petition 172g - bloqueo cuenta titulos

8/14/2019 Petition 172g - Bloqueo Cuenta Titulos

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riled 04/13/2009 Page 8 of 33ase 3:07-cv-02590-PJH Document 68-6

TRADUCC [QN

BL OQ UE O CUENTAi TITULOS

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Case 3:07-cv-02590-PJH Document RB fi Filnri (M/13CTltfflEaqfi 9 of33CA-13947505

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rt!\FICIAL TRANSLATION NUMBER 0530=2003- OF A DOCUMENT WRITTEN IN SPANISH THAT READS ASFOLOWS - - -

C A L 1 , JUNE THE 3RD, 2003-06-03 OA-0850-03SIRSSTERLING FINANCIAL INVESTMENTATT.

[DEPARTMENT OF OPERATIONS1225 NE MIZNER BLVD, 4TH FLOORBOCA RATON, FLA, 33432USA

[Dear Sir:| l am w riting a s ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ H o f firm |[urgently demand a pronouncement regarding the petition presentedfor your consideration on February 17, 2003 through the IB Group inCali and on March 12, 2003 t h r o u g h ^ ^ ^ ^ ^ ^ ^ ^ ^ U n Panam a C ity,in order to obtain from you an order to unblock the stock certificatesowned by our clients and that are in your possession at the presenttime on accounts N o : J ^ ^ m ^ | handled by our jjjj^^||^^|


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Case 3:07-cv-02590-PJH Document 68-6 Filed 04/13/2009 Page 10 of 33All redactions m ade on this page pursuantto exemptions (b)(6), (b)(7)(A), (b)(7)(C),(b)(7)(F)

If any doubt remains regarding this i ssue, ;nc.cs::'the evidence before trial carried out according to our request by 24 1 'Municipal Civil Court in the city of Santiago de Cali and iegalizecbefore the Judicia ry Su perior Council , that without any doubt prove;that such stock certificates belong to third parties and as such wereentered on the accounting files of the firmlegally certified by our Tax Auditors and also that the firm neveiappe ars as owner of such secur ities . We believe that there is ncreason for you to freeze the assets of such funds, since we haveproven to you with enough supporting evidence that such funds dcnot belong to this firm and the order of the Department of theTreasury is to freeze all the assets of (he firmUp to this date, with a neglecting atti tude and noncompliance with it :professional responsibili t ies , STERLING has not even answered outcom mu nication s , and for such reason we hold them directlyresponsible for the damage done to our firm resulting from suclomiss ion.Even though the Department of the Treasury issued such order, andhaving received our request wi th the support ing evidence, STERLINGshould have , at least, sent a com mu nication to the issuer of thefreezing order of the funds in question, to request a pronouncemento avoid any further damage to third parties that have nothing to dcw i t h ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ ^ l th ird p ar ti es t ha t, on th eir s id e , areholding the firm responsible of such funds.Thank you for addressing the above request as soon as possible.Sincerely . Signed:

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Case 3:07-cv-02590-PJH Documen t 68-6 Filed 04/13/2009 Page 11 of 33C A - 1 3 9 4 7 5 0 2

ffifiFWFT&ffir^T-FA-TtS-trA-TfO N~F~A ITttFU t~AltDCOMPLETE OF WHICH REMAINS A COPY FOR ITSCONFRONTATION IF NECF,SSARYDATE OF THE TRANSLATION' JUNE 2003OFFICIAL TRANSLATORMEMBER OF THE COLOMBIAN SCHOOL OF TRANSLATORSLICENSE 0 | ISSUED BY THE COLOMBIAN MINISTRY OFJUSTICE REGISTERED BEFORE THE COLOMBIANMINISTRY OF FOREIGN AFFAIRS, THE EMBASSY OF THEUNITED STATES IN COLOMBIA, THE CONSULATES OFSWITZERLAND, BELGIUM, FRANCE, GREAT BRITAIN INCALIBEFORE THE GOVERNOR OF VALLE DEL CAUCA,REG ISTRATION PAGE 159, BOOK C-200-3 , DATE MUCH 27,1990 -ELEVENTH NOTARY PUBLIC IN CALI, REGISTRATION1794, DATE MARCH 28, 1990; FIFTH NOTARY PUBLIC,BOOK 10, PAGE 144 AUG UST/02SIGNATURE AND SEAL OF THE OFFICIAL TIIANSLATORRUBY DE PERDOMO

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cmmm>minerva?'invvmmrKmmmMrrri>ft*tm wvr ...All redactions made on this page pursuantto exemptions (b)(6), (b)(7)(A), (b)(7)(C),(b)(7)(F) 002180

petition 172g - bloqueo cuenta titulos

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