+a%o& con ca"o a 'o&

"!c+"&o& %!' P"o0!co@

La G!"!nc$a %! F$nana& %! 'a Un$%a% E1!c+o"a NQ H?J CGR= "!#$$"7 -!"$%$ca#!n! a 'a

UGP co-$a %! 'a& "an&acc$on!& !5!c+a%a& con "!c+"&o& %!' P"o0!co@

6.3.2. C89809 - /- 9-8- 8 /-98 98>-8

$@ E' -ao a con&+'o"!& $n%$*$%+a'!& con "!c+"&o& %!' -"&a#o BID &! !5!c.a

#!%$an! c!+! $"a%o a no#/"! %!' con&+'o"@ En ca&o !' -ao &!a "!a'$a%o con

"!c+"&o& %! 'a con"a-a"$%a= &! &!"7 a "a*& %! &+ c%$o %! c+!na $n!"/anca"$a

(CCI)@$$@ E' -ao %! ono"a"$o& &! !5!c+a"7 con 'a con5o"#$%a% %!' c+#-'$#$!no %! 'a&

con%$c$on!& -aca%a& !n 'o& con"ao&@

$$$@ La canc!'ac$n %! 'o& ono"a"$o& %! con&+'o"!& +! con"a! !' P"o0!co= !'E&-!c$a'$&a A%#$n$&"a$*o 0 F$nanc$!"o %! 'a UGP= "!+!"$"7 'a ac!-ac$n 5o"#a'

%!' -"o%+co !n"!a/'! -o" -a"! %! 'a UOU +! co""!&-on%a@$*@ La UGP a "a*& %! &+& !&-!c$a'$&a a&$na%o #an!n%"7 !' "!$&"o 0 con"o' %! 'a

%oc+#!nac$n co""!&-on%$!n! a 'o& -ao& !5!c+a%o& -o" ono"a"$o&@

6.3.3. S8 H989- 98 SIA#

La UGP +$'$a"7 !' SIAF= -a"a !5!c+a" 'a !*a'+ac$n -"!&+-+!&a' 0 5$nanc$!"a %! 'a&

ac$*$%a%!& co#-"!n%$%a& !n !' POA 0 PAC= 0 5$nanc$a%a& con 'o& "!c+"&o& %!' P"o0!co@

34


35/42



Pa"a !' con"o' 5$nanc$!"o %! 'a& o-!"ac$on!& %!' P"o0!co= !' SIAF $n!"a !' -"oc!&o

-"!&+-+!&a"$o 0 5$nanc$!"o %! 'a& "an&acc$on!& !n 'o& "!$&"o& cona/'!& +! &! !n!"!n@

E' &$&!#a -"o*!!"7 %! $n5o"#ac$n -"!&+-+!&a' 0 5$nanc$!"a o-o"+na= con5$a/'! 0 !5$c$!n!

%! 'a& o-!"ac$on!& %!' P"o0!co@ Lo& &$&!#a& -!"#$$"7n !' #on$o"!o %! 'a !1!c+c$n %!

"!c+"&o& %!' P"o0!co %! ac+!"%o a 'o& co#-on!n!& 0 ca!o",a& &!a'a%a& !n !' con"ao %!

-"&a#o@ E' #on$o"!o %! 'a& o-!"ac$on!& %!' P"o0!co &! a"7 a "a*& %! 'o& In5o"#!&

#!n&+a'!&= "$#!&"a'!&= &!#!&"a'!& o an+a'!& o/!n$%o& a "a*& %!' SIAF= 'o& +! &!"7n

%!/$%a#!n! n+#!"a%o& co""!'a$*a#!n! 0 !n*$a%o& a' BID= !&o& "!-o"!& !&a"7n %!

ac+!"%o a 'o& 5o"#ao& !&a/'!c$%o& -o" 'o& -"oc!%$#$!no& %!' BID@ D$co& $n5o"#!&

con$!n!n 'o &$+$!n!9

a) So'$c$+% %! %!&!#/o'&o /) E&a%o %! $n*!"&$on!& ac+#+'a%a&c) E&a%o& %! a&o& (-a"a 'a& 1+&$5$cac$on!&)

6.4. C98809

La& o-!"ac$on!& 5$nanc$!"a& %!' P"o0!co &!"7n "!$&"a%a& &!.n !' P'an %! C+!na&@

Pa"a !' "!$&"o %! 'a& o-!"ac$on!& cona/'!& +! &! "!a'$c!n !n !' P"o0!co= &! !#$$"7 +na

Noa Cona/'! -o" ca%a o-!"ac$n@ E&a Noa 0 'a Fac+"a &!"7n 'o& %oc+#!no& +!

&+&!n!n 'a $n*!"&$n a n$*!' 5$nanc$!"o@

6.4.1. C9- 9 8? H=

E' E&-!c$a'$&a %! A%#$n$&"ac$n 0 F$nana& conc$'$a"7 "$#!&"a'#!n! con !' E&-!c$a'$&a

%! Con"aac$on!& 0 A%+$&$c$on!& %! 'a UGP= !n 'o& 7#/$o& %! &+ co#-!!nc$a= !' con"o'

%! 'a& a%+$&$c$on!& 0 %! 'o& /$!n!& -a"$#on$a'!&@

Pa"a 'o& ac$*o& 5$1o& a%+$"$%o& con "!c+"&o& %!' P"o0!co= 'a Un$%a% E1!c+o"a NQ H?J

CGR= con"aa"7n +na -'$a %! &!+"o& con"a o%o "$!&o -a"$#on$a'@

6.5. A>-8 -98

D+"an! 'a !1!c+c$n %!' P"o0!co= 'a UGP %!/! -"!&!na" an+a'#!n! a' BID 'o& E&a%o&

F$nanc$!"o& a+%$a%o& %!' P"o0!co= a #7& a"%a" %!n"o %! 'o& ?2H %,a& %! 5$na'$a%o !'

co""!&-on%$!n! !1!"c$c$o 5$&ca'@

La UGP !n conco"%anc$a con 'o& -"oc!%$#$!no& !&a/'!c$%o& !n !' Con"ao %! P"&a#o 0

con 'a& no"#a& 0 -o',$ca& %!' BID !n 'a #a!"$a= -"!-a"a 'o& T"#$no& %! R!5!"!nc$a -a"a 'acon"aac$n %! 'a 5$"#a a+%$o"a= 'o& #$o& +! &! "!#$$"7n -a"a 'a no o/1!c$n %!' BID@

38


36/42



La a+%$o",a %!' P"o0!co &!"7 "!a'$a%a -o" 5$"#a& $n%!-!n%$!n!& !'!$/'!& -a"a !' BID@ E'

-"oc!%$#$!no %! &!'!cc$n %! 'a 5$"#a a+%$o"a &!"7 %! ac+!"%o a 'a no"#a BID AF2HH=

-o" 'o ano +na *! oo"a%a 'a no o/1!c$n %!' BID -a"a !' -"oc!&o %! &!'!cc$n= 'a UGP

%!/!"7 &o'$c$a" a+o"$ac$n a 'a CGR -a"a +! !1!c+! !' -"oc!&o %! &!'!cc$n %! 'a 5$"#a

a+%$o"a= 'a c+a' &!"7 con"aa%a -a"a o%o !' -!"$o%o %! !1!c+c$n %!' P"o0!co@

Lo& co&o& %! 'a a+%$o",a 5o"#an -a"! %!' co&o %!' P"o0!co 0 &!"7n 5$nanc$a%o& con 'o&

"!c+"&o& %!' -"&a#o@

7. AD%UISICIONES Y CONTRATACIONES CON RECURSOS DELPROYECTO

7.1. A/ G9-8

7.1.1. N-8?8 A/8

Lo& -"oc!&o& %! &!'!cc$n -a"a 'a a%+$&$c$n %! /$!n!& 0 &!"*$c$o& %$5!"!n!& a con&+'o",a&

0 con&+'o",a& %!' P"o0!co &! "$!n -o" 'a& &$+$!n!& %$&-o&$c$on!&9

$@ Con"ao %! P"&a#o N"o@ >OCPE@

$$@ :Po',$ca& -a"a 'a A%+$&$c$n %! B$!n!& 0 O/"a& F$nanc$a%o& -o" !' BancoIn!"a#!"$cano %! D!&a""o''o< GN234JJ= Ma"o 2H??@

$$$@ :Po',$ca& -a"a 'a S!'!cc$n 0 Con"aac$n %! Con&+'o"!& F$nanc$a%o& -o" !' Banco

In!"a#!"$cano %! D!&a""o''o< GN238HJ= Ma"o 2H??@$*@ E' -"!&!n! :Man+a' %! O-!"ac$on!&< a-"o/a%o -o" 'a Un$%a% E1!c+o"a NQ H?J

CGR 0 !' BID@*@ S+-'!o"$a#!n! 'a& %!#7& %$&-o&$c$on!& nac$ona'!& &o/"! 'a #a!"$a@

7.1.2. D/9 >9 8 /- 09

$@ A' $n$c$o %! 'a !1!c+c$n %!' -"o0!co= 'a UGP -"!&!na"7 a' BID -o" .n$ca *!= +na

-"o-+!&a %! A*$&o G!n!"a' %! A%+$&$c$on!& (AGA) %!' P"o0!co= 'a c+a' $nc'+$"7

'a $n5o"#ac$n %! 'a& con"aac$on!& 0 a%+$&$c$on!& +! !5!c+a"7 'a UGP !n !'

#a"co %!' P"o0!co= 0 %! con5o"#$%a% con 'a no"#a$*a %!' BID@E' BID coo"%$na"7 &+ $n&!"c$n !n &+ -o"a' $n&$+c$ona' 0 'a UGP !5!c+a"7 'o&

a""!'o& "!&-!c$*o& -a"a -+/'$ca" !' AGA !n !' &$$o !/ %!' Un$!% Na$on&

D!*!'o-#!n P"o"a##! (UNDB) on'$n!@$$@ La UGP &o'$c$a"7 a' BID 'a no o/1!c$n !n 'o& ca&o& !&a/'!c$%o& !n !' A-n%$c! ?

%! 'a& GN234JJ 0 GN 238HJ= o c+an%o !' BID 'o con&$%!"! n!c!&a"$o@

3


37/42



$$$@ La UGP !& "!&-on&a/'! %! 'a -+/'$cac$n %!' PAC %!' P"o0!co !n !' SEACE@$*@ La UGP a "a*& %!' E&-!c$a'$&a %! A%+$&$c$on!& 0 Con"aac$on!& !& "!&-on&a/'!

%! -+/'$ca" !n !' SEACE 'o& a*$&o& %! '$c$ac$n 0>o !-"!&$on!& %! $n!"&=

co#+n$cac$on!&= -+/'$cac$n %! 'a& aca& %! a%1+%$cac$n= 0 !n !n!"a' o%a 'a

$n5o"#ac$n "!'ac$ona%a a 'a& con"aac$on!& 0>o a%+$&$c$on!& !n &+& "!&-!c$*o&7#/$o&@ A&$#$o %!/!"7 -+/'$ca" 'o& a*$&o& %! '$c$ac$n 0>o !-"!&$on!& %!

$n!"& !n 'a UNDB@*@ La& con"aac$on!& 0 a%+$&$c$on!& &'o -o%"7n &!" 5$nanc$a%a& con "!c+"&o& %!'

P"o0!co &$ !&7n con!n$%a& !n !' PAC o 5o"#an -a"! %! a&o& %! con"aac$n

an$c$-a%a o 5$nanc$a#$!no "!"oac$*o con no o/1!c$n %!' BID@*$@ En 'a -"o"a#ac$n %! 'a& con"aac$on!& 0 a%+$&$c$on!&= &! %!/!"7n con&$%!"a" 'o&

$!#-o& %! -"oc!&a#$!no !&$#a%o& -a"a ca%a -"oc!&o %! &!'!cc$n= a&, co#o 'o&

aco& -"!*$o& %! a-"o/ac$n= an!& %! con*oca" !' -"oc!&o %! &!'!cc$n= %! #an!"a+! &o& &! -+!%an !5!c+a" o-o"+na#!n!@

*$$@ Lo& -"oc!&o& %! &!'!cc$n &! $n$c$an con 'a -+/'$c$%a% %!' -"oc!&o (con*ocao"$a) 0

!"#$nan con 'a a%1+%$cac$n %!' con"ao o %!c'a"ac$n %! %!&$!"o o canc!'ac$n=

"!a'$a%o& -o" !' C%E@*$$$@ La "!&-on&a/$'$%a% %! 'o& UOU= !n 'o& -"oc!&o& %! &!'!cc$n 0 !n 'a !1!c+c$n %!'

con"ao &+&c"$o= !&a"7 "!5!"$%a a' c+#-'$#$!no %! 'o& a&-!co& cn$co& 0 'a

!1!c+c$n -"o-$a#!n! %$ca %! 'a& ac$*$%a%!& %!' P"o0!co /a1o &+

"!&-on&a/$'$%a%@ La& "!&-on&a/$'$%a%!& %! 'a UGP !&a"7n "!5!"$%a& a' c+#-'$#$!no%! 'o& a&-!co& 5o"#a'!& 0 a%#$n$&"a$*o& *$nc+'a%o& a' -"oc!&o %! &!'!cc$n=

!1!c+c$n %!' con"ao 0 a 'a +$'$ac$n %! 'o& "!c+"&o& n!c!&a"$o& -a"a -"oc!%!" a

!5!c+a" 'o& -ao& aco"%a%o& !n !' con"ao@

7.1.3. R/988

$@ La UGP= !n coo"%$nac$n con 'a Un$%a% E1!c+o"a NQ H?J CGR= !&7n a ca"o %! 'a

!1!c+c$n %! 'o& "!c+"&o& %!' P"o0!co !n !' 7#/$o %! &+& co#-!!nc$a&= -o"

con&$+$!n! !&7n a ca"o %! 'a con5o"#ac$n %! 'o& C%E= 'a -o&!"$o" &+&c"$-c$n

%! 'o& con"ao& 0 !' -ao -o" 'o& /$!n!& 0 &!"*$c$o& -"!&a%o&@$$@ La& UOU con !' a-o0o %! 'o& G!&o"!& 0 Fac$'$a%o"!& %! P"o0!co&= &on

"!&-on&a/'!& %! 'a !1!c+c$n cn$ca %!' P"o0!co 0= -o" con&$+$!n!= %! 'a

%!5$n$c$n %! 'o& T"#$no& %! R!5!"!nc$a= %! 'a& E&-!c$5$cac$on!& Tcn$ca& 0 %!'

!&$#a%o %!' co&o %! 'a& $n!"*!nc$on!&= %! ac+!"%o a 'a& n!c!&$%a%!& %!' P"o0!co=

0 %! 'a -o&!"$o" a%#$n$&"ac$n cn$ca 5+nc$ona' %! 'o& con"ao& %! a%+$&$c$on!&

0 con"aac$on!& $nc'+0!n%o !' oo"a#$!no %! 'a con5o"#$%a% %! 'o& !n"!a/'!&@

3


38/42



$$$@ E' C%E !& "!&-on&a/'! %! ''!*a" a ca/o !' -"oc!&o %! !*a'+ac$n %! 'a& -"o-+!&a&

cn$ca& 0 %! -"!c$o= !#$$!n%o +n $n5o"#! %! "!co#!n%ac$n %! a%1+%$cac$n %!

con"ao@

7.1.4. A- 9 /- 09

En 'o& -"oc!&o& %! a%+$&$c$on!& 0 con"aac$on!& %! a'a co#-'!1$%a% cn$ca= con "!c+"&o&

%!' P"o0!co &! -o%"7n con"aa" con&+'o"!& !!"no& !&-!c$a'$a%o& -a"a a&!&o",a cn$ca a

'a& UOU a 'o& C%E@

7.1.5. C; E?8>809 (CE)

7.1.5.1.DH909

E' C%E !& +na $n&anc$a a+no#a 0 %! %!c$&$n co'!$a%a con5o"#a%a -o" "!-"!&!nan!&

%! 'a UGP 0 'a& UOU= con !' o/1!o %! ''!*a" a ca/o 'o& -"oc!&o& %! &!'!cc$n -a"a 'a

a%+$&$c$n 0 con"aac$n %! /$!n!& 0 &!"*$c$o& %$5!"!n!& a con&+'o",a 0 con&+'o",a&= +!

!&n P"o"a#a%o& !n !' PAC@

Lo& #$!#/"o& %!' C%E oan %! 'a& #$a& 5ac+'a%!&= no !$&$!n%o 1!"a"+,a !n"! !''o&@

S+& $n!"an!& &on &o'$%a"$a#!n! "!&-on&a/'!& %! &+ ac+ac$n 0 %!c$&$n 5$na'@

E' C%E $!n! co#o -"$#o"%$a' "!&-on&a/$'$%a% o/&!"*a" 'a& #7& !'!*a%a& no"#a& $ca&

%+"an! !' -"oc!&o %! &!'!cc$n= a&, co#o -o" 5+nc$n *!'a" -o"+! +$!n!& -a"$c$-!n %! +n

-"oc!&o c+!n!n con 'a #$a $n5o"#ac$n ! $+a'%a% %! o-o"+n$%a%!& -a"a co#-!$"= 0

+! !' -"oc!&o &! ''!*! a ca/o con "an&-a"!nc$a@

7.1.5.2.D 8 A>98La a+ono#,a %! 'a +! oa !' C%E %+"an! !' -"oc!&o %! &!'!cc$n no $nc'+0! &+

o/'$ac$n %! a!n%!" 'a& o-$n$on!& cn$ca& +! !' BID "!co#$!n%!@

La UGP= !n 'o& 7#/$o& %! &+ co#-!!nc$a= -o%"7n ac!" "!co#!n%ac$on!& a' C%E= 5"!n!

a con&+'a& %!' -"o-$o C%E + o/&!"*anc$a %! +na &$+ac$n no -"!*$&a= -a"a 'o c+a' &!

&+1!a"7 a 'o %$&-+!&o !n !' Con"ao %! P"&a#o= 'a& no"#a& 0 -o',$ca& %!' BID@

7.1.5.3.D9809 < 9F-809 C; E?8>809

3


39/42



E' C%E &!"7 %!&$na%o -o" 'a& UOU "!&-on&a/'!& %! 'a a%+

enlace_opcional_#4_-_mop

Documents