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TRANSCRIPT
)lepllCruJHy pcrcrpa11iio 3MiH JlO )CTattOB'IHX
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CTATYT
(ttosa pe.n,aKU.i5I)
IlYEIBlffioro AKUIOHEPHO! O TOBAPI1CTBA KOMEPLUill-I010EAHKY
'TIPYIBATEAHK"
(fr)eHmu</JiKa71iuHuil Koo €,l(PflOY M 14360570 )
3A TBEP )J)KEHI1H:
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NOT FOR COPY
CTATYT (noBa pe.uaKu.isr)
nYI>JII-qHoro AKIJ.IOHEPHoro TOBAPHCTBA KOMEPUJHHOro I>AHKY "IlPHBATEAHK"
1. 3AI' AJibHI IlOJIO)KEHH.H
1.1. ITYEJllllHE AKIJJOHEPHE TOBAPI1CTBO KOMEPU.IVIHJ1H EAHK "ITPYIBATEAHK" (.uani EattK) e cy6'eKTOM rocno.uap1-0saFIH5I npHBaTHO'i cpopMlll srracHOCTi, cTBOpeHo i .uie 3ri.n:Ho i3 3aKoHarvrn YKpa'iHH "ITpo aKuioHepHi TOBapHCTBa", " Ilpo 6aHKl1 i 6aHKiBCbKY .[(i51JlbHiCTb", " Ilpo uiHHi nanep11 Ta cpoH.n.001111 pttHOK" Ta HOpMaTMBHo-npasos11M11 aKTaMH Hau,ioHaJibHoro 6am<y YKpa'iH11.
Opratti3au,iwHo-npasosa cpopMa EaHKY - ny6nit.JHe aKuioHepHe TOBapHCTBO. 3aKpl1Te aKuioHepHe TOBapMCTBO KOMepu.i:H:HHH 6aHK "ITpirnaTbaHK"
CTBopeHo si.n.nosi.n:Ho .n.o Y cTaHosqoro .n.orosopy si.u "06" JIHTIH51 2000 p. Ta Ha I ni.ucTasi piweHHSI Y cTaHOBlrnx 36opis aKuioHepis si.n "06" ITHTTHH 2000 p.
lliJI5IXOM 3M iHI1 opraHi3au,111Ho-npasosoi' cpopMH KOMepU,111HOfO 6aHKY "Ilp.H.BaT6aHK"' CTBOpeHoro y 1992 pou,i y cpopMi TOBapHCTBa 3 o6Me>KeHOIO si.nnosi.nanhtticno, csi.nornso npo peecTpauim si.u " 19" 6epe3H51 1992 po Ky, pe€CTpau,iHH11M .N2 92 B ,lXep)KaBHOMY peecTpi 6aHKiB, y 3aKpHTe aKu,ioHepHe TOBapMCTBO KOMepu,ii1HHH 6aHK "ITpHBaT£aHK".
3aKpHTe aKuioHepHe TOBapHCTBO KOMepuiHHMM 6aHK " IlpHBaTbaHK" €
npaBOI-IaCTYTIHJifKOM npaB Ta o6os'513KiB KOMepu.i:H:Horo 6aHKY " I1pusaT6aHK", CTBopettoro y cpopMi TosapHCTBa 3 o6Me)KeHoJO si.n.rrosi.nanhHicno.
3a pirnel!H51M 3aranhHHX 36opiB aKuioHepiB si.u 30 KBiTH51 2009 poKy THTI EaHKY 3 3aKpHToro aKu,ioHepHoro TosapvrcTBa 3MiHeHo Ha Ily6nil.fHe aKuioHepHe TOBapHCTBO.
Y 3B'513KY i3 3MiHotO T11rry EattKy, 3MiHeHo ttai1MeHysaHH.SI 6attey 3 3aKpI1Toro aKu,ioHepHoro TOBapHCTBa KOMepuiiittoro 6aHKY "Ilpl1B3TbaHK11 Ha fIYEJllllHE AKU.IOHEPHE TOBAPI1CTBO KOMEP1(IMI-Il111 EAHK ''ITPHBATEAHK'' .
ITYEJ1I1Il-IE AKLCTOHEPHE TOBAPI1CTBO KOMEPIJJVIHJ1H EAHK "ITPMB ATEAHK" € rrpaBOHaCTYITHHKOM Bcix rrpaB Ta 306oB'513aHb 3aKp11TOf0 aI<u,ioHepHoro TOBapHCTBa KOMepuj.Httoro 6aHKY "Ilp1rnaTEaHK".
Y si.nnosi.nHocTi .uo piweHH51: 3ararrhHHX 36opis aKr.dottepiB si.n 08.08.2011 poKy, EaHK Ha6ya cTaTycy 6a1-1 Ky 3 iHo3eMHMM KaniTanoM.
l.2. H 33Ba EaHKy.
ITosHe Hai1MeHyaaHH5I: yKpa'ittChKOfO MOBOJO: IlYElli1IHE AKI(IOHEPHE TOBAPI1CTBO
KOMEPIJJt1H:Yitr EAHK "ITPMBATEAHK"; a1-1 rrriH:cbKOt0 MOBOJO: PUBLIC JOINT-STOCK COMP ANY COMMERCIAL
BANK "PRlVATBANK".
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NOT FOR COPY
CKopoqeHe HaH:MeHyBaHH5r: yKpa'iHChK010 MOBOfO: ITAT KE "TIPHBATEAHK"; attrniHChKOfO MOBOfO: PJSC CB "PRIV ATBANK".
1.3. IOp11,nK4:Ha a.n.peca EaHKy: 49094, M. ,lJ.ainponeTpoBChK, Byn. Ha6epe:>KHa llepeMor11, 50.
1.4. EaHK e cK11a.n.oB010 qacTMHOfO 6aHKiBChKOi' cwcTeMM YKpai'HH. J3a1-11< 3.D.ilicHIOE: caoio .n.iHJJhHicTb Ha Tep11Topi'i Bcie'i' YKpa'iH11 Ta 3a Ti Me)KaMH.
1.5. EaHK CTBOpIOeTbC51 3 MeTOJO KOMnneKCHoro o6crryroByBaHH51 10p11.ll,WIHHX i cpi3Hl-1HID( oci6 He3aJie:>KHO Bi.LI. .n.ep)KaBHO'i Ha.Jie){<HOCTi Ta cpopM BJlaCHOCTi, y TOMY LfHCJli aKyMymoBaHH51 Ta ecpeKTHBHOro BJ1KOpMCTaHH51 KOWTiB, Mai1Ha, HOy-xay, 06'e1<TiB iHTeJieKTYaJibHO'i BJJaCHOCTi, ni.n.sMmeHH51 5IKOCTi Ta 36inhllleHH5l o6c.HriB Ha,naHH51 6aHKiBChKID< rrocnyr.
l3aHK 3.z:i:ii1cH10e CBOlO .n.i.sJJibHiCT.h 3 ypaxyaaHH51M KOMepu:i:Hm1x iHTepecis 6aHKy, KJliCHTiB Ta cnpvrne eKOHOMiYHOMY p03BHTKY Ta 3Miu:HeHHJO cpiHaHCOBO'i Cl1CTeMI1.
1.6. EaHK e 10p11.n.MqH010 oco6010: •Mae caMocTiHHHH 6anaHc i KopecnoH.n.eHTChKHH paxyHoK B YnpaBrri1-rni
HauioHaJihHoro 6aHKY Y1<pa'iH11 s ,lJ.HinporreTpOBChKiH o6nacTi, BOJio.n.1e, KOpHcTyeThC51 i po3nOp51.[(:>KaeTbC51 Bi.[lOKpeMJleHHM MaHHOM;
• Mae CBia noronm, neYaTKY 3 si.n.o6pa)KeHH51M JIOfOTI-my, WTaMn 3i CBO'iM Hai1MeHyBaHH5IM;
• Mae BHI<Jl!OqHe rrpaBO Bl1KOpHCTaHH51 CBoro cpipMOBOro Hai1MeHyBaHH51 i 3aco6ia Bi3YaJJbHO'i i.n.eHTmpiKaLdi;
• MO)f<e Bi.ll cBoro iMeHi Ha6yaaT11 rrpasa Ta o6oB' 513KM, 6yn1 no3HBal.feM, si.n.nosi,naYeM Ta 6y,nb-5IKl1M iHIDMM yi:iacHHKOM npou:ecy B ycix cy.n.ax, mo cTaop1010ThC5l i .n.i10Tb Bi.[lnoBi.llHO no 3a1<otto.[laBcTBa YKpa'iHvr Ta iHID.11x ,llep:>Kas, Bi.[lTIOBi.n.ae 3a CBOi°MH 306os'513aHH5IMl1 BCiM Ha.Jie)KHVIM HOMy 3a rrpaBOM BJiaCHOCTi MaHHOM, Ha 51Ke 3rinHo 3 LJMHHHM 3aKOHO.D.aBCTBOM MO:>Ke 6yn1 3BepHer-ro CT51rHeH H51.
1. 7. l3aHK Mae npaBo Bl,llKpI1BaTI1 Bi.[lOKpeMJieHi ninp03.[liJTI1 ( cpini'i, Bl.DJI.1JTeHH5I, npe.n.cTaaHHU:TBa Tomo) Ha TepnTopi'i YKpai"H11 y pa3i H:oro si.n.noBi.[lHOCTi BHMOf8M w.o.n.o si.n.KpHTT5I Bi.D.OKpeMneHMX rri.n.po3,niniB, scTaHOBJTeHMM HOpMaTMBHo-npaBOBMMH aKTaMM Hau.ioHanbHoro 6aHKY YKpai'HM. BaHK 306os'513aHM:i1 noBi.n.oMMTM Hau:ioHaJlhHH:i1 6aHK YKpai"HM npo si,llKpvrrrn ai.n.oKpeMJieHoro rri.n.po3.z:i:iny. Hau.ioHa.JibHMH 6aHK Y KpaiH11 BKJltOt.Jae si.n.oMOCTi npo Bi.[lOKpeMJleHi rri.n.po3.[(iJ1H 6aHKY .[lO ,lJ.ep)KaBHOfO peecTpy 6aHKiB Ha rri.ucTaBi rrMCbMosoro nosi.n.oMneHH51 EaHKy. Bi.[loKpeMneH.1111 ni.n.po3.n.in EaHKY Mae rrpaso po3noGaTM csot0 ni.HJibHicTb qepe3 10 AHiB nicn5l nosi.n.oMneHH51 EaHKOM
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I
Hau:ioHaJibHoro 6aHKY YKpa'irrn rrpo Bl,llKp11Tnr Bi,llor<peMneHoro ni,llpo3.niny. Y noBi.llOMJieHHi npo Bl.llKPHTI5l Bl,llOKpeMJieHoro nitqJo3.n.iny EaHKy, mo 3.UiikHIOBaTHMe )J.i5lJihHiCTh Bi)J. woro iMeHi, Ta y noBi)J.OMJieHHi npo Bi)l.Kp11TT5l Bi.llOKpeMneHoro ni.npo3JJ.iny EaHKy, rn:o BMK0Hysan1Me cpyHK1.d'i npe.n.cTaBHHU:TBa Ta 3ax11cTy iforo iHTepecia, EaHK 306os'513aH11i1 3a3HaqHTH iHCpopMauiJO, nepe.n.6aL£eHy 3aKOHOM YKpai.HH "ITpo 6aHKH i 6aHKiBChKY .ni5lJihHicTh". EaHK 3060B1513aH11i1 noBi.n.oMnTH HauioHaJihHHH 6aHK YKpai"H11 rrpo np11i1H5ITT5l ynoBHOBa)J<eHHM opraHOM EaHKY pirneHH51 rrpo 3aKp11rr51 Bl)J.OKpeMneHoro ni.n.p03)1.iJiy B ceM11)J.eHHl1M CTpOK rricm1 npHMH5lTT51 TaKoro p1rneHH5l Ta rrpo cpaKTHLfHe npHrnrneHH51 woro .ni.SIJibHOCTi - y Tp11.n.eHHI1H CTpOK.
EaHK Mae rrpaso CTBop10BaT11 JJ.OLiipHi 6aHKI1, cpini1 q11 npe.n.cTaBHHUTBa Ha TepvrTopii" iHrnvrx .n.ep)KaB Ha ni)J.cTaBi )l03Bony Hau.ioHaJihHoro 6aHKY YKpai"rrn. ,ll.Ml si.nKpHTT51 .UOLiipHix 6aHKiB, cpinii1 a6o rrpe.n.cTaBHMUTB yKpa"iHChKHX 6aHKiB Ha Tep1nopii" iHllil1X )J.ep)KaB npe.n.15IBJI5llOTbC.SI TaKi caMi BMMOnI, .SI"Ki BCTaHOBJieHi .n.n51 si.n.KpHTT51 cpiniH Lf 11 rrpe.n.cTaBHHl.I,TB 6aHKiB Ha Tep11Topil" Y Kpa"iH11, 3a yMoB11 HaJJ.aHH5l Hau:ioHanbHliJM 6aHKOM YKpai"Hn .ll03Bony Ha 3JJ.iikHeHH5.1. irrsecTHUil 3a KOp,llOH y 3B1.SI3Ky i3 CTBOpeHH51M cpinii" Ll.11 rrpeJJ.CTaBHI1UTBa EaHKY Ha Tep11Topi"i j HllJOl )J.ep)KaBH.
,Il,rr.SI CTBOpeHH51 )J.OLiipHI>OfO 6aHKy, cpin ii" L[I1 npe.n.cTaBHJ.H.J,TBa 3a KOp.UOHOM, 5a1-1K no.nae .n.o HauioHanhttoro 6aHKY YKpai"H11 6i3Hec-rrnaH Ta eK0HoM1qHe o6rpyHTyBaHH.sI .n:ou.irrhHOCTi CTBOpem-rn )J.OlflpHhOfO 6atrny, cpirri'i L[I1 rrpeJJ.CTaBHI1U:TBa 6aHKY 3a KOp.D.OHOM.
1.8. EaHK y cso"iH: .n.i5lrrh.HOCTi KepyeThC51 3aKoHaMH: YKpa'iHR, s11K0Hye s11Mor11 HopMaT11BHo-rrpasoB11x aKTiB HauioHaJihHoro 6aHKY Y Kpa"iH11, KOpHcTy eThC.SI e,lll1HJ1MH npaB11rraM11 6yxranTepChKOf O o6niKy B 6aHKax Ha 6a3i KOMITJieKCHOi" aBTOMaTH3aIJji" i KOMII ' I0Tep113au.ii", no.nae H au.ioHaJibHOMY 6aHKY YKpai"H11 3BiTHiCTh Ta iHcpopMaui1-0 y BCTa1rnsneH11x HHM o6c.sirax i cpopMax. EaHK ,n:oTpHMYeThC.sI eKOHOMiL£HYrX HOpManrniB, scTaHosneHHX H au.ioHaJihHHM 6aHKOM YKpai·H11. 3a nopyrneHH5l BCTaHosneH11x HopMaT11BiB EaHK Hece si.n.nosi.n.anhHiCTh, nepe,LI.6aqeHy 3aKOHO.U8BCTBOM.
EaHI< Mae rrpaBo He BHKOHyBaTH BKa3iBKl1 L[J1 BHMOr:YI 6y.IJ.b-.sIKHX opraHiB, ycTaHOB, .SIKI He Bi)J.ITOBinaJ-OTb HOpMaM 3aKOHO,LI.aBCTBa a6o npHHH51Ti 3 nopymeHH5lM BCTaHOBJieHMX 3aKOHO.LI.aBCTBOM HOpM.
EaHK s paMKax YHHHoro 3aI<OHo.n.ascTsa rapattTye Ta€MH11u:10 no onepaui.SIX, paxyHKax, BKJia.n.ax cso"ix Knie1nis Ta KOpecnoH.n.eHTiB. Y ci rrpauisH11K11 6aHKY 306os' .si3aHi 36epiran r 6aHKiBCbKY TaeMHI1UlO.
2. ~IRJihHICTh l>AHKY
2.1. EaHK Mae npaso Ha.n.asaT11 6aHKiBChKi Ta iHmi cpiHaHcosi rrocrryr 11 (KpiM nocrryr y ccpepi CTpaxyBaHH51), a TaKO)K 3,llH:iCHJOBaTH iHmy )J.UrflhHiCTb, BM3Hat.Jetty LI11HHHM 3a1<0Ho.n.aBcTBOM YKpai'H11.
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.6aHK Mae npaso 3,ll;Il1CHl-OBan1 6aHKiBCbKY .n:i51JibHiCTb 6aH Ki BCbKO'i niue1i3i'i Uin51XOM Ha.[(aHH5{ 6aHKiBCbKMX rrocnyr.
2.2. ,Uo 6aHKiBChKI1X rroceyr HaJie)l(aTb:
. . Ha Ill.[(CTaBl
1) 3arryqeHHJI y BKJia.[(11 (.nerr0311TI1) KOWTiB Ta 6aHKiBCbKI1X MeTaJilB Bl.[( Heo6Me)KeHoro KOJJa 1-0pH.[(RY:HHX i cpi3l1lfHI1X oci6;
2) Bi.n:Kp11TT51 Ta ne.n:er-nrn. IIOTOqHHX (KopecrrOT-I.[(eHTCbKI1X) paxym<iB KnieHTis, y TOMY 411CJJi y 6aHKiBcb1<11x MeTanax;
3) p03Milll,emrn 3anyqeHl1X y BKna.n:11 (.n:en0311TI1), y TOMY 411CJii Ha IIOTOl.JHi paxyHKM, KOWTiB Ta 6aHKiBCbKI1X MeTaJiiB ai.n: caoro iMeHi, Ha BJiaCHI1X )'MOBax Ta Ha BJiaCHHH p11311K,
2.3. Kpe.n:HTHi orrepauil. 5JK Kpe,QHTHi, B UbOMy nyHKTi po3rJI51.L1,aJ-OTbC5! orrepauii", 3a3Hat.JeH i B nn. 3 n. 2.2 LJ.bOro CTaTyTy, a TaKO)I( 3JJ:ii1cHeHHJI onepauiM Ha p11HKY uiHHI1X nanepiB Bi.ll. csoro iMeHi; Ha.[(aHH.H rapaHTii1 i nopyq11TeJibCTB Ta iHw11x 3060B1513aHb ai.n TpeTix oci6, }{Ki rrepe,n:6a-YmoTb 'ix Bl1KOHaHH5I y rpowoaiH cpopMi; npH.L1,6aH1-rn npaBa BHMor11 Ha BHKOHal-IH51 306os1513aHb y rpomosiM cpopMi 3a nocTasneHi T0Bap11 q11 Ha.naRi rrocnyr11, rrp11i1Ma1-0Y.11 Ha ce6e p11311K BHKOHaHH51 TaKl1X BI1MOr Ta npHHOM rrnaTe)((iB (cpaKTOpl·IHr); JTi3HHr.
2.4. EaHK Mae npaao Ra.ll,aBaTvr c.soi"M KJTieHTaM (KpiM 6aHKiB) cpiHattcoai rrocnyn1, y TOMY LJHCm ll1JI5l:XOM yKna.nemrn 3 I-OpHJJ:HLJHHMH oco6aMvr (KoMepuiHH11M11 areHTaM11) areHTCbKHX .ll,orosopis. ITepeniK cpiHaHcoB11x nocnyr, w.o .6aHK Mae rrpaso Ha.[(aBaTH CB0°lM KJiiE:HTaM (KpiM 6aHKiB) WJI51XOM yKna.n:eHHJI areHTCbKI1X .n:oroaopis, BCTaHOBJIJ-OE:TbC51 Hau.ioHaJJbHHM 6aHKOM YKpai"H11. EaHK 306oa'513aH11i1 noai,n:oMHTI1 H auio11anbHHH 6aHK YKpai"H11 rrpo yK11a.n:eHi HHM areHTChKi .norosopH. HauiottaJ1 bH11i1 6aHK se.n:e peecTp K0Mepui i1:H11x areHTiB 6aHKiB Ta BCTaHOBJUO€ BHMOfH .no HHX. EaHK Mae npaso yKna.n:anr areHTCbKMH .noroaip 3 IOpH.llH'LIHOJ-O oco601-0, }{Ka si.n:rrosi.nae acTaHoBneHHM HauioHaJJhHMM 6aHKOM YKpai°HH BHMoraM.
2.5. EaHK, KpiM Ha.naHH.H q)iHaHcoanx noceyr, Mae npaso 3JJ:ii1cHIOBaTH. . . TaKQ)K .[(Ul.JlbHICTb ll.1.0)],0'.
l) iHBeCTHU,ii1.; 2) avrnycKy snacH11x uiHtt11x nanepis; 3) BMrrycKy' p03ITOBCl-O)l)KeHH5l Ta rrpoBe.[(eHH51 JTOTepeli; 4) 36epiraHH5l UiHHOCTe.H a6o Ha.naHH5l B MaHHOBHH HaHM (opeH.ll.Y)
iH)],l1Bi)],yaJihHOr O 6aH KiBChKOfO ceticpa;
5) iHKacau.ii" KOWTiB Ta nepeBe3eHH51 BaJilOTHl1X uiHHOCTe.H; 6) Ha.ll,aHH51 KOHCYJihTauii1tt11x Ta iHCpopMauii1tt11x rroceyr W.O.ll.O 6aHKiBCbKHX
Ta iHWHX cpiHaHCOBHX noceyr . .6aHK 3.[(iHCHI-0€ ,n:i5InhHiCTh, Ha,n,ae 6aHKiBCbKi Ta iHllli cpi HaHCOBi nocnyr11 B
Hau.io1·rnJTbHi:i1 sanJ-OTi , a 3a Ha5IBHOCTi Bi.n:rroai)],HO"l 11iu.eH3i"l HauioHaJTbHoro 6aHKY y Kpa"IH YI - B iH03eMHi 11 BaJlI-OTi.
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NOT FOR COPY
EaHK Mae npaso s1nuun11 6y.n.b-5l.Ki npaBOlfl1Hl1, Heo6xi.n.Hi JJ.JHI. Ha.n.aHIDI HMM 6aHKiBCbKI1X Ta iHillH:X cpiHaHCOBl1X rroc11yr Ta 3.UiHCHeHH.SI iHilloi' .Ui.SinbHOCTi .
EaHK Mae npaso po311olfaT11 HOBHH BHJX .n.i.SIJlbHOCTi a6o Ha.n.aHH5l Hosoro s11.uy cpiHaHCOBHX rrocnyr (KpiM 6af-IKiBCbKHX) 3a YMOBH BHKOHaHH51 BCTaHOBJleHHX Hau.ioHanbHHM 6aHKOM YKpa'itt.11 BMMOr mo.no u;horo BHJlY .n.i5lnbHOCTi a6o rrocnyr11.
EaHK He ni3Hill1 51K 3a MiC5II.J;b .uo IIOt.IaTKY HOBOfO BR.UY )].i5lnbHOCTi a6o Ha,UaHH.sJ HOBOro BH.UY cpiHaHCOBJ1X nocnyr (KpiM 6aHKiBCbKHX) 3060B1513aHRH rrosi.uoMRTH npo u.e Hau.ioHan&HHH 6aHK YKpa'iH11 3ri.n.tto 3 B11MoraMH Ta B rrop5IJXKY, BCTattosrrett11M11 Hau:ioHanbHMM 6aHT<OM Y Kpa'iHH.
Hau;ioHaJibHMi1 6aHK YKpa'iH11 3 MeTOlO 3ax11cTy npaB BKna.n.HHKiB Ta iHrn11x Kpe,UHTOpiB Mae npaso BCTaHOBillOBaTH .n.o.n.aTKOBi BHMOrl1, BKJHO'-JafOLIH Bl1M0rl'I mo.n.o ni.n.B11w.eHH5I pismr peryn.srTHBHoro KarriTany EaHKY t.IH iHrnHx eKotroMilfHMX HOpManrniB, Ll(0,[(0 rreBHOro BH.UY .n.i51JlbHOCTi Ta Ha.n.aHH.SI cpiHaHCOB11X nocnyr, 51Ki Mae npaso 3,ni i1cH10BaT11 EaHK.
£aHK caMOCTi:i1I-IO BCTaHOBJlI-0€ npou.eHTHi CTaBKM Ta KOMiciHHy BHHaropo.n.y 3a tta.n.am nocnyrv1.
2.6. EaHK Mae npaso 3.n.ii1:cttf0BaT11 TaKO>K IHIJJY .n.i5IJ1hHicTh, .SIKa He 3a6opoHeHa 3aKoHo.n.ascTBOM YKpa'iHH si.n.rrosi.n.tto .n.o tta.uaHHX .n.03sonis (niu.eH3iH:) ynosH0Ba)KeH11x oprai-1is 3ri.n.tto i3 3aKoHo.n.ascTBOM YKpa'itt11 (5IKIUO 3.n.ii1cHeHH5I TaKoi' .n.i5lllhHOCTi fIOTpe6ye 0Tp11M3HIDI .U03BOJiy), a caMe, ane He BHKJllO'-l'HO:
2.6.1 . rrp11i1MaHH5J rri.n. 33CTaBy y HaceneHH5l fOBenipHHX Ta iHIJJ11X rro6yTOBHX BHpo6is 3 .n.oporou:iHHHX MeTaJliB Ta .n.oporou.iHHOro KaMiHH5I;
2.6.2. peani3al.l,i5I naM'5ITHHX, IOBineHHHX Ta iHBeCTMl.l,iHHHX MOHeT; 2.6.3. BHKOHam-rn cpyHKU.ii1 CTpaxosoro rrocepe.n.HHKa; 2.6.4_ .n.i.SIJlhHiCTb iHcj:>OpMau.ii1Horo areHTCTBa 3 MeTOIO l-Ta,l(aHH51
iHCpopMau,iHHHX rroc.rryr; 2.6.5. 3611paHH5r, o6po6Ka, TBopeH1-rn, 36epi raHIDI, ni.uroTOBKa impopMau.ii' .n.o
rroru11peHH5r, sm1ycK Ta rrournpeHIDI iHcpopMau:i'i; 2.6.6. npocpecii1Ha .n.i.SIRbHiCTh Ha p11HKY U:iHHMX narrepiB (cpoH,UOBOMY
pHHKy): 2.6.6.1. 6po1<epc&1<a JJi5In&HiCTh; 2.6.6.2 . .u11nepCbKa .n.i5InbHiCTb; 2. 6. 6 .3. aH.n.eppaHTHHr; 2.6.6.4. ,Ui.SIJJbHiCTb 3 ynpasniHIDI rdHHHMH nanepaMH; 2.6.6.5 . .n.i5IJlbHiCTb 3 yrrpasniHH.SI inoTelfHl1M ITOKpl1TI.sJM; 2.6.6.6 . .n.en03HTapHa .n.i5lnbHiCTb .n.err0311T3pHOl ycTaHOBH; 2.6.6. 7 .n.eno3HTapHa .n.i.SIJibHiCTb - .n.i5lJibHiCTb 13 36epiraHH5I aKTHBIB . . . .
lHCTHTYTIB Cl1JJJbHOro IHBecTysaHm1; 2.6.6.8 .ueno3HTapHa .n.i51JlbHiCTh - .n.i5IJihHiCTb 13 36epiraHH5l aKT11BlB
ITeHciHHHX cpo1-1.n.is_
6
NOT FOR COPY
I
2.7. EaHK Mae npaBo peani3yBaTH He mnpe6yBaHe KJiieHTaMH y 3a3Ha4eH11i1 ,ZJ,orosopoM TepMiH Mai1Ho, nepe.[(aHe i-ioMy Ha 36epiraHH51 YH po3MIUJ,eHe B ceiicpax, Ha.[(aHl!X 3ri.[(HO 3 ,ZJ,oroBopaM 11 Hai1My. CyM11, BHpyqeHi si,n peani3au.i'i Mai1Ha BH,ZJ,afOThC5l TOMY' XTO 3.n:as MaHHO Ha CXOB, 3a Bi.[(paxyBaHH5IM cyM Hane>KHIDC EaHKy, .sJK 36epiraYy.
EaHK 3,nii1cHIOe 36epiraHH5I i o6cnyroByaaHH5l o6iry u,iHFn1x rrarrepiB Ha paxyHKax y uiHHHX narrepax Ta orrepau,ii1 eMiTeHTa mo,no a11rryw.eH11x HHM uiHHHX nanepiB. ,lJ,aHi onepaui'i npoBOA.sJThC.sJ Ha ni.n:cTaai niu,eH3ii1 H au,ioHa.JihHoro EaHKY Ta niu,eH3iii Hau,ioHaJlhHo·i KOMicii' 3 uiHHHX rranepis Ta cpoH.[(OBoro pHHKY y . . . Bl.[(TIOBl,IlHOCTl 3 BHMOraMH qm-IHOro 3aKOHO.[(aBCTBa.
EaHK 3.D.iM:cmoe BKa3aHi onepaui'i Ha ni.[(cTasi .norosopiB, B 5JKHX Bl13HaqaJ:OTbC51 npaBa, o6oB'5l3KH, Bi.nnosi,ZJ,aJibHiCTb CTOpiH, CTpOKH, npoueHTHi cTaBKJ1, iHI.ua rrnaTa 3a rrocnyn1, rrin1>r11, caHKUii', B11,n11 3afie3neqeHHJI, HKi He cynepe4aTb 4H'HHOMY 3aKOHO,ZJ,aBCTBY.
EaHK Mae npaBo yKna,naT11 .noroaopH .JJ,apysaHH.sJ. EaHK Mae npaBo yKna.naT11 iHiui yrO)J.H i 3)J.ii1CHIOBanI iHIIIY JJ.i5IJihHiCTh, KpiM )J.iHJlbHOCTi, 3a6opotreHo'i 6aHKaM '-ll1HHRM 3aKoHo.naBCTBOM YKpa'iH11.
2.8 . EaHK CTBop1oe Ha TepHTopii- YKpai'H11 Ta 3a 'ii Me>KaMH JJ.Ot.IipHi 6aHKH, cpini'i i rrpe.ncTaBHHU.TBa. CTsopeHi EaHKOM cpini'i i npe.ncTaBHHUTBa MO>KYTb Ha.ni1rnTHC5l ocHOBHHMH 3aco6aM11 Ta o6iroBHMH KOUITaM11, 51Ki i1oMy Hane)KaTh. <t>inii' CTBOptOIOT.hC5I 3 MeTOI-0 3.U.iikHeHJ-rn 6aHKiBChKOi' .D.i.sJJThHOCTi, a TaKO)K im11o"i .niJJnhHOcTi , HKa He 3a6opo1-1eHa 3aKoHo.nascTBOM YKpa'iH11, ai.n iMeHi EaHKY Ta He MaI-OTb CTaTycy I-OpH.D.H4HOi' oco611. D pe)J.CTaBHI-fl.I;TBa CTBOpI-OIOTbC5.l 3 MeTOl-0 rrpe.ncTaBHHU.TBa Ta 3ax11cTy iHTepecis EaHKY Ta He 3JJ.ii1cHJOfOTh 6aHKiBChKY .ni51JThHicTh. <Dinii' i rrpe.[(cTaBHI1U.TBa BaHKY .ni1:0Th Ha rri,n:cTaBi i a Me)l(ax nono>KeHh npo HHX, 5IKi 3aTBep.n)KyI-0ThCH Harmr.nosoJO Pa.[(oJO EaHKy a6o iHIIIl1M yrrOBHOBmI<eHHM opraHOM a6o oco6oIO, MO>KYTb MaTH Bi,LI:OKpeMJieHe MaHHO, 5IKe spaxosyeThC51 HK Ha "ix OKpeM11x 6anaHcax, TaK i Ha 6anaHci EaHKy.
KepiBHHKH cpiniti i rrpe.11cTaBHl1IJ.TB JJ.ll:OTh Ha ni.n,cTaBi BH.[(aHo·i ynosHoBa>Kettmo oco6mo .noaipeHocTi.
3 . AKIJ,IOHEPH I>AHKY
3 .1. AKuioHepaMa EaHKY MO)f(YTh 6yn1 t0p11.n1P-rni Ta cpi3J{l-IHi oco611, 51K pe311.neHTH, TaK i Hepe311.neHT1:1 YI<pai'HH, 5IKi Ha6yn11 npaBa BnacHocTi Ha aKu.ii" EaHI<Y y rropH.D.I<Y, BCTaHosneHoMy t.IHHHHM 3aKoHo.n:aacTBOM.
3.2. AKl.(iOHep11 Ma1-0Th npaso: 3.2.1. 6paTH yqacTh B yrrpasniHHi cnpasaM11 EaHKy B nop51.11I<y, BH3Hat.reHoMy
UHM CTaTyToM; 3 .2.2. 6paTH yt.1acTb y po3no.nini np116yTKY EaHKY Ta o.n:ep>KysaT11 i1oro
LiaCTKY (.n11ai)J.eH.n11); 3.2.3 . OTpaMyBaTH iHcpopMaIJ,iI-O npo rocno.napcbKY .ni.sJJThHiCTb EaHKy.
7
NOT FOR COPY
3.2.4. po3nOp51Jl.)KaTHC5l aKUi51Ml1, w.o 'iM HaJie)KaTh, y rrop.SI.Z~Ky, BI13Hal.JeHOMY q11HHHM 3aKOHO)J.ascTBOM Ta 11.11M CTaTyToM;
3.2.5. KOpHCTyBaTHC.sr rrepeBa)KH.HM rrpaBOM Ha rrpH)J.6aHH51 aKIJ,iH rrpH HOBiH eMicil rrepe.n TpeTiMH oco6aMH B rrop.si,nKy Ta Ha yMosax, mo rrepe.n.6a'l-ieHi pirueHIDIM rrpo s11nyc1< a1<1d:H;
3.2.6. 0TpHMan1 qacTKY sapTocTi Mai1Ha Ea1-IKy, nponopuii1Hy sapTocTi HaJie)KHHX "iM a1<11.ii1, y pa3i niKBiJJ.aui'i BaHKy.
AKuioHep11 MO)KYTh Mani TaKmK IHilll npasa, nepe)J.6aLJeHi l.JMHHI1M 3aKOHO)J.aBCTBOM.
3.3 . AKuioHepu BaHKY 306os'513a1-1i: 3.3.1 . .no.nep)l<ysaT11c5I ycTaHOBlf11X )J.OKyMeHTiB EaHKY i BI1KOHysan:1 piruem-rn
3aranhHHX 36opis Ta iHlllHX opra1-1 is ynpasniHH5I EaHKy; 3.3.2. s111<01-1ysan1 cso'i 306os'513aHH5l nepe.n EaHKOM, y TOMY q11cni rros1513aHi
3 MaHHOB010 yt-JaCTfO, OITJiaqysaTH aKui'i y p03Mipi, nopslJI.KY i cpopMax, mo nepe)J.6aqeHi CTaTyToM Ta!a6o piweHH5IM npo BHIIYCK aKuitf;
3.3.3. He po3ronornysant KOMepuii:itty TaeMH11UIO Ta KOHcpi.neHuii1Hy iHcpopMaui10 npo .ni.srJTbHiCTh EaHKy;
3.3.4. HeCnI imJJi o60B1Sl3KH, SlKI.l(O ue nepe.n6aqeHO 4H:HHHM 3aKOHO)J.aBCTBOM YKpai"HH, u.11M CTaTyToM, BHyTpiwttiM11 HOpMaTHBHHMH .noKyMeHTaMH EaHKy;
3.3 .5. cnosimaT11 oco6y, mo se.ne o6niK rrpas snacHocTi Ha aKui'l EaHKY npo cpaKT 3MiHl1 peKBi311TlB y 10-.neHHHH TepMiH mn.srxoM HanpasneHH.sr ITHChMOBoro fl0Bl)J.OMJieHH5l;
3 .3 .6. CTOCOBHO aK11.iOHepiB, 5!Ki nnaHyIOTh Ha6yn1 a6o 36inhWHTI1 icTOTHY yt.JaCTh (y 3HaYe1rni 3aKoHy YKpa"i 1-111 " flpo 6aHKH i 6a1-11<isc&1<y .nistnhaicT&") y EaHKy, s111<oaysaT11 s11Mor11 LJHHHoro 3aKOHOJJ.aBCTBa YKpa"iHH CTocosHo TaKoro Ha6yrr.sr a6o 36 tJTbllieHHSI; Ha6yTI51 iCTOTHOi" yqacTi Hepe3H)J.eHTaM.l1 a6o 36iJihlJJeHHST "ff TaKHM l.JHHOM, lll,O Hepe311)J.eHT 6y)J.e np5IMO YH onocepe)J.KOBaHO BOJIO)J.inI a6o KOHTpomosanl 10, 25, 50 i 75 Bi)J.COTKiB CTaTyTHOfO ( CKJia)J.eHoro) KaniTa.rry, 3)J.ii1cHfOE:ThC5l y Bi)J.IIOBi)J.HOCTi )J.0 BHMOr 3aKOHO)J.aBCTBa;
3.3 .7. CTOCOBHO aKl{iOHepiB, 5!Ki Ha6ym1 a6o 36iJJbilll1JJI1 y EaHKY icTOTHY yqacT.o (y 3Halfe1-rni 3aKotty Y1<pa"i1-rn " flpo 6aHKH i 6aHKiBCbKY JJ.i5In.oHiCTb"), Bl1KOHyBaTY! Bl1MOfl1 qJ1HHOro 3aKOHO)J.aBCTBa y KpalJ.rn, BKJJIOt.laJ-0411 BHMOrH mo.n,o r10.naHH5I .no HauioHaJTbHoro 6aHI<Y YKpa'lH11 Ta EaHKY Bi)J.nosi.n.Ho·i 3BiTHOCTi.
3.4. AK1.1,ioHepaMH EaHKY e 3aCHOBHHKH, HKi sorroJJ.i•oTh aKuiHMH Ba1rny, oco611, mo np11.n,6an11 aKuil y 3acHOBHT1Ki s, a6o iHini cpi311 LIHi oco6M Ta 10p11.n.11YHi oco611, 5IKi 1-1a6yn11 npaso snacHocTi Ha aKuii" EaHKY si)J.nosi)J.Ho .no YHHHOro 3aKOHO.D,aBCTBa.
3 .5. ,[(o MOMeHTY 3aTBep)J.)KeJil-H! pe3ynI:.TaT1B p03MLll.l,eI·ll-UI aKuii1 opraHOM eM1TeHTa, ynoBHOBmI<eHHM npHMMan1 TaKe piweHHH, p03MimeHi a1<ui"i MfflOTb 6yTH TIOBHiCTJO onna'l.feHi.
8
NOT FOR COPY
3.6. B rrpoueci npHBaTHoro po3Mim:eHH5I aKuill, aKuioHep11 KOpHcTylOTbC5I
rrepeBa)J(HHM rrpaBOM Ha rrp11)l.6aHH5I po3MimyBaHHX EaHKOM npocTHX aKuiH:
rrponopu:iH:Ho qacni;i HaJie)J(HHX i'M rrpocTHX aKu:iH: y 3ar an.bHiH: KiJibKOCTi rrpocTHX
aKuiii B rrop5I)l.KY' BCTaHOBJieHOMY qHHHMM 33KOHO)l.3BCTBOM y Kpai'HH.
3.7. AKu,ioHep11 He Bi)l.rrOBi)l.afOT.b 3a 3060B15l3aHH5IMH EaHKY i HecyTb pH3HK
36HTKiB, rros'513aH11x 3 )l.i.HJibHicT10 EaHKy, TiJJbKH B Me)J(ax HaJie)J(HHX i'M aKuiH:. JJ:o aKu:ioHepiB He MQ)KYTb 33CTOCOByBaTHC5I 6y)l..b-5IKi caHKQii', r.uo o6Me)f<ylOTb lX
rrpaBa, y pa3i Bq11HeHH5I rrponmpaBHHX )l.iJ:i EaHKOM a6o iHllIMMM amioHepaMH.
4. CT A TYTHHH KAillT AJI EAHKY
4.1. CTaTy THHii KamTan Ea1my cTaHOBHTb 19 100 760 000,00 rpH.
(JJ:eB15ITHa)l.U:5IT.b Millb5Ip)l.iB CTO MiJibHOHiB ciMCOT llliCTJJ,eC5IT THC5IY: rpHBeH.b 00
KorriifoK).
4.2. C TaTyTHHH KarriTan rro)l.inemiif Ha 68 217 000 (rnicT)l.ec51T mctM
MillhHOHiB )l.BicTi ciMHa)l.U:5IT.b THC5IY:) illTYK rrpocnix iMeHHHX aKu;iH:, HOMiHaJibHOlO
sapTiCTlO 280,00 rpH. (JJ:BicTi BiciM)l.eC.HT rpHBeHb 00 KOITiHOK) KO)J(Ha.
CTaTyTHHH KarriTan Ea1my ccpopMoBaHo 3a paxyHoK BnacHHX KOrnTiB . . aKu;10Heprn.
I'pOillOBi BHeCKH )l.llil cpopMyBaHH5I Ta 36iJihilleHH5I CTaTyTHOfO Kan iTany
EaHKY pe3H)l.eHTH Y Kpai'HH 3)l.iHCHIOIOTb B rpttBH5IX, a Hepe3H)l.eHTH - B iHo3eMHii1
BillbHO KOHBepTOBaHiH BaJIIOTi a6o y rpHBH5IX.
4.3. EaHK Mae rrpaso 36inhrnysaT11 cTaTyTHHH KarriTan rricn5I peecTpau:11
3BiTiB rrpo pe3y11hTaTH po3Miru,eHH5I scix norrepe.n.Hix s11rrycKiB aKuiH:.
4.4. 36iJihilleHH5I CTaTyTHOro KarrITany 3)l.iHCHl0€TbC5I B rrop5I)l.Ky,
BCT3HOBJieHOMY )l.lIQqJ1M 3aKOHO)l.aBCTBOM illJ15IXOM p03MiI.UeHH5I )l.0,D,3TKOBHX
aKU,iH icHyIOY:Ol HOMiHaJibHoi' BapTOCTi, rri,n,BHilI,eHHH HOMiHan.bHOl BapTOCTi aKuiif.
PirneHH5I rrpo 36in hrneHH5I cr aryTHoro KarriTany rrpMH:MaCTbC5I BHI.UI1M
opraHoM EaHKY. 36inbrneHH5I cTa:ryTHoro KarriTany EaHKy MO)Ke 3,n,illcmoBanrc5f
BHKJ1l0'1HO IlIJ15IXOM rpornoBHX BHeCKiB.
4.5 . 3MeHrneHH5I CTaTyTHor o KaniTany 3,D,iHCHlOCT.bC5I B rrop.H,n;Ky,
BCTaHOBJieHOMY 3aKOHO)l.3BCTBOM lllJ15IXOM 3MeHrneHH5I HOMiHaJJhHOl BapTOCTl
BHITylll,eHHX aKuiH: a6o 3MeHllleHH5I KillhKOCTi aKuiH: llIJ15IXOM BHKyny Y:aCTI1HH
aKuii1 y i·x BJiaCHHKiB 3 MeTOlO aHyJIEOB3HH51 UI1X aKu:iH:.
EaHK He srrpasi 3MeHrnyBaTH 6e3 3r o)l.11 HauioHaJihHoro 6aHKY YKpai'HH
p03Mip perymITMBHoro KarriTany HH)J(Y:e MiHiM3JlbHO BCTaHOBJieHoro piBH51.
PirneHH51 rrpo 3MeHrneHH5I po3Mipy cTaTyTHoro KarriTany rrpMH:MaCTbC51
BI1W:HM opraHoM EaHKy.
9
NOT FOR COPY
I1icm1 rrp11i1H5ITT.SI pirneHH5I npo 3MemueHH5l cTaTyTHoro KarriTarry EaHKY I1paBniHH5l EaHT<y nponrroM 30 .n.HiB Mae rr11chMOBo n0Bi.n.0M11T11 KO)KHOro Kpe.nHTopa, Bl1MOr11 5lKoro .n.o BattKY He 3a6e3rreqeHi 3acTaBoJO, rapaHTiero YH nopYf<o1-0, npo TaKe p1rneHH5l.
Kpe.JJ:HTop, B11Mor11 .si:Koro .n.o EaHKY He 3a6e3net.ieHi .n:oroBopaMYI 3acTaB11 4H nopyK11, npOT5lfOM 30 .n.HiB nicmr Ha.n.xo.n)KeHH51 M:oMy 3a3HaY:eHoro noBi.JJ:oMJTeHH5l MmKe 3sepHyT11C5:l .n.o EaHKY 3 nHCbMOBmo BHMoroJO rrpo 3.JJ: iHcHeHH5I rrpOT5:lrOM 45 .n.His o.n.Horo 3 TaK11x 3axo,niB Ha BM6ip EattKy: 3a6e3rreqeHH5I B.HKOHaHH.SI 3060B '5I3aHb lllJT5IXOM yKna.neHirn .n.orosopy 3acTaBH ~rn nopyKH, )l.OCTpOKOBOfO npMIIHHeHH5I a6o BHKOHaHH51 306os'513aHh nepe.n. Kpe,LlYTTOpOM, 5IKW:O !Hille He nepe.n.6aqeHo .n.orosopoM Mi)!( BaHKOM Ta Kpe,n:HTopoM.
Y pa3i, 51.Klll.O Kpe,n:HTOp He 3sepeysc5I y 3a3HffqeHHH cTpOK .n:o EaHKY 3 ITHCbMOBOfO BHMOfOIO, BBa)Ka€TbC51, rn.o BIH He BMMarae si.n BaHKY Bt.JHHeHH5I .n.o.n:aTKOBMX .niM: rn.o.n.o 306oB'5l3aHh nepe.n. HMM.
5. AKQII EAHKY
5.1. EaHK po3Milll.ye aKu.ii" Ha sech po3Mip i1oro cTaTyTHoro KaniTarry Ta npoBO)l.J1Th pe€CTpau.i10 BHnycKy aKU.111 B rrop5I.JJ:KY, nepe.n.6aYeHOMY q11HHl1M 3a1<0Ho.n.ascTBOM. <DopMa ic11ysaJ-11-rn - 6e3,n:oKyMeHTaptta. Bci aKu,i"i EaHKY sirnynneHi H:oro aKI.i:ioHepaM11.
5.2. AKu.ioHep11 EaHKY B nop5I.JJ:Ky, BCTattosneHOMY t.JHHHl1M 3a1<0Ho.n.ascTBOM, MO)KYTh po3rrop.SI.LJ:)KaT11c.SI Ha.ne)KH:HMH 'iM aKU.i5IMH EaHKY. ITi.n.Tsep.n)KeHH5IM npaB Ha u.ii-rni nanep11 Ta rrpas 3a u,iHHHMYI nanepaMH, w:o icHyEOTh B 6e3 .JJ:OKYMeHTapHiM <PopMi, a TaKQ)K o6Me)KeHb npaB Ha u,iHHi nanepM y rresmri1 MOMeHT t.Jacy € 0611iKos11i1 3an11c Ha paxyHI<Y B u,.iHHMX nanepax .n.enoHeHTa B .n.eno311TapHiii ycTaHoBi. Ilepexi.n. Ta pearri3aUiH npasa BnacttocTi Ha aKu,i·i EaHKY 3,nii1cH10E:ThC5I si.n.n osi.nHo .n.o l-IHHHoro 3aKoHo.n.ascTBa YKpa"itt11.
5.3. I1pasniHH51 baHKY Hece si.n.noBi)laJlbHiCTh w:o.no BMKOHaHHH scix 306os15r3aHh, rn.o s11rrmrna10Th 3 yMoB s11nycKy aKuiif Ta ittrn11x uiHHvrx nanepis.
5.4. EaHK He Mae rrpasa mmycKaTH aKL1:i"i Ha npe.n.'5IBHHKa.
5.5. B npoueci rrp11saTHoro po3MimeHHJI, aK1.lioHep.11 Kop11cTylOTbCH nepesa)KHMM npasoM Ha rrp11.n.6aHH5I .no.n.aTKOBO B11nymeH11x aKu.ii1 EaHKy.
He rri3Hiwe Hi>K 3a 30 .D.His .n.o rrol.JaTKY po3MiIUeHHH aKuitf 3 Ha.naHI-UIM aKuioHepaM rrepesa)J(Horo rrpasa EaHK nHCbMOBO nosi.n.oMn51€ KO)KHOro aKu.ioHepa, HI<HH Mae TaKe npaBo, npo MQ)KJTMBicTb i1oro pea11i3auiY Ta rry6niKye rrosi.n.oMneHH51 npo ue s ocpiuii1HOMY .n.pyKoBaHoMy opraHi.
IIosi.n.oMneHH51 Mae MiCTHTH .n.aHi rrpo 3ara.nhHY KiJThKiCTh p03Miw.ysaH11x EaHKOM ar<uii1, u.iHy po3Mirn.eI-IH5I, rrpasvma BH3I-Ial.feHH51 KinoKocTi u,iHHHX rranepis, tta np11.n.6aHH5l 51Kl1X aKuioHep Mae nepesa)KJ-Ie npaso, CTpOK i rropH.n.oK peani3au.i·i
10
NOT FOR COPY
3a3Hal.feHoro npaBa. Y pa3i po3Miw,eHH5I np11BinePiosaHHX aKuitf rroBi)J.oMrreHH5l Mae MiCTHTH impopMaui.EO rrpo rrpaBa, 5IKi Ha)J.aIOTbC5f snaCHMKaM 3a3Hat.JeHHX . .
UIHHHX rrarreprn. AKu,ioHep, 5IKHH Mae HaMip peani3yBan1 cBoe rrepeBa)J(He npaso, no.nae EaHKY
B ycTaHOBJJeHHH CTpOK flHCbMOBY 3afil3y npo np11.n6aI-1H51 aKu,ii1 Ta nepepaxoBye Ha si.nnoBi)J.HMH paxy1-10K KOlllTM B cyMi, 51Ka .nopiBH.EO€ sapTOCTi uiHHHX rranepis, IIJ,O HHM np11.n6asaIOTbC5l. y 3a~rni aKuioHepa ITOBMHHO 6yTH 3a3Hat.JeHO J;ioro iM15l ( Hai1MeHyBaHH5l ), Micu,e rrpO)lHi8aHH51 (Mi cu,e3HaXO)J.'/KeHH5I ), KiD&KiCTb ui HHHX rrarrepis, w,o HMM rrpH)J.6asamThC5I. 3a5rna Ta rrepepaxoBaHi KOll.ITH rrp11i1MafOT&C5I EaHKOM He ni3HiI1.1e )J.H5l, IIJ,O rrepe.nye )J.HJO rroYaTKY po3MiIIJ,eHH5l u,iHHMX rrarrepis . .DaHK BM)J.a€ aKUiOHepy IIMCbMOBe 3060B1S13aHH5l npo rrpo)J.a'/K Bi)J.noai)J.H0°i KiJibKOCTi ui1-1H11x rranepis. Y pa3i Hecnnanr aKuioHepoM a1<ui i1 np11 peani3aui"i nepeBa)Jrnoro npaBa, 1-1ecnnal..Je1-ri HMM aKuii" ni.nmrrafOTh peani3auii" ni.n. Y:ac p03Miw,eHH5l aKuii1 cepe)J. iHWl1X iHBeCTOpiB, rrepeniK 5IKMX 3aTBep)J.'/KeHO 3aranhHHMH 36opaM11 aKuioHepis EaHKY Ta icey10LJ11x aKuioHepis y KinbKOCTi, I.UO nepes11mye KiJJhKiCTb a1rn;i:H, Ha m<y aKuioHep peani3ysas csoe rrepesm1rne npaso.
AKu,ioHep y CTpOKM Ta B nop5I)J.Ky, w.o BCTaHOBJieHi 3afaJibH11MM 36opaMM 13a1-1Ky, 306os'513aH11i1 onnaTHTM nosey sapTiCTh aKuiH, Ha np11.n.6aHH5l 51KMX BiH no)J.aB 3a5raKy. Hacni)J.KH 1-1ecmrnTH a1<uio1-1epoM aapTOCTi TaK11x aKui:H BH3HatJalOTbC5J yMosaMM po3M1w,eHH5I aKuili, 3aTaep.ri:)J(ern1M11 p1weHH5IM 3aranhHMX 36opis, a TaKO)J( )J.OrOBOpOM Kyniani-npo,1la)J(y aKui i1. ,Uo MOMeHTY 3aTBepJJ.)J(eHH5l pe3ynhTaTiB po3MiUI.eHH5l aKuii1 opraHOM EaHKy, ynoBHOBmKeI-IHM npHHMaTH TaKe pillleHH5I, p03MiLUeHi aKu,i"i MafOTh 6yn1 IlOBHiCTI-0 onnaqeHi.
6. MAHHO GAHKY
6.1. Mai1Ho EaHKY CKJiaJJ.aE:TbC5l 3: 6.1.1. CTaTyTHOfO KarriTany, pe3epBHOfO Ta iHUJHX cpOHJJ.iB, rrepe)l6aYeHMX
YMHHMM 3aKOHO)J.aBCTBOM i piweHH5IMI1 3aranbHI1X 36opiB aKu,ioHepis; 6.1.2. MaHHa, npH.n6aHoro EaHKOM y npoueci H'oro JJ.i5IJibHOCTi, a TaKO)J(
6e3KOUJTOBHO rrepe.naHoro EaH KY.
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6.3. EaHK MO'/Ke KyrryBaT11, Bi.ll.Y.y)J(yBaT11, opettJJ.ysan1 Ta 3JJ.aBani B opeH)J.y cnopy)J.H, 6y.ri:isni, iHwi OCHOBHi 3aco611, 5IK Ha Tep11Topi"i YKpaIHM, TaK i 3a "ii Me'/KaM11, a TOMY Y.11cni cny)J<6osi Ta '/KH.Tnosi np11Miw.eHH5I.
6.4. Ha rpowosi KOlllTH Ta MaliHo 6 ar-rKy, 1-0p11.n.11Y.H11x Ta cpi3H1.JHHX oci6, iHo3eMHHX Ta Mi'/KHapo,1lHHx opraHi3auii1, LUO 3Haxo.n..srTbC51 a Ea1-1 r<y MmI<e 6yT11
11
NOT FOR COPY
HaKJlaAeHO apewT TIJlbKH y Bl1ITaAKax B nop.HAKY, nepeA6aYeHI1MM 3aKOHaMH Y1<pa.iH11.
7. BI,JJJIOBIL(AJlhHICTh I>AHKY 3A CBOIMH 30I>OB'H3AHIDIMH
7.1. EaHK siAITOBi,n:ae 3a cso°iMH 306os'513aHH.HMM BciM csoYM Mai1HoM, w:o
i1oMy HaJle)l(MTb, Bi,n:nosi,n:Ho AO 3a1<0Ho,n:aBCTBa YKpaYHH.
7 .2. EaHK He si.n.rrosi.n.ae 3a HeBMKOHaHH.H a6o HecBOE:LJaCHe a11KoHaHH5I
3o6oa'.H3aHb y pa3i oronomeHID! MopaTopiIO Ha 3aAOBoneHIDI s11Mor Kpe.n.11Topia,
3ynmrnHH5I orrepauiH: no paxyHKax, apemTy snacH:ax KOmTiB EaHKy Ha tf oro
paxyHKax yrroBHOBa)KeHHMM opra11aMH .n:ep)l(aB1:rnY BJla)lM.
7 .3. ):(ep)Kasa He si.nrrosi.nae 3a 30600' 5l3aHIDIMM EaHKY, a EaHK He
Bi.nnosi.nae 3a 306os'5I3aHH5IMH Aep)Kas11, 5IKUJ.O iHine He nepe.n6aYeHo 3aKOHOM
a6o )lOfOBOpOM.
7.4. HauioHaJihHHM 6am< YKpa·iHM He si.nnoBi.n.ae 3a 3o6oB'513aHH5IMH
EattKy, a EaHK He si.n.rroni.n.ae 3a 3o6os'5I3aHH5lMH HauioHanbHOro 6aHKY YKpa"iH11,
5IKUJ.O imne He nepe.n6aLJeHO 38KOHOM a6o AOfOBOpOM.
8. IlOPHL(OK P03Il0,JJJJIY TIPHJ>YTKIB TA IIOKPIITTH 3I>IITKIB
8.1. ITp116yToK EaHKy yTBOpI-OE:ThC5l 3 Ha.nxo.n)l(eHb BiA 6aHKiBCbKoY
.Ui5IJlbHOCTi rricmr Il0Kp11TT5l npoueHTHHX, MaTepianhHMX Ta np11piBH5IHl1X .no HMX
BHTpaT, BHTpaT Ha OilJiaTy npaui, a TaKO)I( BHeCeHH.H nepe)l6aY.eHHX
3aKOHO)laBCTBOM Y1<pa·iH11 no.naTI<iB Ta iHm11x nnaTe)l(iB AO 6ro)l)KeTy. qHCTMH
np116yro1<, o.nep)l<aHHH rricm1 3a3Hat.1ett11x po3paxyHKiB, 3a1mwaeTbC5l y rrOBHOMY po3nop51)l)l(etttti EaHKY.
8.2. ITop.HAOK po3rro)liny YMCToro np116yTKY Ta no1<p11rr51 36HTKiB
Bl13HaYaE:ThC5I Bl1lll.11M opraHOM Eam<y si.n.nosiAHO .n.o iioro CTaTyTy Ta '-IMHHoro 3aKoHo.ll,aBCTBa YKpaYtt11.
8.3. EattK CTBopme pe3epBHl1i1 cpoHA Ha n0Kp11TT.H Herrepe)l6aYeH11x
3611TKiB no Bcix CTaTT5IX aKTHBiB Ta no3a6anaHCOBI1X 306os'5I3aHH5IX.
8.4. Pe3epBHI1H cpoH.n. y p03Mipi 25 si.ncoTKiB perymnHBHoro Ka1frrany
CTBOpfOE:ThC5I 3a paxyHOK mopit.IHHX si.npaxysaHb s i.n LJHCToro npvr6yTKy. Po3Mip
ru.opiYHHX si.n.paxysaHb y pe3epBHl1M cpOH)l He MO)l(e 6yTH MeHWJ1M 5 Bi,LJ,COTKiB
cyM11 t.tHCToro np116yTKy. 3a pirueHH.HM 3aranhHMX 36opis EaHK MO)l(e CTBop1oaan1
iHWi cpOHAM UiJihOBOfO IlpI13HatJ:eHH5I, BM3HalfeHi 3araJibIDIMI1 360paMl1.
12
NOT FOR COPY
8.5 . EaHK craop1-0e iHllli cpoH.ll.H Ta pe3epBH Ha n0Kp11rr5l 36aTKiB Bi.D. aKTHBiB y Bi.JJ,nosi.n:HocTi i3 HOpMaTHBJJO-npaBOBHMl1 aKTaMM Hauionan:hHOro 6aHKY YKpa'i1-rn:. Y surra.ll.KY tte.n:ocTaTHOCTi KOlllTiB y ccpopMoBaHMX pe3epsax, 36HTKI1 EaHKY IlOKpHBaI-OThC5l 3a paxyHOK iHWHX BJTaCHHX KOlIITiB i KOWTiB si.u peani3auii' MaHHa EaHKy.
8.6. ,U11BiJJ,eH.JJ:H cnnaqy10TbC5l aKu;ioHepaM 3a paxyHOK l.fHCTOro np116yTKY EaHKY nporropuiHHO .n:o 3araJJhHo·i KinhKOCTi Hane)J(HJ-JX 'iM aKuili. Bi-mnaTa )J,11Bi)J,eH)J,iB 3)].iMCHIO€ThC51. 3 411CTOro rrp116yTKY 3BiTHOro poKy Ta/a6o Hepo3no.n:ineHoro npu6yTKY B o6c51.3 i , BCTaHOBJTeHOMY piweHH5IM 3araJTbHl1X 36opiB EaHKy, y cTpoK, Ill,O He nepem-ruzye wicTh MiC51.UiB 3 .JJ:IDI np11i1H5ITT5l 3aranhHHMH 36opaM11 BaHKY pillleHH51 npo B1-mnaTy )].MBi.n:eH)J.iB.
8.7 . .L(M KO)l<HO'i murnan1 )].Msi.n:eH.uis HarJJ5l)l,OBa Pa.D.a BaHKY BCTaHOBmoe )].aTy CKJia)].eHIDI nepeniKy oci6, 51.Ki MaI-OTh npaso Ha orp11MaHH5l )].HBi.D.eH.n:is, nop51.D.OK Ta CTpOK 'ix BHTIJiaTM. Jl,aTa CKJTa)l,eHH51. nepeniKy oci6, 5JKi MaI-OTh npaso Ha OTpHMaHH5J .Ul1Bi.D.eH,n:iB, He MO)J<e rrepe.IJ,yBaTH .Il,aTi rrpHHH511T51. pillleHH5J npo Bl1llJ1aTy .D.HBi.JJ,eH.uis. IleperriK oci6, 51Ki MaI-OTb npaso Ha OTpl1MaHH51. )].HBi.ueH.uis, CKJTa.D.a€ThC51. B nop5l.D.KY, BCTaHOBJTeHOMY 3aKOHO)],aBCTBOM npo .uen0311TapHy c11cTeMy YKpai'HH.
8.8. EaHK nosi)l.OMJUI€ oci6, 5IKi MaI-OTh rrpaso Ha 0Tp11MaHH5J mrni.JJ,eH.n:is, npo .uaTy, p03Mip, nop5I.LJ.OK Ta CTpOK 'ix BMnnaTH UJJUIXOM HanpasrreHH51. npOCTHX JIHCTiB 3aco6aM11 JlOillTOBOro 3B15l3Ky. flpOT5lfOM 10 .D.HiB nicmr np11MH5ITT5J piweHH5J rrpo s11rrnaTy .n:11si.n:eH.JJ,iB BaHK nosi.n:oMn.ste npo .n:aTy, po3Mip, nopH.D.OK Ta CTpOK BMIInaTH .ll.11Bi.D.eH)].iB cpoH)J,OBY 6ip)J(y (6ip)J(i), y 6ip)l<OBOMY peecTpi 51Koi' (mrnx) nepe6ysae BariK.
8.9. y pa3i si.n:i.1y)J(eHH5l aKuioHepoM HaJTe)KHHX i1oMy aKu,ii:f nicIDI .n:aTH CKna.n.eHH51. rrepeniKy oci6, HKi MaI-OTh npaso Ha OTp11MaHH5J .u11si)].eH.n:is, ane patt iwe )].aTM BlUinaTH .ui:rni.ueH)l,iB npaso Ha OTpI1MaHH51 .D.HBi.D.eH.D.iB 3an11wa€ThC5J B oco6H, 3a3HalleHO'i y TaKOMY nepeniKy.
9. OPr AHH YIIPABJIIHH51 TA KOHTPOJIIO l>AHKY
9. l. IlepeniK opraHiB ynpasni HH51. Ta KOHTpon1-0 EaHKy, rroca.uos1 Ta KepiaHi oco611 EaHI<Y.
9. 1. 1. OpraHaMH ynpasrrimrn EaHKY e: a) 3aranhHi 36op11 aKuioHepiB EaHKY (BHI1(11M opraH EaHKy); 6) H arM)l,OBa Pa.ua EaHKy; s) IlpasniHH5J EarrKy.
9.1.2. OpraHaMH KOHTpon1-0 BariKy e:
13
NOT FOR COPY
a) Pesi3ii1Ha KOMici5I EaHKy; 6) Cny)K6a BHyTpillIHhoro ay;:nny EaHKy.
9.1.3. Iloca.nosi ocofo1 opraHiB ynpasn iHH5£ EattKy BH3HaqafOThC51 si.nnosi.ntto .no 3aKOHY y Kpai'HI1 "Ilpo aKu:ioHepHi TOBapHCTBa".
9 .1.4. KepiBHifKaMH EaHKy e f'onosa Ta qneHM HarJI5£.[(0BO'i Pa.n11 EattKy, f'onosa, i1oro 3acTynHHKl1 Ta ~rneH11 IlpasniHH5£ Eam<y, ronosHHH 6yxranTep oaJJKy, Moro 3aCTYITHVIKI1, KepiBHHKl1 si.noKpeMJleHMX CTPYKTYPHHX rri.npo3.niniB Eam<y.
9.2. 3araJJhHi 36opu aKQiOHepis lia1u\'.y.
9.2. 1. BH:m11M opr aHOM yrrpasniHH5I EaHKY e 3aranhHi 36optt aKUioHepiB EaHKY (.nani - 3aranhHi 36opH). Y 3aranJ>H11x 36opax MaI-OTh npaso 6paTH yqacTb oco611, BKJIJ04eHi .no rrepeniKy aKu:ioHepis, 5IKi MaJ-OTh npaso Ha TaKy yqacTb, a6o i'x npe.ncTaBHHKM. EpaTH y~acTb y 3aranbHHX 36opax 3 npasoM .n.opa.uqoro ronocy . . . . MO)f<YTb I YJleHI1 BHKOHasqwx opraHIB, 5£Kl He€ aKUlOHepaMH.
9.2.2. JJ.o BYIKJUQqHo'i KOMITeTeHui'i 3araJlbHHX 36opiB Hane)[(HTb: l) BI13HaqeHH51 OCHOBHHX Hanp5IMKiB .ni5£JibHOCTi Battey Ta 3aTBep.n)KeHH5I
3BiTiB npo i'x BHKOHaHIDI;
2) BHeceHH51 3MiH Ta .nonosHeHh .no CTaTyTy EaHKy; 3) np11MH51TT5£ pirneHH5I npo 3MiI-Iy THny 6aHKy; 4) np11i1H5£TT5I pillleHH5I npo 36inbweHH51Ta3MemueHIDI CTaTynrnro KarriTany
EaHKy;
5) o6paHH5I f'onos11 Ta t.rneHis Harmr.noso'i Pa.n11, 3arsep.n)KeHH5I yMoB U,11BiJ1bHO-npaBOBI1X .norosopiB, Tpy.nos11x .norosopiB (KOHTpaKTiB), Il(O y1rna.nan1MyTbC5I 3 HHMH, BCTaHOBJieHH51 p03Mipy 'Ix BHHaropo.nH, o6paHH5I oco6H, 5£Ka ynOBHOBa)KYETbC5I Ha rri.nm1caHI·rn .n.orosopiB (KOHTpaKTiB) 3 tfJJeHaM.H Hanrn.noso'i Pa.n11;
6) npHHH5ITT51 pirneHH51 IlpO rrpHnHHeHH5£ OOBHOBa)KeHb roJIOBH Ta lfJieHiB Harn51.noso'i pa.n11, KpiM BHna.nKiB, BCTattosneHHX 3aKotto.nascTBoM;
7) o6paHHJI f'onos11 Ta qneHiB Pesi3i i1Hoi' KOMicii', np11i1IDITT5I piIIIeHH51 npo .nocTpOKOBe npHITYIHeHH51 'ix ITOBHOB8)KeHb;
8) 3aTsep.n)KeHH51 pilfHHX pe3ynhTaTiB .n i51JlbHOCTi EaHKy, BKJifOtta10q11 i1oro .D.OY ipHi 6aHKI1 i .D.OttipHi ni .n.np11€MCTBa, 3aTBep.n)KeHH51 3BiTis Ta BHCHOBKlB Pesi3ii1Hoi' KOMicii' EaHKY Ta 30BHilllHhoro ay.nJnopa;
9) po3no.nin rrp116yTKY i BI13HaqeHH5I nop5£.UKY ITOKpI1TT51 36l1TKis; 10) 3aTBep.n)KeHHJI p03Mipy piqHJllX .nirni.neH.nis, 3 ypaxysaHH51M BI1MOr
6aHI<iBCbKOro 3aKOHO.D.aBCTBa;
l I ) 3aTaep.n)KeHHJI BffYTpirnHi x IlonmKeHo " llpo Harmr.nosy Pa.ny", "Tipo Ilpas11iH1-rn", " Ilpo Pesi3ii1Hy KOMici10", " ITpo 3aranhHi 36opH aKu:ioHepis";
14
NOT FOR COPY
12) rrpHHH5!TT51 pi.wettfill npo BllJ.ll,in Ta rrp11n11HeHH5l EaHKy, npo niKBi.n.au.iio EattKy, o6paHH5I ni1rni.n.au.ilh-10'i KOMicii' (KoMicii' 3 npnrrntteHI-151 .n.iHJThHOcTi EaHKy), 3aTsep.ll,)l<eHH51 nop51.D,Ky Ta CTpOKIB niKBi.n.aui'i, IIOp5l)].KY p03TI0)].1JIY MDK aKuioHepaMJ1 Mai1Ha, 1.1(0 3afll1W3€TbC5I rricmr 33)].0BOJieHH51 BJllMOr Kpe)].l1TOp1B, 3aTsep.n.)J(eHIDI niKBi.n.au.ii1Horo 6anattcy;
13) rrp11HHHTT51 piweHH5l rrpo p03MiIIJ.eHH51 aKuii1; 14) rrpHHH5lTT5I piweHH51 npo .n.po6neHH5l a6o KOHconi.n.aui1-0 aKui:i1; 15) rrp11i1H51TT5J piweHHH npo BHKyrr EaHKOM p03MiIIJ.eH11x Hl1M aKuii1, KptM
mrna.n.KiB o60B15!3KOBOfO Bm<yny aKuiH.; 16) rrpfil1IDITT5! piweHH5l rrpo aHynI-OBaHHH BHKyrrneHHX aKuii1; 17) rrpHHH5!TTH piweHb 3 n11TaHh rrop5I.n.Ky npose.n.eHIDI 3aranhHHX 36opis; 18) np11HH51TT51 pillleHH51 rrpo Cj)OpMy icHyBaHH5J aKuii1; 19) 33TBepmI<eHH51 rrpHHUHIIiB (Ko)].eKcy) KoprropanIBHOfO yrrpasn iHH51
EattKy; 20) npHi1H5lTT5I pirneHH5l 3a 1-1acni.n.KaM11 po3nu1.n.y 3BiTy HarnH.n.oso'i Pa.n.11,
3BiTy I1paBJiiHH51, 3BiTy Pesi3iih1o'i KOMici'i; 2 1) o6paHH51 LIJleHiB niLrnJihHO'i KOMici'i, np11i1HHTT5I p1rneHH5! npo
npI1DHHeHHH "Ix IlOBHOB3'>I<eHh; 22) rrp11i1H5ITU1 piweHH5I, 3a no.n,aHH51M Harm1.n.oso'i Pa.n.11 rrpo Bt.rnHeHH5l
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23) np11i1HHTT5l piwem-I5I rrpo 3nHTT51, n p11e.n.HaHHJI, no.n.in, s11.n.in Ta rrepeTsopeHIDI .Datt Ky.
TioBHOBa)J(eHJrn, ll.1,0 HaJTe)J(3Tb .n.o BHKJII-OLJHO'i KOMIIeTeHu.ii' 3aranbHl1X 36opiB He MO)J(YTh 6yT11 .n.enerosatti iHWHM opraHaM ynpaBniHH5l EattKy . 3aranbHi 36op11 MmKyT1> po3rn51.n.aTH 6y.n.&-HKi n11TaHHH .n,iSIJihHOCTi EaHKy.
llop5I.n.OK CKJJl1K3HH5I Ta npose.n.eHH.sJ 3araJTbHI1X 36opis 06YMOBJleHHH CTaTyToM EaHKy Ta I1onmKeHH51M "ITpo 3aranbtti 36opH aKu.ioHepis", y si.n.nosi.n.HocTi i3 3aKOHOM YKpa·iHH "flpo aKI.I.ioHeptti TOBapHcTsa".
9.2.3. PirueHH51 3aranbHHX 36opiB rrp11i1.MaFOThC5i 6inhrn RK TphoMa L1sepn1MH ronocis aKuioHepis, RKi 3apeecTpysan11c51 .n.m1 ycrncTi y 3aranbHHX 36opax aKuioHepiB Ta€ BJlaCHHKaMH roJJocy1-0q11x aKI.I.iM 3 HaCTYIIHHX ITHTaHb:
• BHeceHH5l 3MiH .n.o CTaTyTy EaHKy; • np11i1H5ITT.sr piweHH51 rrpo 3M iHy THny EaHKy; • npHHH5ITT5l piweHI-rn rrpo aHyJTI-OBaHHH BMKyrrneHHX aKuif;i; • rrpHMH5ITT51 piweHH5l rrpo p03Mill.l,eHHH aKu.i?l; • rrp11i1HHTD1 piweHH5l rrpo 36inbrneHH5l CTaTyTHoro KaniTany EattKy; • np11i1HHTTH piweHH51 rrpo 3Me1-1weHHH CTaTyTHoro KaniTany EaHKy; • npHi1HHTI51 piweHH5i npo s11.n.in Ta np11nHHeHHH EaHKy, npo niKBi.n.au.iio
EaHKy, o6paHHH 11iKsi.n.auii1Hoi· KOMici'i (KoMicii' 3 rrpnm1He1Hrn), 3aTBep.JJ,)KeHH51 nop51)].KY Ta CTpOKiB JJiI<si.n.auii', nop51.D.KY p03IlO)].iny Mi)J< ar<uioHepaMH Mai1Ha, ll.1,0
15
NOT FOR COPY
3aJI HWa€TbC51 OICJUl 3a.II.OBOJieHH51 BHMOf Kpe.n.11Toprn, 3aTBep.n.)f(eHH51 niKai.n.au.ii1Horo 6aJiaHcy.
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9.2.4. EaHK 3060B1H3aH11i1 ~opoKy CKJI11Kan1. 3aranbHi 36op11 (piqHi 3aran:r:.tti 360pH).
9.2.5. Pi4Hi 3araJihHi 360pH BaHKY npoBO.ll.51TbC51 He Il13Hlille 30 r<BJTH51 1-iacTyn Hore 3a 3BlTHI1M poKy.
9.2.6. )],o rrop51.II.KY .u.eHHOfO plt.JHHX 3araJJbHl1X 36opiB o60B1513KOBO BHOC5ITbC51 HaCTYilHl IlI1TaHIDI:
- 3aTaep.ll,)l{eHHJI piqttoro 3BiTy EaHKy; - p03ITO.ll.iJI np116yTKY i BM3Hal.JeHH51 nop51.LJ.KY il0Kp11TT51 3611TKiB; - np11i1H5JTT5J piweHH.s:r 3a Hacni.LJ.KaM11 po3rJI.s:r.LJ.y 3BiTy HarJUI.LJ.OBoi· Paw1, 3BiTy
ITpaBniHHJI, 3BiTy Pesi3iHtto1 KOMicii".
9.2.7. He pi.rune Hi)!( pa3 Ha Tp11 poKYI .no nop51.D.KY .n.eHHoro 3araJibHMX 36opiB o60B1513KOBO BHOC51TbC51 nwraHH.H:
- 06paHw1 1.rneHiB Har11.s:r.LJ.OBoi' Pa.UH, 3aTsep.n.)I<eHH.H YMOB UMBiIIbHOnpaaos11.x .uorosopia, Tpy.n.0B11x .noroBopis (KOHTpaKTis), .w.o yKna.ll,an1.MyT:r:.c51 3 HYIMM, BCTaHOBJieHH51 p03Mipy i'x BH:HaropO.ll,11, o6paHH51 oco6M, 51Ka ynoaHosmI<yeT:r:.c5l Ha rri,IJ;r111caHH5I .noroaopis (KOHTpaI<TiB) 3 t.IJieHaM11 Har1151.u.osoi' Pa.LJ.H;
- rrp11l1H5ITT5'! piweHH51 rrpo np11nvrHeHH5I TIOBHOBa)l{effb lfJieHiB HarJI5I.LJ.OBo·i Pa.n.11, 3a BMHHTKOM m1na.u.KiB, BCTaHOBJiett11x 3aKOHOM YKpai'H11 «Ilpo a1<uiottepHi TO sap 11 CT Ba».
9.2.8. y ci iHtni 33faJibHi 360pI1, KpiM piYHMX, BBa)J<aJOTbC51 ll03a'leproBHMl1. f103aqepr0Bi 3aranbHi 36op11 aKuioHepis EaHKY CKJI11KaJOTI:.C5I HarJUI.LJ.OBOJ-O
Pa.LJ.010 EaHKY y Bi.LJ.rrosi.n.HocTi .non. 9.2.36 u.1>oro CTaTyTy.
9.2.9. 3araJibHi 36opH rrpoBO.lJ.51TbC51 3a paxyHoK KOlllTiB EaHKy. Y pa3i, 51Klll,O rro3at.lepr0Bi 3aran:r:.Hi 36op1:1. rrpoBO.LJ.51ThC51 3 iHiuiaT11B11 aKUioHepa (aKLdoHepis), ueli aKI..doHep (a1<ui0Hep11) onnayye (onnalf)'10Tb) mnpanr Ha opraHi3aUiJ-O, ni.nr oTOBKY Ta rrpose.neHH.SI TaKYIX 3aranbtt11x 36opis.
Y 3aranbH11x 36opax EaHKY MmKyTo 6paT11 y'-IaCTh oco6M, sr<moqeHi .n:o nepeni £<y aKu:ioHepia, 51Ki MaIOT.h rrpaso Ha Ta1<y yi-lacT:r:., a6o i'x rrpe.n.craBHHKH. Ha 3aras10HHX 36opax 3a 3anpoweHH.sIM oco6H, 51 Ka CKJII1Kae 3aranu1i 36opH, ra1<m1< MmKyTo 6yn1. npacyTHi rrpe.u.cTaBHHK ay.n:viropa EaHKY Ta rroca.n:osi oco611 EattKy
16
NOT FOR COPY
1-1e3a11e)1<Ho si.n. sono,n,iHH5i HHMH aKu,i51Ml1 EaHKy, npe,n,cTaBHHK opraHy, 5IKHM si.n.nosi,n,Ho .n.o CTaTyTy rrpe.n.craan5Ie npasa Ta iHTepec11 rpy.n.osoro KOJieKTHBy.
CTepeniK aKu,ioHepiB, 5IKi MaIOTh npaBO Ha yl.{aCTh y 3af aJihHI1X 36opax, CKJla,LI,a€ThC.SI CTaHOM Ha 24 fO)l,Jrny 3a TpH po6o\.UfX )].Hi .no )l.HH npoBe,l(eHH.SI TaKHX 36opiB y nop5IJJ,Ky, BCTaHOBJieHOMy 3aKOHO)l.aBCTBOM npo .n.eno3HTapHy CHCTeMy YKpa·iH11.
Ha B11Mory aKu,ioHepa EaHK a6o oco6a, .SJKa se.n.e o6niK, rrpasa snacHocTi Ha a1<11,i'i Ea1-11<y, 306os1.S13aHi Ha.n.an1 iHcpopMaui10 npo BKJlJOLJeHH.SI i1oro .n.o nepeniKy a1rn:i0Hepis, HKi MaIOTb npaso Ha y c.iacTh y 3aranbtt11x 36opax.
BHOCHTI1 3MiH11 .no nepeniKy aKuiottepis, HKi MaFOTh npaso Ha ~acTb y 3aran bH11X 36opax BattKy, nicmi i1oro cKna.n.eHH5T 3a6opotteHo.
9 .2. l 0. ITwchMOBe rrosi.n.oMneHH.SI npo npose.n.eHH5I 3aranhHHX 36opia EaHKY Ta 'Ix nop.H,UOK ,n,eHHHH Ha)l.CHJia€TbC5I KQ)KHOMY aKu:ioHepy' 3a3Hal.!eHOMY B rrepeniKy aKu,ioHepiB, CKJia,n,eHOMY B nop51.l(Ky, BCTaHOBJleI-IoMy 3aKOHO)l.aBCTBOM npo .n.eno311Taptty c11cTeMy YKpalH11, Ha ,n,aTy, Bl13I·rn lfeHy Harm1.n.oso10 Pa.n.010, a B pa3i CKJ1HKaHH51 rro3aqepros11x 3aranhHI1X 36opis Ha BHMOry aKUioHepis y BHrra,n,Kax, nepe.n.6alfeHHX n. 9.2.44 UhOro CTaTyTy - aKu,ioHepaMH, .sJKi U,horo s11Mara10Tb. BcTaHOBJieHa .n.aTa He MmKe nepe..uysaTH .D.Hl-0 npHHH51TDI pirneHH51 rrpo npoae.n.eHH.SI 3araJihHHX 36opiB i He MO)l(e 6yT11 BCTaHOBJTeHOIO paHirue, Hi)l< 3a 60 .LI.His .no .n.anr rrpose.n.eHH.SI 3aranbtt11x 36opis.
IT11cbMOBe nosi t.1.0MJieHH5! npo rrpose,n,eHH51 3aranhHH:x 36opis Ta Ix nop51tJ.OK .n.eHHHH Ha)l.CHJlaE:ThC.sJ aKu,ioHepaM nepCOHaJlbHO oco6mo, 5iKa CKJll1Ka€ 3araJihHi 36op11, WJ151:XOM HarrpasJieHH.SI rrosi.n.OMJleHb npOCTHMM JIHCTaMH 3aco6aMH nounosoro 3B15i3Ky, y cTpoK He rri3Hime HhK 3a 30 .LI.His .no .n.ant i'x npose.n.eHH.SI.
BaHJ<, He ni3Hirne Hi)I( 3a 30 .LI.His .no .n.aTH npose,n,eHHJI 3aranhHHX 36opis ny6niKye B ocpiu.iHHOMY .D,pyKOBaHOMY oprm-Ii nosi,nOMJieHH5l npo npose.rr.eHH5f 3araJI.bHHX 36opis.
Y pa3i rrpoxo.n.)KeHH51 rrpoue.rr.ypu nicT11Hry Ha cpoH.n.osiii 6ip)l<i, EaHK Ha.n.c1rnae nosi.rr.oMneHH51 rrpo npose.n.ettHH 3aranhHHX 36opis TaKO)I( cpoH.n.osiw 6ip)I<i, Ha HKi.H siH npoHlllOB npou,e.n.ypy nicnIHry. H e ni3Hirne 30 .D,His .no ,n,aT11 npoBe)l.eHHH 3aranhHHX 36opiB, .n.o.n.aTKOBe nosi,n,OMJleHH.H TaKQ)I( p03Mir.u;y€TbC5l EaHKOM Ha BJiacHii1 Be6-cTopiHu,i B Mepe)l(i lttTeptteT. I10Bi,LI.0Mnemu1 po3Cl1.Jiae oco6a, HKa CKJIHKae 3aranhHi 36op11, a6o oco6a, HKa se.n.e o6niK npaB BJiacHocTi Ha aKui'i EattKy y pa3i cKnMKaHHJI 3aranbtt11x 36opis aKtdoHepaMH.
DoBi.n.oMnettllil rrpo npose.rr.ettllil 3araJibHHX 36opis EaHKY Mae MiCTHTI1 TaKi .n.am:
I) nomrn Hai1MeHyBaHH5I Ta Micue3Haxo.n.)l(eHHJI BaHKy; 2) ,n,aTa, l.!aC Ta Micu.e (i3 3a3Ha'1.eHH51.M HOMepa KiMHaTH, ocpicy a6o 3aJiy,
1<y,n,11 MaioTb np116yTH aKo.ioHep11) npose,n,eHtrn 3aran.bH11x 36opis; 3) qac nol.!aTKY i 3aKiHqeHH.sJ peecTpaui'i aKu,iottepis ,UJI5l yqacTi y 3aranhHHX
36opax;
4) .n.aTa cKna,n,eHHH rreperriKy aKu,ioHcpis, 51Ki MafOTh npaBo Ha yqacTb y 3araJihHHX 36opax;
17
NOT FOR COPY
5) nepeniK mnatth, Ill.O Bl1HOC51TbC51 Ha ronocysaHH51; 6) nop5I,11.0K 03HaHOMJieHH5f aKuio1-1epiB 3 MaTepianaMI1, 3 5IKI1M11 BOHM MO)l(YTb
03HaifoMHTHC5l ni.n Y:ac ni11.roTOBK11 .no 3aranhH.HX 36opis.
9.2.1 1. 3aranhtti 36op11 aKuim-repiB npoBOJ1.5IThC5l Ha Tep11Topii. YKpai.1-111, s Me)l<aX HaceneHoro nyHKTY 3a Micu:e3Haxo.n.)l(eHmIM Ea1-1Ky, KpiM s11na11.KiB, Kon11 Ha .n.eHh cKJIHKaHH5I 3aranott11x 36opis 100 si11.coTKaM11 aKuiw EaHKY sono.n.iFOTb iHo3eMui, oco611 6e3 rpoMa.D.51HCTBa, itto3eMHi mp11.n.l{t{Hi oco6H, a TaKmK Mi)l(Hapo11.Hi opraHi3au.iL
9.2.12. I1op5I.D.OK .n.eHHHH 3aranh1-111x 36opiB EaHKY rronepe,11.HhO 3aTsep11.)l<yE:TbC5I Harn.sr.n..oso.ro Pa.n.010, a B pa3i c1<n11KaHH5l rro3aLJepros.11x 3aranoHHx 36opis Ha s:aMory aKu.ioHepis y s11na,11.l<ax, nepe.u6at-IeHMx ri. 9.2.44 U.horo CTaTyTy - aKuioHepaM11, 51.Ki u,horo BHMaralOTh.
9.2.13. KO)l(HHH aKu.ioHep Mae npaso BHeCTH npOI10311Ui°i Ill.0,11.0 ITHTaHb, BKJIIOLJeHHX .n..o nopHAKY .n.eHHoro 3aranhHHX 36opis EaHKy, a TaKO)I( mo11.o ttos11x Katt.n..11.n.aTis .no cKna.n_y opraHiB EattKy, KiJI.oKiCTh HKHX He MmKe 11epeBHLQYBaT11 KiJlhKiCI·rnro CKna11.y KO)l<HOro 3 opraHiB. Ilpon03MIJ,ii° BHOC5lTbC5I He ni3Hirne Hl)l( 3a 20 .D.HiB .uo ,aaTM rrpose,neHHH 3aranhHHX 36opiB, a mo11.o KaH.ll,lll.UaTiB 11.0 c1rna.n.y opraHrn EaHKY - He ni3Hirne Hi)I( 3a ciM .D.HiB .uo .n.aTH npose.n.eHH5I 3aranhHHX 36opiB.
9 .2.14. I1pono311u.i51 .no nop5I.I1.KY .n.eHHoro 3aranhHHX 36opi B EaHKY no.uaeTbC5I B llHChMOBiH cpopMi i3 3a3HaqeHH5IM npi3BH1Qa (Ha:i1MeHysaHH5I) aKl.J;iOHepa, 5IKHH i"i BHOCMTh, KinhKOCTi, THrry Tala6o Knacy HaJie)KHHX i1oMy aKu,i i1, 3MicTy rrpono3111..1,i·1 .uo n11TaHWI Ta/a6o npoerny pimemrn, a TaKO)I( KiJihKOCTi, T11ny Tala6o Knacy aKui :M, Ill.O HaJie)KaTb KaH.lJ.H.ll,aTy, 5IKl1H npon01-1yE:TbC5I UHM aKuioHepoM .uo CKJia.n,y opraHiB EaHKy.
HarJUI,aosa Pan.a EaHKy, a B pa3i cK1111KaHIDI no3aqeprosHx 3aranhHHX 36opis Ha BHMory aKu.ioHepis y s11na.u1<ax, nepe.u6aqeHMX n. 9.2.44 U.hOro CTaTyTy, -aK1..1,ioHep11, 51Ki U.bOro BHMaralOTh, np11i1Mal0Th piweHH.H npo BKJIIOqeHH.H rrpono311u.ii1 .no nop.HJ1.KY .n.eHHoro He ni3Hiwe Hi)I( 3a 15 .D.HiB .n..o .n.aTH npose.neHH.si: 3aranbHHX 36opis, a mo.uo KaHm-r.naTiB .uo CKJJa,n:y opraHiB EaHKy - He ni3Hiwe Hi)I< 3a qon1p11 .D.Hi .n.o .naTM npose.n..eHJ-rn 3aranhHMX 36opiB.
I1pono3I:-fl..l,i1 aKuioHepiB (aKuioHepa), HKi cyKynHo e snacH11KaM11 5 a6o 6irrhIIJe si,aCOTKiB rrpOCTHX aKuil1, rri.un.srraIOTh 060B15I3KOBOMY BKJllOlfeHHIO .n.o nop51.D.KY .ueHHoro 3aranhHl1X 36opis. Y TaKOMY pa3i piweHH51 HarJUI.nosoi pa.UH npo BKJ110qeHH5I mnaHH5I .uo nop.H.D.KY .nettttoro He BHMaraeThC5I, a npono311urn BBa)l<a€TbC5I BKJIIOYeHOIO .n:o rrop5I.D.KY .n.eHHOro, 5IKill.0 BOHa 110,UaHa 3 .lJ.OTp11MaHH5IM BHMor, BKa3aH11x B n. 9.2.14 U.horo CTaTyTy.
9 .2.15. 3MiHl1 .n.o nop5I.D.KY )l,eHHOro 3aranbHHX 36opi B BHOC.HTbC5I Jl.l1llie WJI.HXOM BKJifOl.JeHH5I HOBHX IlHTaHb Ta npoeKTiB pirueHb i3 3anporrOHOBaHI1X
18
NOT FOR COPY
)
nY1TaHb. EaHK He Ma€ rrpaBa BHOC11T11 3MlHH .n:o 3arrponoH0BaHHX aKuioHepaMH m1TaHh a6o rrpoeKTi B pirueHh.
EaHK He rri3Hiwe Hi )!( 3a I 0 ,n:HiB .n:o JJ,aT11 rrpose,ueHH5l 3ararrbHl1X 36opis nos11HeH rrosi,n:oMHTH aKI.i;ioHepis rrpo 3MiHH y nop5l.LJ:KY ,ueHHOMy. ITosi,n:oMJJeHH51 Bi,u6yBa€TbC5l IJJJIJIXOM 3,UiikHeHH5l ny6n iKaui1 B ocpiuiifHOMY .n:pyKoBaHOMY opraHi, 1-1anpasneHH5! nosiJJ.OMJJeHHJI npo 3MiHtt B nop51.AK)' ,ueHHOM)' 3ararrhHHX 36opiB cpoH,n:osii1 6ip)Ki (6ip)l(aM), Ha 51Kii1 EaHK npoi1wos npoueAypy nicTHHry (y pa3i npoxo;J)KeHH51 npoue.n:ypH n icnrnry) Ta po3Mill(eHHH si,unosi,n:Hoi· iHcpopMaui"i Ha snacHiH se6 - CTOpiHIJ,i B Mepe)Ki lHTepHeT.
9 .2.16. PimeHHJI rrpo si,n:Mosy y BKmoYeHHi .n:o rrop.H.ll.KY JJ.eHHoro npono3nuii' aKuiottepiB, m<i € anacH11KaM11 5 a6o 6inhwe Bi.n.con<iB npocT11x aKI.J,iif 3aranhHMx 36opiB MO)Ke 6yTH rrpHMH5lTO TiJlhl<l1 y pa3i:
- He,UOTpl1MaHH5l aKI.i:ioHepaMH CTpoKy, BCTaHOBJleHoro n. 9.2.13 UbOfO CTaTyTy;
- trenosHoT11.n.aHHX, rrepe.n.6al.JeHMX a63. 1 rr. 9.2.14 uhoro CTazyTy. MoTHBOBaHe piweHHJI npo si,n:Mosy y BKmol.JeHHi npono3Hui·i .n.o nop51.ll.KY
.n.ettHoro 3aranhHHx 36opis EaHKY tta,uc11nacrhc5l H arJIHJJ,OBOI:O PaJJ,01:0 aKuioHepy npOT5lfOM TpbOX .UHiB 3 MOMeHTY i1oro npHHH5lTIJI.
9.2.17. OcKap)KeHH.H aKu,iottepoM piweHH51 EaHKY rrpo si.n.Mosy y BKJI1oqeHHi i1oro npono311uiH .n.o nop51.D.KY ,n:eHHoro AO cy.n.y He 3yn11HH€ rrposeJJ,eHH.H 3aranhHHX 36opis. Cy.n: 3a pe3ynbTaTaM11 p03fJUIAY cnpam1 MO)l(e rrocTaHOBHT11 pimeHH5l npo 3060B1513aHH51 EaHKY rrposecTtt 3ararrhHi 36op11 3 mnaHH51, y BKJII:OqeHHI 5lKOfO .n:o nop51JJ.KY ,uei-rnoro 6yno 6e3ni,n:cTaBHO Bi.D.MOBJleHo aKI.J,lOHepy.
9 .2.1 8 B i.n: .n:aTH Ha.n:icnaHH5l rrosi.n:oMneHH5l npo npose,n:eHH5I 3araJ1hHHX 36opis .uo .n:aTH rrposeJJ,eHHJI 3araJ1hHiifX 36opis EaHK rroBHHeH Ha.n.an1 aKuioHepaM MO)l(JIHBiCTb 03HaHOMl1THC5I 3 ,llOKyMeHTaM.H, Heo6xi,uHHMl1 .L(JI51 npHHHJITI5! pirneHb 3 ITHTaHb nop5I,uKy ,ueHHoro, 3a MlCUe3HaXO,ll.)KeHH5fM .DaHKY y po601.ri .ll.Hi, po6oqHi1 qac Ta B JJ,OCTYITHOMy Micui, a B ,UeHb npoBe,n:eHH51 3aranhHHX 36opis - TaKmK y MicI.J,i "ix npose,n:eHH51. Y noBi,n:oMneHHi npo npose.n:eHllil 3aranbH11x 36opis BKa3YlOTbC5l KOHKpeTHO Bl13Hal.feHe Micue .n.mI 03HaMOMJieHH5l (HoMep KiMHaTH, ocpicy TOI.UO) Ta noca.n.osa oco6a, Bi.urrosi.n.anhHa 3a rropH.D.OK 03Hai1oMJJeHH5l . . aKulOHeprn 3 .LJ:OKyMeHTaMH.
Y pa3i , 51KI.I.J,O nop51AOK JJ,eHHHM 3aranbH11x 36opis nepeJJ,6aYa€ ronocysaHHJI 3 rr11TaHh, BH3Hal.JeH11x CT. 68 3aKoHy YKpa"i1-111 "ITpo aKuioHepHi TOBap11cTsa", EaHK nomrneH Ha,n:aTH a1rn.ioHepaM MQ)KmrniCTb 03HaMOMHTHC5l 3 npoeKTOM .n:oroBopy npo BHKyn EaHKOM aKuii1 si.n:rrosi.n.Ho ,uo nop51,n.Ky, nepe.u6aqeHoro CT. 69 3aKoHy YKpa"iHH "ITpo aKuioHepHi Tosap11cTsa". YMOBH TaKoro .n.orosopy (KpiM KinhKOcTi i 3araJJhHO'i sapTOCTi aKu:iH:) IlOBHHHi 6yTH €,U11Hl1Ml1 ,ll.J1 51 Bcix aKI.doHepiB. y pa3i s11HHKHeHH5l y EaHKy 306os'513aHH.sr rrpo o6os'513KOBl1H BMKyn aKu.ix si,urrosi.n.Ho .uo CT. 69 3aKoHy YKpa"iH11 "ITpo aKu.ioHepHi TosapHcTsa", EaHK Ma€ BHKOHaTH ui
19
NOT FOR COPY
3060B1513aHH5I 3 ypaxysaHH}IM Bl1Mor HOpManrnHo-npasos11x aKTiB Hau:ioHanbHoro BaHKY Y1<pa'iH11 si.nnosiJJ.HO .no lJl1HHoro 3aKoHo.naacTaa YKpaiHH.
9.2.19. flpe.ncTaBHHKOM aKu:iottepa Ha 3aranbHI1X 36opax MO)J(e 6yTH cpi311Y.Ha oco6a a6o yrroBHOBa)J(eHa oco6a I-OpH.JlHlJHO"i oco6w, a TaKO)J( ynosHosa>KeHa oco6a .n:ep)J(asw.
ITpe.n:cTaBHl1I<OM a1<u:i01-repa - cpi3flqHo"i lfH I-Opw,n:Ht.rnoY oco611 Ha 3aranbHI1X 36opax BaHKY MO>Ke 6yn1 ittrna cpi3Ml.JHa oco6a a6o ynosttoBa)J(eirn oco6a 10p11.n.wrno'i oco611, a npe.ncTaBHHKOM aKu.ioHepa - .nep)l(aBM - ynosHOBff>I<eHa oco6a opraHy, w.o 3,n:iikHIOE: ynpasniHm1 .nep)J(aBHHM Mai1HoM.
AKu.ioHep MaE: npaso np11311aY11T11 caoro rrpe.ncTaBHMKa nocTiHHO a6o Ha neBHl1H CTpOK. A r<u.ioHep Ma€ npaso y 6y.nh-mrnti MOMeHT 3aMiHl1Tl1 CBOro rrpe.n.cTaBHHKa, noai,n:oMMBIIIH npo u.e ITpasJliHH51 Ba1-11<y.
)J,osipeHicTb Ha npaso )'1-laCTi Ta roJlocyaaHH5I Ha 3araJThHI1X 36opax MO>Ke IIOCBi)l.qyBaTl1C51: .nen03HTapiE:M, HOTapiycoM Ta iHWl1Ml1 noca)lOBl1Ml1 oco6aMH, 5IKi Bl.ll1H51T-0Tb HOTapianbHi .niY, YJ1 B iHIIIOMY nepe.n:6a'-IeHOMY 3aKOHO,UaBCTBOM nop5!.D:KY.
)],oaipeHicTh Ha npaso yqacTi Ta ronocysaH1-rn Ha 3aranoHHX 36opax BaHKY Mmr<e MicnIT.11 3as.naHHSI mo.no ronocysaHH5I, T06To nepeniK nHTaHh, nop5IJl.KY .ne1-rnoro 3aranoHHX 36opis i3 3a3HaY.eHH51:M Toro, 5IK i 3a 5!Ke (npoT11 51Koro) pi rneHH5I noTpi6Ho nporoJlocysaT11. ili.n '-lac ronocysaHWI Ha 3aranbH11x 36opax rrpe.n.cTaBHHK rroswHeH ronocysan1 caMe TaK, RK nepe.n6at.reHo 3aa.naHH5!.M w.o.no ronocysaHH5I. 5IKr.u:o .nosipeHiCTb He MiCTHTh 3as.naHH5I w:o.n:o roJlocysaHH5I, npe.ncTaBHHK s11piwye sci IIHTa1-11-151 w:o.n:o ronocysamrn: Ha 3aranbHHX 36opax aKu.ioHepis Ha csii1 po3cy.n.
AKu.iottep Ma€ npaso tta.naT11 .nosipeHiCTh Ha npaso yqacTi Ta ronocysaHH5! Ha 3araJTT>HMX 36opax .neKiJlbKOM CBO.iM rrpe.ncTaBHl1KaM.
AKu.ioHep Mae rrpaso y 6y)l.b-5IKHM qac Bi)lKJJMKaTH Yl1 3aMiHl1Tl1 CBOro rrpe.ncTaBHHKa Ha 3araJlhHHX 36opax BaHKY.
Ha.n;aHH51: .nosipeHocTi Ha npaso yqacTi Ta ronocysaHWI Ha 3ar anoH11x 36opax He BHKJlJOt.IaE: npaso yqacn Ha u.11x 3ararrbH11x 36opax aKLI.ioHepa, 5l:KHi1 BH.nas . . . )lOB1peHICT.b, 3aMlCTb csoro npe,ll,CTaBHHKa.
9.2.20. ronosye Ha 3araJibHl1X 36opax OC06a, ynOBHOBa)J(eHa Ha Te Harm1)l.OBOT-O Pa.n:o10 q11 3aranbHHMH 36opaMH.
3araJihHi 360p11 He MO>KYTb p03110l.laTHC5I paHiwe, Hi>K 3a3Hat.te110 y IIOBi,ll,OMJieHHi npo npoBe)leHH5I 3afaJibHl1X 36opiB.
9.2.21. PeecTpau.iJ1 aKu.iottepiB (ix npe.ncTaBHMKis) 11poso.n11TbCSI Ha ni,n:cTasi nepen iKy aKu:iottepiB, 5l:Ki MaT-OTb npaBo Ha yqaCTh y 3aranhHMX 36opax, CKna.neHoro B rrop5!.UKy, rrepe.n6at.feHOMy 3aKOHO)laBCTBOM npo .nen03HTaptty c11cTeMy Y1<pai"H11, i3 3a3HaqeHH51M KinhKOCTi ronocia KO>r<Horo aKu.ioHepa. PeE:cTpau.i10 aKu:iottepia (Ix rrpe.ncTaBHHKis) npoBO.D:YITb peecTpaui i1Ha KOMiciH, HKa npH3HaqaeThC5I H arn51.nosoT-O pa.nmo, a s pa3i CKJTHKaHH5! no3aqeprosHX 3ara.nhH11x
20
NOT FOR COPY
36opia Ha BHMory aKu.ioHepis y m-ma)J.Kax, nepe.n.6aY.ett11x rr. 9.2.44 U.horo CTaTyTy - aKuioHepaM11, 5!Ki U.horo BlfMaraJOTh.
PeecTpau.iMHa KOMici5l Mae rrpaso si.n.MoB11T11 s peecrpau.i·i aKuioHepy (i:ioro npe.n.cTaBH11Ky) m11ue y pa3i si.ucyTHOCTi s aKu.iottepa (i1oro rrpe.n.crasH11Ka) )l.OKyMeHTiB, 5!Ki i.n.eHTHcpiK)'lOTb oco6y aKu.ioHepa (H.oro rrpe.n.cTaBHHKa), a y pa3i y~acTi npe)l.CTaBHl1Ka aKUiOHepa - TaKO)K )l.OKyMeHTiB, lll,O ni)l.TBep.n.)KyJOTb nom-1oaa)KeHH5! npe.n.cTaBHHKa Ha yYaCTb y 3aranbH11x 36opax EaHry.
MoT11sosaHe pirneHH5l peecTpau.ii1Ho'i KOMici'l npo Bi .UMOBY B peecTpau.ff aKuioHepa Y.11 :Horo rrpe,n:cTaBHHKa .n:m1 yr..iacTi y 3aranbHlfX 36opax, rri.n:rr11caHe fOJlOBOT-0 peecTpau,iHHOl KOMici1, .n:o.uaeTbC5l .n:o rrpOTOKony 3ararrhHlfX 36opiB Ta BH.[laeThC5l oco6i, 5lKii1 Bi.UMOBJJeHo B peecTpauJi.
9.2.22. ilOBHOBa)KeHH5l peecTpau,iMHO'i KOMici'i 33 .uorosopoM MO:>I<YTb nepe.uasan1c.H .n.eno311TapHii1 ycTaHosi a6o .n.erro311Tapi1-0. Y TaKOMY pa3i r onoaoJO peecTpauitiHo·i KOMicil e rrpe,n:cTaBHHK .n.eno311TapHo'L ycTaHoB11 a6o .neno311Tapi.H.
9.2.23. ITepeniK aKu.ioHepis, .HKi 3apeecTpyaan11c.H .n.1rn yqacTi y 3aranhH11x 36opax, ni.n.rr11cye r onosa peecTpau.ii1Ho·i KOMiciY, 5IKI1H 0611paeThC5l npocTOI-O 6inbwicTI-O r onocis Ti qneHiB .n:o noYaTKY npoae.n.eHH5l peecrpau.il. AKUioHep, 5IK11i1 He 3apeecTpysasc5l, He Mae npasa 6paT11 yr..iaCTh y 3aranhHlfX 36opax.
ITepeniK aK1.1,ioHepis, HKi 3apeecrpyaan11c51 )l.Jl5l yqacTi y 3aranhHl1X 36opax, .n:o.uaeTbC5l )l.0 rrpOTOKOJIY 3araJihHl1X 36opiB.
9.2.24. ,[(o 3aKiH1IeHH5l cTpoKy, si.uae.n.eHoro Ha peecTpau.lio yqacH11KiB 36opia, aKu.ioHep Mae npaso 3aMiH11T11 csoro npe.n.cTaBHHKa, nosi.n.0M11srnw npo ue peecTpau:ii1Hy KOMiciJO Ta flpasJJiHH5l EaFmy, a6o B35lTI1 Yl.J:aCTh y 3ararrhHMX 36opax oco611cTo.
y pa3i, 5!Klll,O )l.Jf5I yyacTi B 3araJJbHl1X 36opax 3151'Bl1JIOC5I ,n:eKiJlhKa rrpe.n.cTaBHI1KiB aKuioHepa, peecTpyE:ThC5l TOH rrpe,n:cTaBHHK, JJ.OBipeHiCTh 5IKOMy BM)l.aHa Ill3H1We.
y pa3i, 5!Klll,0 3KU.i5! nepe6yaae y crriJJhHiH BJI3CHOCTi )l.eKiJibKOX oci6, ITOBHOBa)l<eHH5l lll,O)J.0 ronocysaHH5J Ha 3aranbHl1X 36opax 3)l.iMCHl-0€TbC51 3a i·x 3ro.n.01-0 O)J.Hl1M i3 crrissnacHH:KiB a6o Yx 3aranbHHM rrpe.n.cTaBHHKOM.
9.2.25. AKuiottep11 (aKu.ioHep), 5!Ki Ha .n.aTy cKna.n.eHM rrepeniKy aK1.1,ioHepis, HKi MaI-OTh npaso Ha Yl.J:aCT.b y 3aranhHlfX 36opax EaHKy, cyKynHo e snacHl'IKaM11 l 0 i 6inhwe ai.n.coTKiB rrpocnoc aK1.1,iM, a TaKO)K HauioHaJihHa KOMici5l 3 uiHH11x nanepis Ta cpoH,n:osoro pHHKy MO)KYTh np113Har..ian1 cso·ix npe,n:cTaBHHKiB .rvrn HarJI5lJJ.Y 3a peecrpau.ie1-0 aKu.iottepis, rrpose.n.eHHJlM 3aranbH11X 36opiB, ronocysattH51M Ta rri.n:611TTJlM i1oro ni.n.cyMKiB. flpo npH3HaqeHH5.l TaK11x npe.ncTaBHMKlB EaHK rros1,n:oMn.HeThC5l nH:ChMOBO .no rro"YaTKy peecrpau11 . . aKU;JOHeprn.
Iloca.uosi oco611 EaHKY 306os'513aHi 3a6e3rreLI 11T.11 ainhHHM .nocTyn npe.n.cTaBHl1KtB aKu.ioHepiB (aKu;iottepa) Ta/a6o HauioHaJihHo·i KOMicil 3 IJ.IHHHX
21
NOT FOR COPY
nanepis Ta cpoH.n:osoro pHHKY .n:o Hanrn.n:y 3a peecTpau.ieIO aKu:ioHepiB, npoae.n:eHH5IM 3aranhHHX 36opis, ronocysaHH51M Ta ni.n:6HTI5IM i1oro ni.n:cyMKiB.
9.2.26. Xi.n: 3aranhHHX 36opis a6o po3rmI.n: oKpeMoro m1TaHIDJ 3a piweHH5IM iHiu:iaTopiB 3aranbHHX 36opiB 1..m caMHX 36opiB MO)J(e cpiKcysaTHC5I TexHilfHYIMH 3aco6aM11, si.n:nosi.n:Hi 3al1HCH 5IKHX )J,O,JJ,afOThC51 )J,O npOTOKOJIY 3araJibHHX 36opiB.
9.2.27. HaJIBHiCTh KBopyMy 3araJioH11x 36opis BI13Hat.Ja€ThC51 peecrpau:itiHmo KOMiCiE:IO Ha MOMeHT 3aKiHt.JeHH51 peE:CTpau:i"i aKu:ioHepiB t(Il51 yt-laCTi y 3afaJibHl1X 36opax EaHKY.
3aranoHi 36opH MafOTb KBopyM 3a YMOBJ1 peecTpau:ii" )],JUI yqacTi y HMX aKu:im-repiB, 5II<i cy1<ynr10 € BJiaCHHl<aMH He MeHill .SlK 60 Bi,JJ,COTKiB r onocyJ-OqHx aKl1,i i{.
9 .2.28. 0.n:tta ronocYJOqa aKU:i51 Ha.n:ae aK:u:ioHepy o.n:11H ronoc .n:n5I BttpiweHHH KO)J(Horo 3 ITHTaHb, mrnecemrx Ha ronocysaHIDI Ha 3aranbHHX 36opax EaHKy, KpiM npose.n:eHH5I KYMYJI51THBHoro ronocysaHH».
flpaso ro1rocy Ha 3aranbH11x 36opax EaHKY MaIOTh a1<u,i0Heptt - snacHHKH npocT11x aK11.ii1 Eai-IKy, 51Ki sono.n:iTOTh aKu,i5IMH Ha .n:aTy cKna.n:eHIDI nepeniKy aKU.iOHepiB, 5IKi MalOTb npaBO Ha yt-1aCTb y 3aranbHl1X 36opax.
9.2.29. PirneHH51 3aranhH11x 36opiB oaI·IKY 3 rr11TaH:rrn, sm-1ecettoro Ha ronocysaHH5I, rrp11i1MaE:ThC5I rrpocTOEO 6inowicTTO ronocis aKu,ioHepis, 5IKi 3apeecTpysan11c51 ,JJ,Jl5I y"IIacTi y 3aranhHHX 36opax Ta e snacm1 KaMH ronocyT01..rnx 3 U,horo n11TaHH5l aKu.ii1, KpiM s11na.n:1<is, BCTaHoBneHMX u:ttM CTaTyToM Ta 3aKoHoM YKpa·IHH "Ilpo aKu:ioHepHi TOBap11cTsa".
9.2.30. 3aranhH i 36op11 He MO)J(YTb np11i1MaTH puueHHH 3 mnaHb, He BKmOt.JeHHX )J,0 rrop51.ll:KY .n:eHHOro.
9 .2.3 1. Y xo.n:i 3aranhHMX 36opis MO)[(e 6yT11 oronoweHo rrepepay .n:o HacTynHoro ,JJ,H5I. PiureHH51 rrpo oronomeHWI nepepstt .n:o ttacTynttoro .ll.H51 rrp11t1MaeThC5I rrpocTOJO 6inowicT10 ronocis aK:u: io1rnpis, 51Ki 3apeecTpyaan11c51 ,z:i:mr yqacTi s 3aranbHHX 36opax Ta e snacH11KaM11 a1<u,iw, ronocyfo\.mx rrp11HaMMHi 3 O)J,HOfO IIHTaHH5I, mo p03fllil,JJ,aTI1MeTbC5I HaCTYilHOfO t(IDJ. IloBTOpHa peecTpau.i51 aKu.ioHepiB (Ix npe,JJ,CTaBHHKiB) HaCTyrrHoro t(H5I He npoBO)J,HTbC51.
KinhKiCTh ronocis aK.u.ioHepia, »Ki 3apeecTpysanttc5I ,JJ,J15I yyacTi B 3aranbH11x 36opax, BH3Haqa€TbC5I Ha rri,n:cTasi ,Ll.aHHX peecTpau.i"i rrepmoro ,JJ,H51.
Tiicn5I rrepeps11 3aranhHi 36op11 npoBO,ll;51ThC5I B ToMy caMoMy MlCUl, w:o 3a3Hac-ieHe B noBi.n:oMneHHi npo rrpoae.n:eHH.5! 3aranbHMX 36opis.
KinhKiCTh nepepa y xo.n:i npose.a.eHH51 3araJihH11X 36opis He MmKe rrepes11uzysaT11 Tphox.
Ha 3aranoH11x 36opax r onocyaaHH5l rrpoBO,JJ,MThC5I 3 ycix mnaHb nop5T.ll:KY )l.eHHOfO, BHHeceHMX Ha ronocyBaHll5I.
22
NOT FOR COPY
9.2.32. ronocyBaHH51Ha 3aranoHMx 36opax EaHKY 3 rnnaHb nop51.JJ.KY JJ.eHHoro rrpoBOJJ.l1TbC5l 3 BHKop11cTaHH5!M 61oneTerriB JJ.JUI ronocysam-rn.
£1-0neTeHb JJ.JUI ronocysaHH51 nos11HeH Micn:1TM Bi.JJ.OMOCTi, BI13HaqeHi 3aKOHO)J.aBCTBOM y Kpai'H11.
Y pa3i rrpoBe.JJ.eHH51 ron.ocyBaHH51 3 rr11TaH.& o6paHH51 qneais BMKoHasqoro opra1-1y, Hanrn.JJ.OBoi' Pa.JJ.11 a6o Pesi3ii1Hoi' KOMicii' EaHKY fooneTeHh JJ.JI51
ronocyBaHH5l IlOBMHeH MiCTl1TM npi3BMW,e, iM15! Ta no 6aTbKOBi KaHJJ.11.JJ.aTa ( KaHJJ.I1.JJ.aTiB ).
<l>opMa i TeKcT 61-0neTem1 JJ.JI5l ronocysamrn 3aTBep.JJ.>KYJOThC51 Hanrn.JJ.OB010 Pa.JJ.OIO He ni3Hirne HbK 3a 10 JJ.His JJ.O JJ.an1 rrpoBe.JJ.eHfill 3ara.m;H11x 36opiB, a B pa3i CKJil1KaHH5I Il03aLieprOBHX 3araJlhHHX 36opiB Ha Bl1Mory aKu.ioHepiB y B11na)J.Kax, rrepe.JJ.6aqeH11x n. 9.2.44 U.horo CTaTyTy - aKuioHepaM11, 51Ki U:boro B11Mara10Th. AKu.ioHepw MafOTh rrpaso JJ.O npoBe)J.eHH51 3aranhH11x 36opis 03Hai1oMHTMC51 3 cpopMoro 610neTeH5l JJ.mI r onocysaHH51.
9.2.33. Po315!CHeHHjf W,OJJ.O nop.51.JJ.KY ronocysaHH51, ni.JJ.paxyHKY ronocis Ta iHwHx rr11TaHb, rros'513aH11x i3 3a6e3ne'-:feHH5!M npoBe.n.eHH51 ronocysaHH51 Ha 3aranhHHX 36opax, Ha.JJ.ae nitIVlJJbI-Ia KOMici51, 51Ka o6HpaeThC51 3araJ1bHHMM 36opaM"1 . . aKu.10tteprn.
CTosHoBa)KeHIDI niqYJJibHOi" KOMici"i 3a JJ.OrosopoM MmKyTb rrepe.JJ.aBaTJifC51 .n.erro3HTapHi:H ycTaHoBi a6o )J.eno311Tapi10. YMOBH TaKoro JJ.Orosopy 3aTsep.JJ.>KYJOTbC5f 3afaJihHI1Ml1 36opaMM. Ilp11 o6paHHi 3afaJibHl1M11 36opaMH aKll.io1-repiB ni1..fMJJbHOl KOMici!, ni.JJ.paxyHOK 3.JJ.iMCH10€ peeCTpauiliHa KOMici51.
9.2.34. 3a Ill.JJ.CYMKaM11 ronocysaHH51 CKJia)J.aCTbC5l npOTOKOJI, ru.o rri.JJ.rr11cyeTbC5! sciMa YJieHaM11 nilfHJlbHO'i KOMici"i EaHKy, 51Ki 6panH yqacTb y . . m.n.paxyHKY fOJTOCIB.
y pa3i nepe)J.alfi IlOBHOBa>KeHb niLIMJlbHOl KOMici! )J.en03MTapHii1 ycTaHOBi a6o . . . )J.eno3MTapuo npOTOKOJI rrpo nl.JJ.CYMK11 ronocysaHIDl rIIJJ.IlI1CY€ npe.JJ.CTaBHHK )J.eIT03J.1TapHOl ycTaHOBM a6o )J.eD03HTapifO.
y npOTOKOJii npo rri.JJ.CYMKl1 ronocyBaHH51 3a3Hat.JaIOTbC5f Bi.JJ.OMOCTi, nepe)J.6aqeHi Yl1HHI1M 3aKOHOJJ.aBCTBOM.
Tii.JJ.CYMKH ronocysaHH5I oronornyFoTbC51 Ha 3aranbHMX 36opax, ni.n. c.i.ac 51KHX rrpoBOJJ.MTIOC51 ronocyaaHH51. Ilicm1 3aKpHTT5f 3araJibHl1X 36opiB rri.JJ.CYMKH ronocysaHH5l JJ.OBOJJ.5fTbC51 JJ.O Bi.JJ.OMa aKI.{iOHepiB npOT51TOM 10 po601111x JJ.HiB, IllJI51XOM HanpasneHIDI HJiICbMOBHX noBiJJ.OMJieHb fiOlUTOlO.
flpOTOKOJl npo ni.ncyMKl1 ronocysaHH.sI JJ.OJJ.a€TbC5f JJ.O npOTOKOny 3araJibHJ1X 36opis EaHKy.
9.2.35. CTpoTOKOJl 3aranbHYIX 36opis EaHKY cKna)J.a€TbC51 npOT5frOM 10 JJ.HiB 3 MOMeHTY 3aKp11TT51 3aranhHMX 36opiB Ta ni)l,nHcyE:TbC5l ronoBy10Yl1M i ceKpeTapeM 3aranbHI1x 36opis.
23
NOT FOR COPY
llpOTOKOJl 3aranhHHX 36opis, ni.nrr11caHYIH f OJIOBOI-0 Ta ceKpeTapeM
3ara11bHHX 36opis, ni.nunrnaeTbC5!, CKpinmoE:ThC51 net.IaTKOJO Eaa1<y Ta ni.nn11coM
ronOBH llpasrriHH5l EattKy.
9.2.36. f103ayeprosi 3aranbH1 36op11. EaHKY CKJJHKaI-OTbC5! HarnH.LJ,OBOI-O
Pa.n.01-0:
I) 3 snacHoi· iHi1daT11BH;
2) Ha BHMory ITpasniHirn - B pa3i nopyrneHH5! nposa.n.)KeHH5! npo BH3HaHH5l EaHKY
6atmpyTOM a6o Heo6xi.D.HOCTi BlHIHeHmr 3HaLJHOfO npaBOt.n -rny; 3) Ha Bl1MOry Pesi3iHHO.i KOMicii·;
4) Ha BJl!Mory aKuioHepiB (aKuiottepa), 51Ki Ha )leHh IIO)laHH5I BHMOfI1 cyKyITHO e snacHm<aMM 10 i 6 im>rne si.n.coTI<iB npocT11x aKu:ii1 EattKy;
5) B iHWHX BHila.D.Kax, BCTaHOBJieHHX 3aKOHOM.
9.2.37. B11Mora npo cKm1KaHH5I no3aqepros11x 3aranbtt11x 36opis
IlO)laE:ThC5I B IlJ1CbMOBll1 cpopMi BI1KOHaBlfOMY opraHy Ha a.D.pecy 3a
Mic1.1,e3Haxo.n)KeHH5IM BaHKY i3 3a3Hal.feHH5lM opraHy a6o rrpi3BHW. (Hai1MeHyBaHh)
aI<1.1,ioHepis, 5lKi s11MaraI-OTh CKJJ11KaHH5l no3aqepros11x 3aranhHHX 36opis, ni,n:cTaB
.ll.J15l c1<m1KaHH5l Ta rrop5!.ll.KY .D.em-roro. Y p a3i CKJTHKaHH5l rro3ayepros11x 3aranb1-mx
36opis 3 iHiu:iaTHBJ1 aKuioHepiB Bl1MOra IlOBMHHa TaKO)K MicntTH iHcpopMauiI-O rrpo
KiJlhKiCTb, Tl1Il i KJiaC HaJle)KH.J1X aKuiottepaM aKuiH: Ta 6yn1 n i.nrr11caHOI-O BCiMa
aKuioHepaM11, 5lKi Ti no,n:aI-OTh.
9.2.38. H arJU!.ll.OBa Pa.n.a np11H:MaE: pnneHH5l npo CKJ1HKaHH5l
rro3aqeprosax 3aranbHHX 36opis EaHKY a6o rrpo si.D.MOBY B TaKOM)' cKJJ11KaHm
nponirOM I 0 .LI.His 3 MOMettzy 0Tp11MaHH5I BHMor11 npo Yx CKJ111KaHH5l.
9.2.39. PiweHH.H npo s i.nMosy y CKJlHKaHHi no3at.1epros11x 3araJlbH11x 36opiB MmKe 6yn1 n pHHH5!TO TiJJhKl1 y pa3i:
• 5!Klll,O aKL(IOHepH Ha .D.aTy IlO.D.aHH5l BHMOfYI He € BJiaCHHKaMH 10 i 6inhUJe
Bi.D.COTKiB npocnrx aKL(ii1 BaHKy;
• HeITOBHOT.11 .naH11X, nepe.n6aLleHI1X rr. 9.2.37.
9.2.40. PirneHH51 H arJUI.noso'i Pa.UH npo cKn11KaHH5l rro3alleprosax 3aranbH11x
36opiB a6o MOTHBOBaHe piweHII51 rrpo Bi.AMOBY y CKJl l1KaHHi Ha)laE:TbC51
Bi.D.rrosi.n.HoMy opraHy yrrpasrriHH51 EattKy a6o aKuioHepaM, .sII<i BHMaraI-OTh 'ix
CKJ1I1KaHH5l, He rri3Hime Hi)K 3a Tp11 )J.Hi 3 MOMeHTY H.oro npHHH5lTT51.
9.2.41. Harm1.n.0Ba Pa.n.a He Mae npasa BHOCMTl1 3MiHM .n.o nop5I.D;Ky .D.eHHOro
3aranbHHX 36opia, w.o Mi CTI1TbC51 y BRM03i npo CKJIHKaHH5! no3aqepros11x
3aranbHHX 36opiB, KpiM BKJ11-0l.fe1-nur .ll.0 nop51.D.KY .D.eHHOfO HOBHX IIHTaHb a6o npoe1<T1 B p1weHb.
24
NOT FOR COPY
9.2.42. ITo3a1.!eprosi 3araJibHi 360pI1 MaIOTh 6yn1 npoBe.n.eHi npoDITOM 45 .UHiB 3 .n.aT11 OTp11MaHH5I EaHKOM BJllMOrH npo i"x cKmmam-rn.
9.2.43. 5IIa.u.o Uhoro BMMarafOTb iHTepecH EaHKy, HarJUI.n.osa Pa.n.a Mae npaao np11i1HSITH pillleHH5l npo CKJIHK3HH5I no3aqeprOBHX 3afaJihHl1X 36opiB 3 rIJ1CbMOBl1M nosi.n.oMneHH5IM aKuioHepiB npo npose.n.eHH5l no3aqepros11x 3aranbHMX 36opis Ta nop51.ll.OK .n:eHHMH Bi.n:nosi.n:Ho .n:o u,boro CTaTyTy Ta Y.H.Httoro 3aKoHo.n:aBCTBa He ni3Hirue Hi:>K 3a 15 .n:HiB .n:o .n:aT11 "ix npose.n:eHHH 3 no36asrreHHSI:M aKuioHepiB npasa BHOCMTJ1 npono311ui·i .n.o nopSI.lJ.KY .n.eHHOfO.
Y TaKOM)' pa3i 3a si.n.cyTHocTi KBopyMy no3aqepros11x 3ararrbHMX 36opia TTOBTOpHi 33faJlhHi 360p11 He npOBO.ZJ:5ITbC5I.
H anrn.n.osa Pa.n.a He MO)l<e np11i-1.Hsi:T11 pirueHHSI, 3a3HaLJeHe s a63aui nepwoMy UbOfO nyHKTy, 51Kll(O nop5I.ZJ:OK .n.eHHMH rro3ayeprOBMX 3araJTbHHX 36opiB BKJTfOqaE: mnaHH.5! npo o6paHH5I LJJiettis H arnsi.n.oso"i Pa.n.M.
9.2.44. y pa3i SIKW.0 npoTSI:fOM 10 .D.HiB 3 MOMeHTY OTpHM3HH5I BHMOfH npo CKJH1KaHHSI: rro3at.Jeproa11x 3araJihHHX 36opis EattKy, Harmr.n.osa Pa.n.a He np11i1H5rna piweHH5l rrpo Yx CKJ1I1K3HH5I, TaKi 36opa MO:>KYTb 6yTH CKJU1KaHi aKuioHepaMM, 5IKi ll,bOfO BHMaraFOTb.
PirueHIDI Harmr.n:osoi Pa.n.11 npo si.n.Mosy y CKIIMKaHHi no3at.Jeproa11x 3aran bHHX 36opis aKuiottepis MO:>Ke 6yn1 ocKap>KeHo aKU.ioHepaMH .n.o cy .n:y.
9.2.45. EaHK a6o oco6a, HKa se.n.e o6niK npas srracHocTi Ha aKuii" EaHKy, 3060B15I3aHi npOT5IfOM ll15ITI1 po60Yl1X ,n:HiB Ha.n:aTH iHcpOpMauiIO rrpo neperriK snacHHKiB aKu.iM EaHKy, a TaKo:>K imJiy iHcpopMau im, Heo6xi.n.Hy .ll.JUI opraHi3aui"i npose.n:eHHSI: no3ayeprOBHX 3aranbHI1X 36opis EaHKy, 3a 3an11ToM HarnJ1.n.osoi· Pa,n:11.
Y pa3i cKnaKaHH5I 3aranhHI1X 36opis aKuiottepaMM, rroai,n:oMrreHH51 npo ue ra iHwi MaTepiana po3c11rraIOTbCH sciM aKuioHepaM EaHKY oco6mo, HKa se.n.e o6rriK npaa snacHocTi tta aKuii" EaHKY.
9.2.46. 5!Kmo KiJThKiCTh aKu,ioHepis EattKy cKna.n.ae He 6inhrne 25 oci6, .n:onycKaE:ThC5I npl1HHSITT5I pirueHH5f MeTO)J:OM OrIHTyBaHH5I. y T3KOMY pa3i npoeKT pimeHH5I a6o mnaHH.5! .n:mr rorrocysaHH.5! Ha.n.c¥rnaE:ThC5l aKU.ioHepaM - srracH11KaM ronocy10LJHX aKU.iH, SI'Ki IlOBHHHi npOT51fOM TI15ITI1 KaJieH.n:apHYIX )J:HiB 3 .n:anr o.n:ep>KaHHH si.n.rrosi,n:Horo rrpoeKTY piweHHH a6o n11TaHHJ1 .ZJ:JUI rorrocyaaHHH B n11cbMOBii1 cpopMi cnoaicTHTl1 ~o.n:o Hhoro csoIO .ll.YMKY. ITpoTSI'fOM 10 KaJieHJJ.apHMX ,n:HiB 3 )J.3TJ1 o.n:ep>K3HH5I noBi)].OMJleHH5I si.n: OCTaHHhOfO aKll,iOHepa -srracHvrr<a ronocyt0YMX aKu111 sci aKuioHepa - snacm11rn ronocyIOYttx aKuiw IlOBl1HHi 6yTH B Ill1CbMOBii1 cpopMi rrpoiHCpopMOBaHi fOJIOBOIO 36opiB npo npYrHHHTe pirueHHSI. PirueHH.5! saa:>KaE:TbC5.l np11HH5!Tl1M y pa3i, 51Kll.l,O 3a Hboro n:poronocyaanH sci aKuioHep11 - snacH11K11 rorrocyroLJHx aKuiit
9.3. Hanu1.11:osa PaAa EaHKy.
25
NOT FOR COPY
9 .3 .1. Harm1.n.0Ba Pa)l.a EaH KY 06l1paeThC.Sl 3araJTbHl1MH 36opaM11 y KiJlhKiCHOMY CKJla)l.i, BCTaHOBJleHOM)' 3aranbHHMI1 36opaMH. TIOBHOBa)J{eHH5l t.iJleH is H arn5l.n.oso1 Pa.n.H .n. iikHi 3 MOMeHTY !x 3aTBep,ll,)£(eHH51 pnneHH5IM 3araJJhHHX 36opis EaHKY i .n.iioTh npOT.SlrOM TphOX poKiB. ITicJUI 3aKiWieHH5l TpHpi1.rnoro TepMiHy, rroBHOBa)J{eHH.H trneHiB Harn5l.[(OB01 Pa.n.:a EaHKY .n.iM.cHi .n.o npHHH.SlTT51 3araJJbHHMH 36opaM11 EaHKY si.n.rroBi.[(Horo pirneHH5I.
Ee3 pirueHH51 3araJJhH11x 36opis noBHoBa)KeHH51 1.rnmrn Harmr)l,oso1 Pa,ll,11
np11n11HIDOTbC5l: 1) 3a H:oro 63)KaHH5lM 3a yMoBM n11cbMosoro rrosi .n.oMrreHIDI npo u.e EaHKY 3a .[(Ba TmKHI; 2) B pa3i HeMO)l<Jl11BOcTi BHKOHaHH51 o6os'.si3KiB 1.rneHa Harmr)l,oBo'i Pa.[(H 3a CTaHOM 3.[(0pOB15I; 3) B pa3i Ha6paHH51 3aKOHH0°i CHJll1 811pOKOM l.JH piweHH5IM cy.[(y, 5JKHM i-1oro 3acy.[()l<eHO .[(O no1<apaHH5I, LUO BHKJllOl.fae MO)KJTHBiCTh BiiJKOHaHH5I 060B15I3KiB lJJTetta Harn.Sl.[(OBO'i Pa.n.11; 4) B pa3i CMepTi, BH3HaHH5l i1:oro He.[(i€3)l,a'THHM, o6Me)KeHo .[(iE:3.[(aTHHM, 6e3BiCHO . . Bl.[(CYTHlM, TIOMepmfM.
rorrosa Ta LIJTeHH HarmI.[(OBO'i Pam1 o6:HpaIOTbC5l 3 q11crra aKuioHepiB EaHKY a6o 'ix rrpe.[(CTaBHHKiB.
qneH Hanrn.[(oso1 Pa.n.11 rroa11tteH s111<oeysaTH cso'i o6os '513KH ocofo:IcTo i He MO)Ke rrepe.[(aBaTH BJlaCHi TIOBHOBa)KeHH51 iHliliM oco6i, KpiM tIJleHa HarmI.[(OBOl Pa.[(11 - 10p11.n.w:rHoi" oco6M - aKu,ioHepa.
06paHH51 YneHiB H arm1.n.oso·i Pa.n.H Ea1-1Ky 3.LJ.iifcHI-O€ThC5J BMKIII-OlJHO WJT.SlXOM KyMymTTHBHoro ronocysaHH51 .
9.3.2. Harmr.n.osa Pa.n.a e opraHoM, u.1,0 3.LJ.mcmoe 3ax:HcT npas ar<uiottepia Eam<y, i, B Me)J{ax KOMneTeH11,ii', BI13HalJetroi' CTaTyToM EaHKY Ta 3aKoHo.n.ascTBOM, KOHTpOJTlOE: Ta perym-0e .[(i5lJlhHicTb ITpasniHH.Sl. l.lneHH HarJT5I)l.OBoi· Pa.[(11 He MmKy'Tb 6yn1 qneHaMH TipasniHH5l EaHKY Ta Pesi3iJ.IHo'i KOMici'i EaHKy.
9.3 .3. )J.o KOMrreTeH11,ii" Harm1.n;oao! Pa.[(H HaJle)l(HTh: l) 3aTBep.n.)J{eHH5I B Me)J{aX CBOel KOMDeTeH11,i'i TIOJlO)J{eHb, .SlKHMH
perym-0IOTbC5l rr11TaHH.SI, noB'.SI3aHi 3 ,n:i51n.0HicT10 EaHKy; 2) rri.[(f'OTOBKa nop51.LJ.KY .n.eHHOro 3araJTbHHX 36opiB, npMHH.SITT.Sl piweHH.Sl npo
.n:aTy 'ix rrpoBe.[(eHH.SI Ta rrpo BKJilOl.JeHH5I npono3Hr.frl1: .n:o nop51)].KY .n.eHHoro, KpiM CKJIHKaHH51 aKu:ioHepaMH Il03a4eprOBHX 3aranbHl1X 36opiB, 3aTBep.n.)J{eHH.sI cpopM11 i TeKcTy 6IOJieTeHiB .[(JT51 ronocyaaHH51 Ha 3aranbHl1X 36opax;
3) npHHH51TT5I pirneHH51 rrpo rrpose.n:eHH.Sl "LleprOBYIX Ta II03aL£eprOBl1X 3aranbHHX 36opis si.n:nosi.nHo .n,o CTaTyTy EaHKY Ta y s11na,n:Kax, BCTaHOBJJeHHX 3aKOHOM YKpa1.H.H "Ilpo aK11,ioHepHi TOBap111cTsa";
4) rrp11i1H.sITT5J pirueHH5I npo rrpo.n:a)K pattiwe BHKynneH11x EaHKOM aKuiii; 5) npHHH.SITTH piweHH5I npo po3Milll,eH1u1 EaHKOM iHI.llHX u.iHHMX narrepis,
KpiM aKI.I,iH;
26
NOT FOR COPY
6) rrpH.MIDITTH piweHHH npo BHKyrr po3Mim.ett11x EaHKOM iHw11x, KpiM aKu,ii1, u:iHHHX narrepis;
7) 3aTBep,rp1<eHHH pl1HKOBO'i sapTOCTi Mai1Ha (sKmoqHo 3 uiHHHMH narrepaMM) y BHna.n.Kax, rrepe.n.6aLJeHI1X 3aKOHOL(aBCTBOM;
8) o6paHH5I Ta I1pHI1HHeHH5f JlOBHOBa)KeHh roJIOBl1 i 'YJleHiB f1paBiliHH51, KepiBHHKa c11y)K611 BttyTptlliHhOro ay.n.11ry EattKy;
9) 3aTsep.n.)J<eHWI YMOB KOHTpaKTis, 5IKi yKna.n.aTMMYTbCH 3 LrJieHaM 11 BHKOHaBLIOro opraHy, BCTaHOBJieHmI p03Mipy 'ix mrnaropo,UH;
10) rrpHHH51TTH piIUeHIDI npo si.n.cTopoHeHH>I ronoBH ITpaBJiiHIDI a6o 'YJie.I-Ia I1pasni1-11-rn Bi.n. 3.ll:i ttcHeHH5l fIOBHOBmKeHb Ta o6paHH5f oco611, 5IKa Tl1Ml.JaCOBO 3.ll:iikHIOBaTHMe IlOBHOBa)KeHH51 ronOBJ1 ITpasnittmI;
11) o6paHHH Ta rrpHnHHeHHH OOBHOBa)KeHb rOJ10Bl1 i t:JJieHiB iHilll1X opraHiB EaHKy;
12) o6paHHH peE:Clpau:iaH0°i KOMici1, 3a Bl1H5ITKOM Bvma.n.KiB, BCTaHOBJieHl.tfX 3aKOHOM;
13) o6paHH51 30BHillIHhoro ay.n.11Topa EaHKy Ta BH3Hat.JeHWI yMoB .n.orosopy, UJ.O y1<na.n.aT11MeThC.sI 3 HMM, scTaHosneHH51 po3Mipy orrnan1 i1oro nocnyr;
14) BH3Hal.leHH51 .n.aTH cKna.n.eHH.sI nepeniKy oci6, HKI MalOTh npaso Ha OTpHMaHH.sI .n.i-rni.n.eH.n.is, nopH.UKY Ta CTpOKiB BHnnanI )l.HBi.UeH)l.iB y Me)Kax rpaHHY1:-10ro CTpoKy Bl13HaY.e1-rnro rr. 8.6 u,r:,oro CTaTyTy;
15) Bl13HaqeHH5l .n.aTH CKJia)l.eHH.sI rrepeniKy aK1i;ioHepiB, 51Ki MaIOTh 6yT11 nosi.n.oMneHi npo npose.n.eHH51 3aranbHIDC 36opiB si.n.rroBi.UHO .uo rr. 9.2. l 0 u:1oro CTaTyTy Ta MaIOTb npaso Ha yqacTh y 3ar anbHIDC 36opax si.urrosi.n.Ho .n.o a63. 2 n. 9.2.9 CTaTyTy;
16) rrp11i1HHTT5f pirneHh npo 3acHysaHH5I lHI.llHX 1-0pH)l.Hl.!l-IHX oci6, npo CTBopeHH51, peopraH13au:no Ta niKsinau.iIO .UOt.JipHix 6aHKiB, L(Ol.JlpHIX ni.unpHE:MCTB, 3aTBep.n.)KeHH5I "ix CTaTyTiB;
17) s11pirneH1u1 muaHh, si.n.HeceH11x 3aKOHOM .n.o KOMrreTeHui'i HarnH.n.oso'i Pa.n.11, y pa3i 3J1HTT5f, npm:.n.HaHHH, no.n.iny, BI-i.n.iny a6o nepeTsopeHHj{ EaHKy;
18) rrpHHHHTTH piweHH.sI rrpo BLIHJ-rettH.s:r 3HaqH11x npasot.rnHis, HKlUO p11HKosa sapTiCTh MaliHa a6o nocnyr, UJ.O e i1oro npe.n.MeToM, cTaHOBHTh sin 10 .uo 25 Bi.UCOTKiB sapTOCTi aKTMBiB 3a .uaHHMM OCTaHHhOl pi4HOl cpiHaHCOBO'i 3BiTHOCTi;
19) Bl13Hat.JeHI·ur i1MosipHocTi BI13I-JaHH51 EaHKy HennaTocnpoM02KHMM BHacni.n.oK IIpl1HHj{T'f5{ HMM Ha ce6e 3060B1.Sl3aHb a6o "ix BHKOHaHfrn, y TOMY lfl1CJli BHacni.n.01< swrrnaTM .n.irni.uett.JJ,iB a6o BHKyrry aKI.dti;
20) np11liH.SITT.sI pirneHH51 npo o6pattH.sI ouimosat.Ia Mai1Ha EattKy Ta 3aTsep.n.)KeHH51 YMOB )J,Orosopy, w.o yKna.uaTHMeTbC.SI 3 HHM, BCTaHOBJ1eHH51 p03Mipy orrnan1 Horo nocnyr;
21) n pill1H.SITT.SI piweHIUI npo o6paHH51 (3aMiHy) .n.erro3MTapHoY ycTaHOBH a6o .n.eno311Tapuo U!HHIDC nanep1s Ta 3aTsep.JJ,)KeHH..sI yMOB .JJ,orosopm, w:o yKna.n.aTHMYTbC51 3 Hl1Ml1, BCTaHOBJieHH51 p03Mipy OIIJiaTH "ixHiX rrocnyr;
22) Ha.JJ,c11naHIUI s nopH.UKY, nepe.n.6al.JeHoMy n. I 0.2 L(boro CTaTyTy, npono311uii1 aI<u:iottepaM rrpo rrp11.JJ.6aHHH oco6oIO ( oco6aMH, iu:o .n.iIOTh crrinhHO) KOHTpon1Horo naKeTa aKU.iH s i.unoBi.UHO .n.o n. 10.2 U.hOro CTaTyTy;
27
NOT FOR COPY
23) KOHTpOITb B.HKOHaHH5I piweHb 3araJihHHX 36opis, )J.i5lJibHiCTb TipasJi iHHJI EaHKy;
24) npHHIDITT5l pirneHH5I W,O)J.0 CTBOpeHH5l, peopraHi3au.i"i Ta niKBiJJ.au.il Bi)J,OKpeMJieHHX ITiJJ.p03)J,iniB, 3aTsep)J.){(eHH5I i'x ITOJIO)KeHb;
25) BCTaHOBmOE: o6Me)J<eHHH y BHrmr.rd rpam1qm-1x cyM (JiiMiTiB) )],JUI ITpasniHH5l EaHKY Ha ITpHi1H.SITn1 pirneHb ITO po3nOp51JJ.)KeHHIO pyxoM11M Ta HepyxoM11M Mai1HoM, rpoUJoBHMH KOwTaMH EaHKy, a TaKmK )J.ml f onos11 I1pasniHH}l EaHKY Ha y1<na)J.eHH5l yron Ta Bt.JH:HeHH5I ITpasoqHHiB ITO p03ITOp51JJ.)KeHHlO pyxoMHM Ta HepyxoM11M MaHHOM, rpoUJOBMMM KOIDTaM11 EaHKy;
26) HaJJ.aE: 3ro.n.y Ha nepes11w.eHH.s:I I1paBniHH5lM EattKy Ta f onoBOIO I1pasrriHH5I EaHKY o6Me)J(eHb, BKa3aH11x s niJJ.rryHKTi «25» l(horo rryHKTy;
27) attani3ye n i'i I1paBJTiHH51 EaI-IKY W.OJJ.O peani3au.i'i iHBeCT11Uii1Hoi', TeXJ-IiqHoi' Ta uiHOBOi' rrorrin1.Kl1, )J,O,L(ep)KaHH5l HOMeHKJlaTyp11 TOBapiB i rrocnyr;
28) 3.L(iikHIO€ norrepe.n.Hii1 po3rn.s:I)J. pittHHX 3BiTiB i 6anaHcis Ta BHCHOBKiB no HRX Pesi3ii1HoY KOMici'i;
29) 3aTsep.n.)J(y€ 3BiTH ITpasn iI-IH.s:I EaHKy; 30) aHani3ye .ni'i JlpasrriHlliT EaHKY w.ono ynpasniHH5l EaHKOM; 31) Bl13Haqae rrop5I)J.OK npose.n.eHH.s:I pesi3iH Ta KOHTIJOnIO 3a <J?ittaHCOBO
rocrro)J,apcbKOlO .n.i5lllbHiCTIO EaHKy; 32) ITo.n.ae 3aranhHHM 36opaM rrpono3HUii' 3 mnaHh .n.i5InbHOCTi EaHKy; 33) 3acnyxosye iHcpopMauii1Hi .n.onosi.ui IlpasniHH5I EaHKY npo JJ.i.SIJJhHiCTb
EaHKy; 34) npHMMae pimeHIDI npo npHT5lrHeHH51 .uo MaHHOBo'i si.unoBi)J.aJibHOCTi
noca)J.os11x oci6 opraHiB yrrpasniHHH Eai-u<y; 35) 3aTsep.n.)J(y€ KOUJTOpMc BMTpaT ITpasniHHH EattKy; 36) BCTaHOBJilOE: nopH.LJ.OK Ta po3Mip onnaTH: npau.i rroca.uosMx oci6 EaHKy; 37) po3rmr.uae KOHcprriKTHi CHTyau.ii', 51Ki BMHHKal-OTb Mi){( IlpasJTiHIDIM EaHKY
i TPY.lJ.OBMM KOJieKTHBOM, rrptttf'MaE: 3axo.u11 w.o.n.o i'x BHpimeHHH; 38) 3.UiikHeHH5l iHIDHX .nitf ll.(OJJ.O KOHTponIO 3a .n.iHnhHicTIO ITpasniHIDI
EaHKy; 39) 3aTsep.n.)J(yE: nono)J(eHH.SI rrpo cny)J<6y BayTpiwHhoro ayn11Ty EattKy; 40) npHHMaE: piweHH5I npo BCTyn (BHxi.n.) )J,0 CKJTa.ny yt-raCHl1KiB
(3aCHOBHI1KiB) cy6'€KTiB rocrroJJ.apIOBaHH51 Ta npo rrpH.n.6aHH}l (BiJJ.YY){<eHH51) 1<0prropaTHBHI1X npas (4aCTOK, na'is, aKU.iH) B 'ix CTaTyTHHX KaniTanax, 5IKW.0 cyMa CKna.n.ae BiJJ. 10 JJ.O 25 Bi.L(cOTKi s sapTocTi aKTHBiB EaHKY 3a )J.aHHMM ocTaHHboi' pit.i:Ho'i <J? iHaHCOBoi' 3BiTHOCTi Ta/a6o nepeBl1ll.(YE: rpaHHt.Jtty cyMy, BCTa1rnsrreHy Bi)J.llOBiJJ.HO .no rri.urryHKTY «25» U.bOro nyHKTy;
41) np11HH5ITT5T pirneHH51 npo B'-11,IHeHHJI rrpasoq11HiB j3 3aiHTepecoBaHiCTIO 3ri.n.Ho 3 rrop.s:IJJ.KOM, BCTaHOBneHHM y 3aKOHi;
42) np11H.Mae pirneHIDr mo.no noKpHTT5l 36HTKiB; 43) w.opit.IHO 3aTBepJJ.)KYE: Kpe.n.HTHY norriTHKY EaHKy; 44) r.uopi'-IHO 3aTsep.u>eye norriTHKy EaHKY mo.n.o s11ttaropo.u; 45) npl1HH5ITT51. pimeHIDI npo BYJil.HeHH.s:I npaBO'-IHHiB j3 nos' 513aHHMH
oco6aMH, .s:IKII(O pMHKOBa sapTiCTb Mal1tta a6o nocnyr, mo € 'ix rrpe.uMeTOM,
28
NOT FOR COPY
cTaHOBHTh noHa.[( 500 000 (n'5ITCOT THC5IY) )l.onapis CWA (a6o eKBiBaneHT uie"i cyM11);
46) np11i1H5ITT5I pillletttrn I.UO.[(O CTBopeHH51 KoMiTeTiB HarJIH)l.osoi" Pa)l.M, 3.ll.iikHeHH.sI qepe3 KOMiTeTH HarlliI)l.OBo·i Pa.ll.H noBHOBa)l(eHb, HaAaHHX TaKHM KoMiTeTaM TioJio)f(eHH.sIM npo Harm1)l.osy Pa.lJ.Y.
flosHoBa)f(eHH5l, nepeA6at.1eHi rryHKTaMH I - 23 Ta rryHKTaMH 25 - 46 mUJe)l(aTh AO BHKJJI-OttHo1 KOMrreTeHu,i"i HarJJ.sI.lJ.OBo"i Pa.ll.H i He MO)l(YTh s11piwysaT11C.sI iHillHMI1 opraHaMH EaHKy, KpiM 3aranhHHX 36opis EaHKy.
3a piweHH5IM 3aranhHHX 36opis 1-1a Harm1)l.0By Pa.ll.y MO)f<e 6yTH IIOKJJa)l.eHo BHKOHaHH51 OKpeMHX cpyHKuii1, I.UO HaJie)KaTh AO KOMileTeHui"i 3aranhHHX 36opiB . . . . . .. aKUIOHeprn 3a BHH5ITKOM THX, 51Kl 3fl,LI.HO 3 3aKOHOM Bl)l.Hece1-10 )l.0 BHKJHOLJHOI KOMneTeHIJ:i"i 3araJibHHX 36opi B.
3a pirneHH5IM Harllil)l.oso·i Pa.ll.M rroBHOBa>KeHIDI, UI.O He HaJJe)l{aTh .ll.O 11 BHKmoqHo1 KOMrreTeHuiY, MmKyTh 6yni .n.enerosaHi ITpasniHHIO Eatmy.
9.3.4. fonosa HarlliI)l.OBO"i Pa.[(H EaHKY o6HpacrbC5I 3aranbHHMH 36opaMH 3 trncna YJJeHiB Hanrn.n.oso1 pa,DJ1 npocT010 6i11hwicT10 ronocis.
fonosa Harllil.ll.OB01 Pa.n.11 opraHi3osye "ii po6oTy, CKJIHKae 3aci.n:aHWI H anrn.n:osoi" Pa.n:vr Ta ronosye Ha HHX, si.n:Kpi-rnae 3aranhHi 36opu, opraHi3osye o6paHH5I ceI<peTap51 3araJihHHX 36opis, rri)l.m1cye TPY.ll.OBHM )l.orosip 3 fonosmo IlpasniHHJI EaHKy Ta 3 ronoBHHM 6yxranTepoM, 3.D:iikmoe iHwi rroBHOBa>KeHIDI, nepe.n:6a1leHi CTaTyToM Ta rronO)f<eHH5IM npo HarJJ5I.ll.OBY Pa.n:y.
Y pa3i HeMm1<n11socTi s111<0HaHH5I f'onosoro Harllil.n.osoi" Pa.n.w cso1x IIOBHOBa)f(eHb, iioro ITOBHOB3)KeHIUI 3AiHCHJOE: OJJ:HH i3 YJleHiB Harn5I)l.OBOi. Pa)l.H 3a i"i piweHH5IM, HKUJ,O iHrne He nepe)l.6aLieHo CTaryToM a6o noJio)l(eHH51M rrpo Hanrn.[(osy PaAy EaHKY.
9.3.5. OpraHi3auii1tto10 cpopMoIO po6on1 Harn.s1.n.oso1 Pa.n.11 e 3aci.n.aHHH, 5IKi npOBO,LI.51ThC51 B Mipy Heo6xi,LI.HOCTi, ane He pi.n:we O,LJ,HOro pa3y Ha KBapTaJI.
Harmu.1,osa Pa.n.a MO)Ke rrpHliMaTM pimeHH5I WJI5IXOM npose.n:eHmI 3aot.JHoro ronocyBaHH5I ( ODHTyBaHtrn).
ITi.n: qac npose.n:eHH5f on11TyBaHH5! f'onosa HarmI)l.OB01 Pa.n:11 np11i1Ma€ Bi.LI. t.rneHiB Har1151.n:osoi" pa.ll.H i"x npono311ui"i 3 IIHTaHh rrop5IJJ:KY )J.eHHoro Ta pirueHb 3 fUfTaHh rrop5IJJ:KY .n.eHHOro i 03HaMOMJHOE: lX 3 npono311Ui5IMJ1 l.UO)J.0 nop5I)lKY .[(eHHOro Ta pirneHb 3 n11TaHb nop5I.ll.KY .n.eHHOfO, 51Ki HaJJ:iliIJIM Bi.LI. iHllll1X LJJieHiB Harm1.n:oso1 Pa)l.a.
ITp11i1H5JTi wn51XOM orr11TysaHH5I piweHH5I HarlliI.[(OBo·i Pa.n.11 TosapHCTBa ocpopMJIIOJOTbC5I npOTOKOJIOM.
TipoTOKOJI 3aci)l.aHAA HarJ15I.Ll.OBo"i Pa)J.11, rrpose.n:eHoro IDJ15JXOM 3aot.IHoro ronocyBaHH51 ( OOMTyBaHH5I), ni.[(ffl1CY€ fOJIOByI-Ot.JHH Ha 3aCi,LJ,aHHi.
3aci)l.aHH51 H arllil.D:OBO"i Pa.n.11 CKJll1KaIOTbC5I 3a 1H1UlaTI1BOIO ronOBH Harn51.n.oso·i Pa.n:11 a6o Ha BHMory qneHa Hanrn.n:oso"i Pa.n,11, Ha B.H:Mory Pesi3ilii-10·i
29
NOT FOR COPY
KOMici'i, CTpasniHllil l.fM iioro t.JJJetta, KepiBH11Ka cny)l(611 BHYTPilliH.ooro ay.n.11Ty EaHKY a6o 30BHill1Hhoro ay.n.11Topa EaHKy.
Y 3aci.n.aHHi Hanrn . .n.oso"i Pa.n.11 Ha "ii 3anpoll1eHH51 3 npasoM .n.opa.n.qoro ronocy MO)l(YTh 6paTtt yqacTb npe.n.cTaBHHKH rrpocpcninKosoro a6o imnoro ynosHoBa)l(eHoro Tpy.n.oBHM KOJTeKTMBOM opraHy, .sIKHM rri.D.nHcas KoneKTHBHHM .n.orosip Bi.LI. iMeHi Tpy.n.osoro KoneKnrny.
9.3.6. 3aci.n.aHH51 Hanur.n.osoY Pa.n.tt e npasoMOl.fHMM, RKW:O s HhOMY 6epyTh yqacTb 6inhwe rroJJOBHHH si.n. 3aranotIO"i KinbKOCTi 1-IJieHiB Harn51)J.OBO"i Pa.n.11. Ha 3aci,naHH i Harmr.n:oso"i" Pa.n:.a KmKHHH qnett Harmui.oso"i Pa.n.11 Mae O.ll.HH ronoc.
9.3.7. Pilllemrn Harmr.n:osoi" Pa.n.11 npMHMa€ThC51 npocToro 6inhlIIicTI-O ronocis l.IJieHiB, 51.Ki 6epyTh yqacTh y 3aci.n.ai·rni Ta MaJOTb npaso ronocy. Y svrna.n:Ky piBHocTi ronocis, ronoc ronos11 Harmr.n.oso·i Pa.n.a e BHpilllanbHMM.
9 .3. 8. CTpoToKon 3aci.n.aHH.sI Hanrn,LI.oso·i Pa.LI.M ocpopMJT51€ThC51 rrpoT.sJTOM n
1
5IT11 .n.ttiB nicn.sI rrpose.n;eHH.sI 3aci.n;aHH.sI. Y npoTOKoni 3aci.naHIDI Harn.sI,LI.oso"i pa.n.11 3a3Ha4.aI-OTbC51:
. . . • M1c.ue, .n.aTa 1 t.rnc npose.n.eHH51 3ac1.n.aHH5J;
• ocofot, 51Ki 6pan.a )ft.JaCTh y 3aci.n.attHi;
• rrop51.ll,OK ,LI.eHHHH 3aci.n.aHH5I;
• n11TaHIDI, BMHecem Ha ronocysaHH}l, Ta m.n.cyMKM ronocysaHH51 13
3a3Hat.:IeHI-IBM rrpi3swm qneHiB Harmr.noso"i Pa.n:11, .sIKi ronocysanM "3a",
"npont" (a6o yTpttManHc51 Bi.LI. ronocysaHIDI) 3 KmKHoro n11TaHH5I;
• 3MiCT rrpttMH51THX pirneHb.
9.3 .9. I1poToKon 3aci.n;aHH51 Harmr.n:oso'i Pa.n.11 m.n:rr11cye ronosyI-OlfHM Ha 3aci,LI.aHHi.
9 .3 .10. 3aci.n.aHH51 Harmi.n.osoY Pa.n.11 a6o po3rJI51.LJ. oKpeMoro m1TaHH51 3a 11 piweHH51M MO)l(e cpiKcysan1c51 TeXHil.JHMMl1 3aco6aMM.
9.3 .11. )],mi s11pimeHH5I 3as.n.aHh, noKna.n;eH11x Ha HarmI.n;osy Pa.n.y, f'onosa Kop11cTyE:ThC.sI 6naHKaM11 EaHKY i Mae rrpaso rri,LI.n11cy Ha n11cTax EaHI<y, w:o He Ma10Tb Bi.LI.HoweHHR .n:o cpiHattcoso-rocrro.n.apc.oK11x cTocyttKis EattKy.
9 .3 .12. Harmr.n:osa Pa.n:a opraHi3osye csoro po6oTy Ha ni,LI.cTasi IIoJio)l(eHH51 «flpo Harn51,LI.OBY Pa.n.y», rrpttMHRToro 3arant.H11MH 36opaM11 aK.uiottepis.
9.4. IlpaBJliHHSI Eamcy.
9 .4 .1. B 11KoHaBl.fHM opraHOM EaHKY, .sIKMH 3.D.ll1cmoe ynpasni Hllil H'oro noTol.rnoro .n.i5IJihHicT1-0, e IIpasrriHH51 EaHKY (.LI.arri - I1pasniHH5I), .ll.O KOMrreTeHui"i
30
NOT FOR COPY
51Koro HaJie>KaTb yci n11TaHH5I .lI.IBJlbHOCTi £aHKy, KpiM THX, mo 3riJJ.HO 3 ql1HHHM 3aKoHO.lI.aBcTBOM, 11.11M CTaTyToM a6o piweHH5IM 3aranbtt11x 36opiB BiJJ.HeceHi BHKJilOl.JHO )J.0 KOMITeTeHuil imrroro opraHy EaHKY Ta Hece Bi)J.nOBi)J.aJibHiCTb 3a ecpeKTHBHiCTb i1oro po60TH, 3ri)J.HO npHHU.HnaM Ta nop51JJ.KY' BCTaHOBJieHOM)' CTaTyToM 6aHKy, IIono)f(eHIDIM «Ilpo llpasn iHH51», piweHIDIMH 3aranhHHX 36opiB Ta H arn51.lI.OBo·i Pa.n.11.
Ki11bKiCH11i1 CKJia.lI. IIpasniHIDI EaHKY cKna)J.aE: - 17 oci6. fonosol-0 Ta YJieHaM11 IIpasniHIDI MmKyTh 6yTH oco611, 51Ki MaIOT.h rroBHY
u.11sinhHY JJ.i E:3.D.aTHiCTb i He E: q11ettaM11 H armIJJ.OBO°i Pa.n.11 t.t11 PeBi3iH:Ho1 KOMici·i EaHKY Ta 5IKi nepe6yBaIOT.h 3 EaHKOM y TPY.lI.OB11x si,nHoc11Hax. KaH,nH,naTypa f onoBH llpasniHH51 Bi)J.nosi.n.H11M lfHHOM y3rO.LVKYE:TbC51 3 Hau.ioHaJibHMM 6aHKOM YKpaiHH.
9.4.2. IlpaBJiiHH5l BHKOHY€ TaKi cpym<u.ii·: a) opratti3yE: Ta 3JJ.ii1cHIOe KepiBHHU.TBO onepaTHBHOl-0 .n.i5l110HicT10 EaHKy,
3a6e3neYye Bl1KOHaHH51 pirneHb 3ara11bH11x 36opiB i HarruIJJ.OBoi· PaJJ..11; 6) 3aTsep.n.)f(ye nono)f(eHHSI npo Bi.lI.OKpeMneHi ni.n.po3,nirrn Ta CTPYKTypHi
ni.n.po3.n.in11 EattKy; s) po3r1151JJ.ae i s11pimye iHrui n11TaHH5I .n.iSinbHOCTi EaHKY 3riJJ.HO 3
llOJJ0)KeHH5lM «llpo llpaBJiiHIDI», 51Ke 3aTBep,n)f(y€TbC5l 3araJibHI1MI1 36opaM11; r) 3aTsep,n)f(ye cTpaTeriqHi, 6i3Hec-n11aH11 Ta 61-0.n.)f(eT11 EaHKY B u:inoMy, H:oro
ni.n.po3.n.inis Ta 3Binr npo ix BMKOHaHHSI; .n.) np11i1Ma€ piweHH51 npo BYI-JHeHI-LSI 3H3l.JHl1X npaBOl.J.MHiB, 51KIUO p11HKOBa
sapTiCTb Mai1Ha a6o nocnyr, m o e tioro npe.n.MeToM, cTaHOBHTh MeHIUe 10 Bi.D.COTKiB BapTOCTi aKTl1BiB 3a )J.aHJ1MI1 OCTaHHbO°i pil-lHOl cpiHaHCOBOi° 3BiTHOCTi;
e) np1:1i1Ma€ pirneHH5l no po3nOp51)J.)KeHHIO pyxOM11M Ta HepyxoMMM MaHHOM, rpOWOBYJMH KOWTaMa EaHKy B Me>Kax rpaHl1YHO'i cyM11, BCTaHOBJleHOl Bi)J.nOBi)J.HO ,n:o ni.unyHKTY «25» n. 9.3.3 u.ooro CTaTyTy;
e) 3aTsep.u)f(ye noToqHi rrnaHH .n.i5IJihHOCTi EaHKY Ta 3axo.n.11, Heo6xi,n,Hi ,n,n.si s11piweHHSI i1oro 3as,n,aHo;
>K) 3aTBep.n.)l<ye r.u.opiqHHH KOllITOp11c, IUTaTHJ1H p03KJla.D, Ta noca.n.osi OKJla,LlH cn ispo6iTH11Kis EaHKY (KpiM irneHiB ITpasniHH51), BCTaHOBJU-OE: rroKa3HHKH, po3Mip11 Ta CTpOKH !x rrpeMiIOBattWI;
3) Ha.nae Ha 3aTBep.D,)f(eHH51: 3afaJibHl1M 36opaM aKu.ioHepiB piYIDIM 3BiT Ta 6anaHc EattKy;
11) npHHMae pirneHH51 npo OTpMMaHH51 i Ha.D,aHH51 )J.OBrOCTpOKOBMX Kpe)J.MTiB; i) 3.UiHCHIOE: cpopMyBaHH51 cpott.nis, Heo6xi.D,l·!HX )J.Jl51 CTaTyTHOi° )J.iSIJibHOCTi
EaHKy; ·i) yTsopI-Oe ni.n.po3.nin11, Heo6xintti ,LJ,JI SI BHKOHaHHJJ uineH Ta 3as.nattb EaHKy; ti) 11a.n.ae si.nnosi.nHi nopyqeHH5l KepiBHHKaM si,n:oKpeMnett11x ni.n.po3,n:iniB; K) opraHi3oBye Be.n.eHH51 6yxranTepcbKoro o6rriKy Ta 3BiTHOcTi B EaHKy; n) npMii.Mae piIUeHH5I 3 iHII1I1X mnaHb, TIOB15!3aHMX 3 fIOT01~rno10 )1.IBJlhHicno
£aHJ<y;
31
NOT FOR COPY
M) rrp11i1Ma€ piweHH5I rrpo BCTyn (BHXi.D.) )l.0 CKJJa.lJ,y yt--IaCHHKiB (3aCHOBHHKiB) cy6'€KTiB rocno)l.apfOBaHH5I Ta rrpo np11)l.6aHH5[ (Bi.D.YY)KeHH5I) KOprropanrnHHX npas (YaCTOK, na'iB, aKu,i:H) B 'ix CTaTyTHl1X Karrinmax, 5fKI.U.O cyMa CKJJa)l.a€ MeHUie 1 O si)l.COTKiB sapTOCTi aKT1rnis Eam<y 3a )l.aH11M11 ocTaHHhO'i pi'-lHOi" cpiHaHCOBo·i 3BiTHOCTi Ta/a6o He rrepesm.1.xyc rpaH1'P·IHY cyMy, BCTaHosneHy Jl.TI5I ITpasniHH51 si.D.rrosi.D.HO .D.O rri.D.nyHKTY «25» nyHKTY 9 .3 .3 U.horo CTaTyTy;
H) BH3HaYae opraHi3au.iifHy CTpyKTypy Ta LrncenhHiCTh rrpau,iBHHKiB BaHKy, 3aTBepJJ)Kye eKOHOMi'-lHi HOpMaTHBH 3 npau.i i p03MipM BH.lJ,aTKiB Ha yTpHMaHH51 i po3BHTOK BaHKy;
o) BH3HaYae opraHi3au.u1Hy CTPYKTYPY Ta t.mceJibHlCTh rrpau.isHHKis si.D.oKpeMneHux ni.D.p03.D.inis EaHKy.
IToBHOBa)1<eHH5I, rrepe.D.6aLieHi rryH1<TaM11 "a", "6", "B", "r", ".D.", "e", "e", " )K", "3", "11", "i", " "i", "I<", "M", "H", "o" HaJie){(aTb ,Ll,O Bl1KJUOLJHOi: KOMITeTeHu.i"i ITpasniHH.sr i He MmKyT.h 6yni )l.eneroaaHi. ITosHoBa){(eHH5l, w.o He Bi.D.HOC5IThC5I .D.O s11KJJJOYI·m'i KOMneTeHu.ii' ITpasniHH5I, MmKyTh 6yn1 .lJ,enerosaHi KepIBHHKaM si.D.OKpeMneH11x ni.D.p03.D.inis Ta CTPYKTYPHMX ni.D.p03.D.inis EaHKY.
ITpasn iHH5I 306os' 513atte: a) opraHi3osysan1 Ha.D.aHH5I KOMiTeTaM HarM.D.OBo·i Pa.D.H tteo6xi.[(ttoi· Jl.JHI
Bl1KOHaHH5I i"x o6os'.sr3KiB eKoHoMi i.rno·i, rocno,n,apcoKo"i, onepanrntto-TexttiqHo"I Ta iHwoi" impopMau.ii" npo EaHK (s1rn1ot.ra1ot.I11 iHCpopMaU.iEo si.n. cTopoHHix opraHi3al(i i1:) B rrHChMOBiM Ta ycHiH qlOpMi He n i3Hirne 7 ( ceM11) KaJieH)l.apHHX )l.HiB (a6o 6iJihlll Tp11sanoro CTpOKy, 5fKHH KOMiTeT, Ha snaCHl1H p03CY.D., MQ)Ke scTaHOBHT11) 3 .n.aT11 oTpHMaHH5I ITpasnittH5IM 3am-ny, ni.nnacattoro ronoso10 KOMiTeTy, npo Ha,naHHH iHcpopMau.i'i i .lJ,OKyMeHTiB;
6) po3po6;rnn1 .D.n.sr 3aTsep.n)KeHHH HarJI51JJ.OBOJO Pa.D.OFO rrpoeKT Kpe.n,HTHo·i noniT11K11 EaHKY Ta npoeKT noniTHKH 6aHKY W.OJJ.O BMHaropo.n.
TipasniHHH rri,n:3BiTHe 3aranhHHM 36opaM i HanrnJJ.oaii1 PaJJ.i. ronosa TipasniHH5I EattKY Ta ronostt11i1: 6yxranTep 3acTynaEOTb Ha rroca,ny
n icJI51 Ha.naHH.SI TIHChMOBoi" 3fOJJ.l1 Ha u.e Hau:ioHaJihHMM 6aHKOM Y Kpa"iHH. r onosa Ta 1.rneH11 IlpasniHH.sf 0611pa10TbC5I Harrr.s:r.ll,OBOFO Pa.n,oEO CTpOKOM Ha
Tp11 pOKH. y Bttna.nKy, 51.Klll.0 rricmI 33KiHY.eHH.s:r TpHpit.IHOfO CTpoKy IlOBHOBa){(eHh foJIOBY Ta l.fJleHiB fipaBJiiHH.sf He nepeo6paHO, BOHl1 36epiraEOTh CBO'i rroBHOBa){(eHH5I ,n,o npttMH5ITT5I si)J,rrosi,nHoro pirneHH5l Harn.s:r.nosoJO Pa.LI.OEO.
ITpasniHH.sr nosHoBa)!(He BHpiwysaT.11 BHHecetti Ha tloro po3rn5I.n, rr11TaHHH, HKW.O s 3aci.nam-1i np11i1MaEOTh yqaCTh 6inhwe 112 qneHiB ITpasniHM.
PirneHH51 npvii1MaJ:OTbC.s:r npocTOJ-O 6inbwicTFO ronocis qneHiB ITpasniHH5l, 51Ki 6epyTh yqacTh y 3aci.JJ.aHHi. I1p11 piBHOcTi ronocis ronoc ronos11 ITpasniHH.s:r e BH.pllllaJihHMM.
Tip11 He3ro.ni 3 rrpYlMH5ITMM piweHH5IM qJieHM TipaBJi iHHH MaEOTh npaso nosi.n.oMMTH csoFo .nyMKY HarIDI.nosii-1 PaJJ.i.
9.4.3 . BcieJ:O noTO"llHOFO .n.i5Inb1-1icno ITpasniHH.s:r Ha rri.n.cTasi CTaTyTy Kepye ronosa Tipasnim·rn EaHKY (.D.ani - ronosa ITpasniHM).
32
NOT FOR COPY
9.4.4. IlOBHOBa)KeHIDI ronOBfl IJpasniHH51: a) ,nie 6e3 .nosipeHocTi si.n iMeHi EaHKy, rrpe,ncTaBnHe lioro iHTepecM B ycix . . . .
ycTaHosax, opraH13au,151x 1 m.nrrp11eMCTBax; 6) 3,oilicHioe orrepanrnHe KepiBHMU.TBO ,ui5IJlbHiCTIO IlpasniHH5I EaHKy; a) 3aTnep,u)Kye npaBI·rna, rrpou.e..uyp11 Ta iHwi BHyTpillIHi ..UOK)'MeHTM EaHKy,
51Ki cTocy10TbC5I orrepanrnHo-rocrro,uapcbKO.i ,ui5InhHOCTi EaHKy, po3po6n5I10ThC5I 3ri.n.Ho BHMOr .n.i10Yoro 3aKOHo.n.ascTsa YKpa'iHH Ta 3aTBep..u)KeHH5I 5IKI1X He Bi.UHOCHThC5I .n.o KOMneTeHu,i1 3aranbHl1X 36opis, Harm1.n.oso'i Pa.n.11 Ta IlpasniHH5I, 3aTBCp)l,)r<ye BHyTpiurni HOpManrnHi aKTH, lll,O Bl13Hat.ia10Tb Bi,UHOCHHH MbK rr i.n.po3,uinaMa EaHKY Ta rrop5I,UOK 3,Ui"H-cHemrn 6aHKiBCbKl1X orrepau,i-H-, s11,uae HaI<a.311, o6oB '5I3KOBi ,UJI5I BHKOHaHH5I rrpau,i BHHKaMH EaHKY' 3aTBep,u)Kye Tapucp11 Ha rrocnyr11 EaHKy;
r) BHpiwye IIHTaHH5.I rri,u6opy, rri..uroTOBKl1 i Bl1KOpHCTaHH5I Ka,upiB, rrpHM:Mae Ha po6oTy Ta 3sinh1-rne 3 po6on1 npau,iBHHKiB EaHKy, 3acTocosye .n.o HHX 3axo..u11
. . 3aoxoYeHH5l Ta CT5IrHeHH5I, BH3Hat.Jae nopn,uoK onnaT11 Ta 3aoxot.JeHR5I rrpau.rnHHKIB, np11i1Mae piweHH5I rrpo Bi..Up.Sl,U)KeHH.Sl, BKJllOt.JalOt.JH 3aKop,nOHHi ..uinosi rrol3,oKH;
.n.) BH3HaYae HaKaJOM no EaHKY ronosHoro 6yxranTepa EaHKy, 5IKHM: 3aczynae Ha noca.n.y 3a rrHcbMOBHM y3ro.n.)KeHH.SlM HauioHanhHoro 6attKy Y Kpa1Hw;
e) BYJ1HJIE: ni..u iMeHi EaHKy 6y,uh-5IKi npaso1n1H11, 3 ypaxysaHH5IM o6Me)KeHb, scTaHosneH11x ..ui10t.J11M 3aKOHO,oascTBOM Ta UHM CTaTyToM;
e) 011..uae .n.osipeHocTi; )K) 3,UiMCHIO€ iHwi ..uii' rrpaBOBOfO Ta opraHi3au,ii1.Horo xapaKTepy, IIOB'5I3aHi 3
,ui.Sl"nbHiCTIO EaHKy; 3) npHMMae piweHH5.I rrpo BCTyn (s11xi.n.) ..uo CKna..uy y 1-rnCHHKlB (3aCHOBHHKis)
cy6' e1<TiB rocrro,uap1osamUI Ta rrpo rrpH,u6aHH5I ( BiJlLly)!<eHH5I) KoprropanrnH11x npas (qacTOK, rra'ls, aKuiH:) B 1x cTaTyTHHX KaniTanax, 5IKW:O cyMa cKna,uae Me1n11e 10 si.n.con<is sapTOCTi aKT1rnis EaHKY 3a ,uaHHMl1 ocTaHHbo'i pi'Ir-wi' cpiHattcosoi' . . 3BlTHOCT1 Ta, nprr UhOM)', He nepes11w:ye rpaHHYHY cyMy, BCTaHOBJTeHy .n.m1 ronOBl1 IlpaaniHH5I si..urrosi.n.Ho ..uo ni,unyHKTY «25» nyHKTY 9.3.3 11.bOfO CTaTyTy.
JOJlOBa IlpaaniHH5I 30608 '5I3aHI1M lUOpP:IHO npOBO)l,l1Tl1 3YCTpl'Il 3 KOMtTeTaMH Harn.SI..UOB01 Pa,uH ..un.s1 o6rosopeHIDI n11.TaHh, mo ttane)l(aTh .n.o KOMneTeHu,i'i TaKHx KOMiTeTiB.
9.4.5. Imni rrpasa, o6oa '.sJ3KJ1 l si.n.nosi.n.anhHiCTb ronOBYI IlpaBJiiHH5I Bl13Ha\.1a10TbC5I B TPY..UOBOMY ..uorosopi.
9.4.6. IlOBHOBa)KeHH5I f'ettepanbHOfO, Ilepw11x Ta iHIIIBX 3acTyIIHl1KiB f OJ10Bl1 IlpaaniHH5I, CeKpeTap5I IlpaBJiiHH5I, KepiBHl1KiB tj:>iniH:, ai.n..n.ineHb, npe,ucTaBH11U.TB EaHKy, a TaKO)K KepiBHHKiB 6i3Hecy cnmKHB\.fOro Kpe.n.11TyBaHH.sJ cpinii1 EaHKy.
9.4.6.1. f eHepanbHI1H 3acTyIIHI11< ronOBH Ilpaani1·nrn:
33
NOT FOR COPY
a) s Me:>Kax cyM11, mo eKBisaneHTHa 500 000 (rr'51THCTaM THc5PfaM) .n.onapis ClllA, sqHH51€ npasoY11H11 (yKna.n.ae .n.orosopH, yro.n.11, ni.n.n11cye KOHTpaKTM, y TOMY q11cni i 30BHill1HhOeKoHoMit.1H i) 3 po3nop51.LJ.:>KeHH51 pyxoMMM Ta aepyxoMMM MaM°HoM EaHKy, rpol.llOBHMH KOrnTaM11, 3a yMoB11, m<ll(o U.5l cyMa cKJTa.n.ae MeHrne Hi)l< 10 Bi.n.con<is BapTOCTi aKTHBiB 3a .n.amiMH OCTaHHbOi' piY:HOl cpiHaHCOBo·i 3BiTHOCTi Ta He nepesmu,ye rpaHHLIHY cyMy, BCTaHOBJieHy ni.n:nyHKTOM 25 nyHKTY 9 .3 .3 U.hOro CTaTyTy.
J1iMiT noBHOBa)KeHh ITpaBniHH51, Hanrn.noBoi BHlll,eBKa3aHHX o6Me)l(eH.o;
MO)l(e 6yn1 3MiHeHI1M OKpeMJ1M pirneHIDIM f OJIOBI1 Pa.n.11 a6o 3aranhHI1X 36opis, 3 ypaxysaHH51M
6) BH.LJ.a€ .n.osipeHOCTi B Me)Kax rIOBHOBa)l(eHh, 1-Ja,ll,aHHX HOMY ronoBOIO CTpasniHH51 Ha ni.n.cTasi .n.osipettocTi.
9.4.6.2. Depwi 3acTynHHKl1 ronOBH ITpasJiiHH51: a) B Me:>KaX cyMM, ll(O eKsisaneHTHa 400 000 (YOTHpbOMCTaM THC5IYaM)
.n.onapis CillA, aq11HmoTb npaso1111H11 (yKJia.n.aroTh .n:orosop11, yro.n.11., ni.n.rn1cyt0Tb KOHTpaKTH, y TOMY q11cni i 30BHiI.UHbOeKoHoMiYHi) 3 po3nOp51,ll,)KeHH51 pyxoMMM Ta ttepyxoMMM MaHHOM EattKy, rpowos11M11 KOI.UTaMH, 3a yMOBH, 51Kil{O 11.51 cyMa CKna.n.ae Mettwe Hi)K l 0 si.n.coTKiB sapTOCTi aKTHBiB 3a .n:aHMMI1 OCTaHHbOl pi11Ho"I cpiHaHcoso"i 3BiTHOCTi Ta He nepes11w,ye rpaHHqHy CYMY, BCTattosneHy ni.n.nyHKTOM 25 nyHKTY 9.3 .3 ll,boro CTaTyTy.
J1iMiT IlOBHOBa){<eHb MmKe 6ynJ 3MiHeHHH OKpeMHM piweHH51M f OJIOBI1 IlpasniHH51, HarJ151.ll.OB01 Pa.n.H a6o 3aranhHMX 36opis, 3 ypaxysaHH5IM BHil{eBKa3aHI1X o6Me:>KeHb.
6) BH)J.atOTb .nosipeHOCTi B Me)K3X IlOBHOBa:>KeHb, Ha)l.3HI1X IM ronosoro ITpasniHH5I Ha ni.n.cTasi .n.osipettocTi.
9.4.6.3. reHepanhHHM, Tieprni Ta i1-rn1i 3acTyTIHI1KH ronOBH ITpasniHH51 EaHKy:
a) Ha ni.n.cTasi .n.osipettocTi .n.i10Tb si.n. iMeHi EaHKy, npe.n:cTasmnoTh tforo ittTepec11 nepe.n: 6yJ.J.b-51KHMH oprattaMw .n.ep:>KaBHoi· sna.n.11 i ynpaBniHH5I, opraHaMH . . M1cu.eBoro caMoBp51.UyBaHH51, rrpasooxopoHHHMH oprattaMH, y ToMy q11cm s oprattaMH rrpoKypaTyp.11, opraHaM11 BHyTpirnHix cnpaB, Cny)l(6H Ee3neK11 YKpai'H.11, opraHaM11 .n.ep)KaBHo·i MHTHo·i cny)l<611, opraHaM11 .n:ep)KaBHoi' no.n.aTKoso·1 CJIY)K6I1, ycTaHOB3MH, opraHi3aI.(i5IMH i n i.n.npI1€MCTBaM11 Ta iHWHMl1 oco6aMI1, B Micuesnx cy .n.ax, arreJrnu.iliHHX cy .n.ax, rocno.n.apcbKHX cy .n.ax, anemiu.iH'Hvrx rocno.n.apchKHX cy.n.ax, a.nMiHicrpaTHBHMX cy.n:ax, B.11m0My rocno.napcbKOMY cy.n.i YKpa"ltt.11, Bmu.oMy a.n.MitticTpanmHOMY cy.n.i YKpa·iH11, BepxoBHOMY Cy.n:i YKpa1H11, y Mi)KHapo.n.HoMY K0Mep1.di1HOMY ap6i-rpa)l(HOMY cy.n.i rrp11 ToproBonpoM11cnoBi j;f nanaTi y Kpa1HI1, B iHI.lll1X cy .n.ax, ll(O CTBOplOI-OThC51 Ta .n:iroTb 3a 38KOHOJJ.3BCTBOM y Kpa"iHH, 3 H3)l.3HH5IM npaB, nepe.n:6a~eH I1X 3aKOHO.LJ.aBCTBOM .n:nn Kpe.n.HTopa, 6op)KHMKa, 3aHBHHKa, no31rnaqa, si .n.nosi.n.aLia, r peThOI oco611 3 caMOCTiHHHMH BHMOraMH Ta 6e3 caMOCTiHHl1X BHMOI', BKJlfOYa1ot.m npasa no.n.aHH51 (ni.n.rr.11caHH5I, npe.n'HBJleHH51) I1030By, CKapr, 3a51 B, TIOBHO"I a6o Y3CTKOBOi" Bi,ll,MOBH
34
NOT FOR COPY
si.n. no3osy, 3Mi H11 ni.n.cTas11 a6o npe,n:Mery 1103osy, 3Me1-11ueHIDI a6o 36iJIDiueHH51 po3Mipy no30BHHX s11Mor, noBHOro Y.11 YaCTKosoro Bl13Hamu1 no3oay, yKna,n:eHH51 Ml1pOBO'i yro.n:11, OCKap)J<eHH5I pirueHb, yxsan, nocTaHOB cy,n:iB, no,n:aqi ,n:oKyMeHTiB, nepe.n.6alieHI1X 3aKOHO,n:aBCTBOM, .n.o ,Uep)J<aBHoi· BHKOHaBt.IO'i CJIY)J<6I1 3 MeTOlO 'ix Bl1KOHaHH5l Ta KOpI1cTyBaHH5l iHllll1Ml1 npasaMH CTOpiH y BHKOHaBt.IOMY nposa.n:>I<eHHi. ,lJ,n51 t.Joro Ha,n:aeThC5I npaao si.n. iMeHi EaHKY ni.n:nacysaTH, no.n.asaT11, npe.n.'51BJUITI1 Heo6xi.n.Hi .n.0KyMeHT11, nocsi.n.Y.ysan1 cso·iM ni.n.m1coM Koni'i .n:oKyMeHTiB, Ta Bl1KOHyBaTJ1 iHllli Heo6xi.n.Hi .n.i'i, nos' 5I3aHi 3 U:HM IlOBHOBa>KeHHJIM, a TaKO)J< no.n.asanr BHKOHaBt.il ,n:oKyMeHUI .n:o CT5IrHemrn, no.n.asan1 )J.OKyMeHTl1 .ll:JI5I BtfHHeHH51 Bl1KOHaBYJ1.X Harn1cis, o.n:ep){<yBaTH ff1:IHHeHi Han11cH, OTp11MyBaT11 rrpHcy,n:>KeHe Ma:HHO a6o rpouri .
9.4.6.4. CeKpeTap IlpasJiiHmi: a).n.ic:: 6e3 .n:osipeHocTi Bill. iMeHi EaHKY 3 1111TaHb, aenerosaHHX ronosofO
TlpasniHH51 EattKy; 6)BH,Aa€ )J.OBipeHOCTi si.n. iMeHi EaHKY 3ri.n.Ho .n.enerosamix pillleHIDIM r onOBH
TlpasniHH51 EaHKY noBHOBa)J<eHb, rrpH .n.onep>KaHHi BHMor nyHKTY 9.4.9 CTaryTy.
9.4.6.5. KepiBHHKH si,n:oKpeMneHHX ni.n.po3D.inia EaHKY .uiFOTb Ha rri.ucTaai BH)J.aHoi' ynOBHOBa)J<eHOIO oco6010 .n:osipeHOCTi.
9.4 .6.6. KepiBHHKH 6i3Hecy cno)J<HB\foro 1<pe.n.11TysaHH5I cpiniH: EaHKy: a) BH).l.alOTb )J.OBipeHOCTi B Me)J<aX llOBHOBa)J<eHb, Ha,n:aHHX lM roJIOBOJ:O
ripaBJl iHHH Ha ni,n:cTaBi ).l.OBipeHOCTi.
9 .4. 7. KepisHHKH EaHKY rroBl1HHi si.unosinan1 1rnanicpiKau:iiIB11M s11MoraM Hau:ioHaJibHoro 6aHKY YKpa'iHH mo.n:o HaHBHOCTi ocsini Ta cTa)[<y po60T11 a 6aHT<iBChKiti Cl1CTeMi.
9.4.8. He MO)J<YTh 6yT11 npH3Hat.JeHi Ha Kepistti. noca.n.H EaHKY oco6vr, .sixi He MO)J<YTb 6yn1 rroca.n.os11M11 oco6aMH, a TaKmrc
a) 51Ki He s11K0Han11 306os'513aHh 3 onnanr 6opry mono 6y,n:h-51Koro 6aHKY a6o i HlllOi° IOpHJJ.11.C:IH.O'i Y.11. cpi3Ht.JHoi· oco611;
6) He3aKOHHi .ui'i 5IKHX y MHHynoMy np1nsen11 .n.o 6aHKpyTcTBa a6o niKsi.n.au:ff 6aHKY \.{J1 iHlllO'i 10p11.Al1tfHO'i oco6H;
B) HKi nepe6yaaJOTb y po.n.11tttt11x 3B '513Kax 3 Y.JieHaMH Harrur.n:oso:t Pa.n.11. EaHKY (6aTbKH, .n.iT11, no.n:py)J<)J<5I);
r ) 51Ki npHT51ryBaJIHC51 .uo KpHMiHaJibHO'i BiJJ.IIOBi).l.aJihHOCTi a6o 6yn11 3BiJlhHeI-ii 3a s11Moro10 Hau:ioHa.JThHoro 6aHKy YKpa'iH11..
9.4.9. flpH BHKOHattHi rettepaJibHHM Ta IlepW11MH 3aCTYilHHKaMI1 roJIOBH ripaan iHH5l Ta CeKpeTapeM IlpaBniHH51 Ta KepisH11KaMH 6i3ttecy cnmrrnslforo Kpe)J.HTYBRHJ-Ul cpiIIii1 IlOBHOBa>KeHb no Ha,L(aHHIO JJ.OBipeHOCTei1 Bi.unoBi)J.HO Jl.O
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nyHKTY 9.4.6. CTaTyTy, BKa3aHi oco6M noBHHHl .n.oTJJ11MyBaT11C5I HacTynH11x BHMOr:
a) 3pa3KJ1 TeKCTiB .D:OBipeHOCTeH ITOBYIHHi 6yn1 3aTBep)l.)I<eHi f OJlOBOl-0 I1paBJJiHH5I :SaHKy;
6) .n.osipeHOCTi Ha)l.aIOTbC51 Ha npe.n.cTaBHl1ll,TBO :SaHKY nepe.n. TpeTIMI1 oco6aM11, Bqi-rneHHH npasol.f.1-rniB B Me)J(ax cyM, scTaHosneHMX CTaTyToM a6o pirneHH5IM11 3aranbH11x 36opis, H arm1.n.0Bo·i Pa.n.u q11 ronoBu I1pasniHtt5I;
B) .ll.OBipeHOCTi DOBHHHi Ha.n.aaaTl1Cb 3a .n.onoMormo eneKTpOHHoi' CMCTeMM ocpopMJ1eHH51 Ta o6JiiKy .n.osipeHOCTei1 3 ITO.ll.aJlbUJOIO BH)l.aYeIO y cpopMi , nepe.n.6aqeHOIO 3aKOHO)l.aBCTBOM.
9.5. Peni3Hi11a KOMicin I>am~y.
9 .5 .1. Pesi3ii1Ha KOMiciH EaHKY (.n.ani - Peai3ii1Ha KOMici5I) E: opraHoM, 5IKHi1 3.ll.111CHt0€ KOHTpOJlb 33 cpiHaHCOBO-rocno.n.apcbKOIO .n.i5IJ1bHlCTIO :SaHKy, si.n.oKpeMJieHm< ni.n.po3.n.iJJiB EaHKy.
9.5.2. l1oBHOBa>I<eHHJI Pesi3ii11-1o'i KOMici'i: a) KOHTpOJIIOE: .n.oTpHMaHH5I :SaHKOM 3aKoHo.n.ascTsa YKpa'iH11, HOpManrnHo
npason11x aKTiB Hau.iottaJibHOro 6aHKY YKpa'imi:; 6) BH.HOCHTb Ha 3aranhHi 36op11 a6o Hanrn.n.osii1 Pa.n.i rrpono311u.i'i mo.n.o 6y.n.h-
5IKHX n 11TaHo, si.n.HeceH11x .n.o KOMneTeHu,ii' PeBi3ii1Hoi' KoMicii', m<i cTocy10TbC.5I cpiHai-rcoso'i 6e3neKH i cTa6in1HocTi BaHKY Ta 3axttcTy ittTepeciB KJiiE:IiTiB.
9 .5 .3. l.JneH11 Pesi3ifrnoi· KOM1cu 0611pa1-0ThC5l 3aranhHHMH 36opaM11 BHKmOl.f.HO ll1JI51XOM KYMYmITMBHoro ronocysaHH5I 3 q11cna cpi3Hl.f.HHX oci6, 51Ki MaIOTb ll,l1BiJibHY )J,l€3)l.aTHiCTb, Ta/a6o 3 YHCJla 1-0p11.ll.HYHHX oci6 - aKuioHepis, y CKna.n.i 3 (Tpbox) oci6 CTJJOKOM Ha n'HTb poKiB Ta .[(iIOTh Ha rri.[(cTaBi UbOfO CTaTyTy, l1ono)J(eHH5I «flpo Pesi3ii1Hy KOM1c110» Ta rnm.11x BHyrp1wH1x HOpMaT11BHHX )lOKYMeHTis BaHKy.
y si-ma.n.Ky 3aKiHqeHIDI n'51n1piqHoro TepMiHy TIOBHOBa)J(eHb, l.f.JJeHH Pesi3ii1Ho'I KOMicii' BYIKOHYIQTb csoi' cpyHKUi'i .[(0 o6paHH5I 3araJI.bHl1Ml1 36opaMH HacTynHoro cKJia.[(y Pesi3ii1Hoi' KOMi.ci'i.
ronosa Pesi3ii1Ho'i KOMici'i 0611pa€TbC5I 3afaJibHHMH 36opaMl1 aKu,ioHepiB I>aHKY 3 Yttcna qneHiB Pesi3ii1Ho'i· KOMicii', o6paHHX 3ri.n.Ho 3 UHM nyHKTOM 9.5.3.
9.5.4. ITepeBipKH cpiHattcoso-rocno.n.apcbKO'i .D.i.5IJI.bHOCTi EarrKy nposO)l5ITbC51 Pesi3iJ1Ho10 KOMiciero 3a .nopyYeHH5JM 3aranbH11x 36opiB, H arm1.[(0Boi' Pa.[(11 a6o Ha BM.Mory aKu,ioHepis, mo BOJIO.[(iIOTh y cyKynHocTi 6inhm 5IK l 0 si.n.coTKaMH ronoc1s. I1p11 U.hOMY BH.D:aTKH, nos'513arri 3 no3annaHoso1-0 pes131e10, KOMneHCYl-OT.bC51 aKuioHepaMH, mo BHMaraIOTb rrpoBe.[(eHIDJ I103annaHOBOl peBi3ii'.
9.5.5. Pesi3itttia 1<0Mici51 rr i.[(3Binra 3aranhHHM 36opaM.
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9.5.6. Pesi3iifHa KOMiciJI J.l.Orrosi.n.ae npo pe3ynhTaT11 npose.ueH11x Hero nepesipoK 3aranbH11M 36opaM a6o H arJ15JJ.l.OBii1 Pa.n.i .
9.5.7. Pesi3iifHa KOMiciJI Mac npaso 3a paxyHoK KOlllTiB EaHKY 3aJIYlfaTH .uo nepesipoK cpiHaHcosoi J.l.iHnbHOcTi EaHKY BiJ.l.ITOBiJ.l.HHX cpaxisuis, .ummoM0BaH11x eKcnepTis, a TaKO)I( ay.n.1nopcbKi cpipM11.
9.5.8. PeBi3ii1Ha KOMiciH CKJJa,IIaE: BHCHOBOK 3a pllfH11Ml1 3BlTaM11 Ta 6yxranTepcbK11Ml1 6anaHCaMH, a TaKQ)K nepB11HHJ1MJ1 J.l.OKyMeHTaMH 6yxraJJTepCbKOfO o6niKy.
Pesi3if1Ha KoMiciH EaHKY 3060B15I3atta BHMaraT11 no3aqeprosoro CKJ1HKaHH51 3aranbH11x 36opis y pa3i BHHMKHeHH51 3arpo311 cyTIE:BHM iHTepecaM BaHKY a6o BJ.15JBJleHH51 3Jl08)lUIBaHb, Bl.fHHeHHX noca.uoBMMJiC oco6aMJ1 £aHKy.
9.5.9. H e MO)l(YTb 6yT11 lfneHaM11 Pesi3i i1Ho'i KOMici'i: 1) Yne11 Hanrn.uosoi PaJ.l.11; 2) 1.JJleH ITpasniHH.sr; 3) KOpnopaT11BHJ1H ceKpeTap; 4) oco6a, 51Ka He MaE: TlOBHOi' uirninbHO'i .UiE:3J1.aTHOCTi; 5) t.rnett11 iHwHx opraHiB EaHKy; 6) npauisHHK11 BaHKy.
l.JneHM Pesi3ii1HOl KOMici'i He MO)l(YTb BXOJ1.HTJ1 .n.o CKna.ny nil.fHJlbHO'i KOMici'i EaHKy.
qne1·rn Pesi3ii1Ho'i' KOMici'i HecyTb si.n.rrosi.n.anbHiCTb 3a CYMJiiHHe BI1KOHaHH.sr no1rna.ne1·Il1X Ha HHX o6oB'513KiB y nop.sr.nKy, BH3HaLJeHOMY "tJHHHHM 3aKOHO.D.aBCTBOM.
Pesi3ii1Ha 1<0Mici5I nepesip.sre J1.0Tp11MaHH5l EaHKOM JaKoHo.n.asqMx aKTiB, w.o perynteIOTb HOfO .D.i5lJlbHicn,, TIOCTaHOBKY BHyTpi lllI-lbOfO KOHTpomo, KpeJ1.HTHi , po3paxyHKOBi, sanJOTHi Ta iHllli onepaui'i, npose.neHi EaHr<OM rrponTrOM poKy ( cyu.inbHa nepesipKa q11 s116ipKosa), cTaH Kac11 i Mai1Ha.
Pesi3ii1Ha KOMici.H npe.ncTaBmre 3aranbHMM 36opaM 3BiT npo npose.neay pesi3i1-0, w.o cyrrpOBOJ1.)l<Y€TbC51 B Heo6xi,ll.HHX s11na.n.Kax peKOMeH.n.au.i.srMH W.OJ1.0 ycy tteHH5J He.n.oniKiB, a TaKO)I( BHCHOBKH npo si.n.nosi.n.HiCTb npe.n.'.srsneHHX Ha 3aTsepJ1.)KeHH5J 6anaHcy Ta 3BiTy npo n:p116yTKJ.1 i BM,ll,aTK11, .nii1CHOMY CTaHy cnpas 13aHKY 3 peKOMeH,IIaU.i5J'MJ1 .nm1 'ix 3aTBep.n.)l(eHH5J.
9.5.10. TioBHHM nepeniK cpyHKUiH, npaB i o60B15I3KiB Pesi3ii1HO'i KOMicii' B.H3HaYaE:TbC5i ITono)J(eHIDIM «fipo PeBi3iiiHy KOMici•o».
9.5.11. qneH11 Pesi3ii1Ho'i KOMici'i MmI<yTb 6pan1 yi-iacTh 3 npaBoM .n.opa.nt.Ioro ronocy y 3aci.n.aHH5IX 11paBniHH5I Ta H armr.n.osor Pa.n.H .
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9.5.12. 3aci.n.aHH51. PeBi3ii1tto'i KoMici'i npOBO.Ll.51.TbC51. 3a Heo6xi.n.Hicno, ane He . . p1.n.we 0,ll,HOfO pa3y Ha ptK.
10. IIPH,[(l>AHIDI JHAqHoro TA KOHTPOJibHOro IlAKETA AKQIH I>AHKY
10 .1. Oco6a ( ocofo1, w.o .L1.i10Th cninhHO ), 5IKa Mae HaMip n p11,ll,6aTH aKuu Ea1-1Ky, I.UO 3 ypaxysaHHJlM KiJibKOCTi aKU.iii, 51Ki Hane)KaTh i"M. Ta i"i a<f>init1osaHHM oco6aM, 3a Hacni.n.KaM11 TaKoro npu.n.6aHH51 cTaHOBMTMMYTh I 0 i 6inbrne si.n.coTKiB npocn1x aKuiw Ea1-1Ky (,ll,ani - 3Hat.rn11i1 rraKeT aKu,iM.), 306oa'513aHa He ni3Hime Hi>K 3a 30 .n.HiB .n.o .n.an1 npH,ll,6aHIDI Bi.n.nosi.n.Horo naKeTa aKuiw no,ll,aT11 EaHKY IlHChMOBe noBi,ll,oMneHH.51. npo cam HaMip Ta onpHJTIO)l.HHTH lioro. OnpMJI10)l.HeHH5! n0Bi,ll,0Mne1-1H5l. 3,ll,iwcmoeThC51. wmrxoM Ha,ll,aHIDI M.oro HauioHanhHiw KOMici'i 3 uiHI-rn.x nanepiB Ta cpoH.n.osoro p11HKy, KO)l<Hiw 6ip>I<i, Ha 51.KiM. EaHK npoi1lllOB npoue,ll,ypy niCTHHry, Ta ony6niKyBaHH51 B ocpiuii1HOMY ,ll,pyKOBaHOMY opraHi.
Y noBi.n.oMneHHi 3a3Haqa10ThC5l KiJJhKiCTh, TMn Tala6o KJiac aKuiM. EattKy, lll.O HaJJe)l<aTh oco6i (KO>KHiH 3 oci6, lll.O .n.iJOTh cniJJhHO) Ta KO>KHiH 3 "ii acpinii1oBaHJ.1X oci6, a TaKO)K I<iJJbKicTb rrpocT11x aKuiH: EaHKy, 51.Ki oco6a ( oco611, mo .n.i10Th cniJThHO) Mae HaMip np11,ll,6ant.
EaHK He Mae npasa B)KJ:1BaTM 3axo,ll,iB 3 MeT010 nepernKO,ll,)KaHH51. TaKoMy npH,ll,6aHmo.
Tiono)KeHirn I.J.bOfO nyHKTY He nou.mp1010TbC51. Ha oci6, 51Ki B)l(e € BJiaCHHKaMM 3HaYHOro naKeTa aKuiH, 3 ypaxyBaHI-I51M KiJlbKOCTi aKI.i;iM., I.UO Hane>I<aTb
0
iM Ta i"x acpi11ii1osaH11M oco6aM.
J 0.2. Oco6a (oco6H, mo .n.i10Tb cnirrhHO), 51.Ka BHacni.n.oK npH.n.6aHH51. aKuitl EaHKY 3 ypaxysaHH51.M KiJihKOCTi aKU.ii1, HKi Hane)J<aTh i"H. Ta ff acpiniiioBaH11M oco6aM, cTana BJiaCHHKOM KOHTpOJihHOro naKeTy aKuiH EaHKy, npoT51.rOM 20 .ll.HiB 3 .n.aTH np11.n.6amrn 3060B1513aHa 3anpono1-1yBaTH sciM aKuioHepaM np11,ll,6aT11 y HHX rrpocTi aJ<ui'i Ea1-1Ky, KpiM mma,ll,KiB np11,ll,6aHH5I KOHTpOJJbHoro rraKeTy aKu,iw y npoueci npMsan13aui"i.
3a3HaT.£eHa oco6a ( oco611, mo .L1.il0Th cninhHO) Ha.n.cmiae ,ll,O EaHKa ny6nitIHY 6e3Bi,ll,KJIYr1IHY npono3HUilO ( ocpepTy) .n.mr scix aKQiOHepiB - BJiaCHHKiB rrpOCTHX aKui i1 EaHKY npo rrp11,ll,6aHH5I aKuiw Ha a,ll,pecy Micue3ttaxo.n.)KeHH5l EaHKY Ha iM1
5I.
Han rn.n.oBo'i pa,ll,11 Ta noBi.noMn5Ie npo ue Hauiottanbtty KOMiciI-O 3 I..J,iHHHX nanepiB Ta cpott.n.oBoro p11m<y i KO)Ktty cpOH,ll,osy 6ip)Ky (6ip>Ki), Ha HKiM. EaHK npoi1ruos npoue,ll,ypy nicT11Hry. HarAA.n.oBa Pa.n.a 306os1513aHa Ha.n;icnan1 3a3Ha1.Jetty ffHChMOBY npono3Ruiro KmKHOMY aKuioHepy Bi.n.rroBi.n.Ho ,ll,O nepeniKy aKuioHepiB EaHKY rrpOT51.fOM 10 ,ll,HiB 3 MOMeHT)' OTp11MaHH5l Bi)l.ITOBi)lHI1X .ll.OKyMeHTiB Bi.LI. oco6H (oci6, w.o .n.iI-OTb cniJihHO), 5!Ka npa,ll,6ana KOHTpOnhHHM naKeT aKuiM: EaHKy.
ITporro311uiH aKU.ioHepaM npo rrpH.n.6aHH51. HaJie)Jrnvrx i"M aKl.J,ii1 Mae MiCTHTH ,ll,aH1 npo:
l) oco6y (KmI<HY 3 oci6, LUO .n.i lOTb cn inhHO ), 51Ka npu.n.6ana KOHTpOJibHMM naKeT aKu.iH EaHKy, Ta "ii acpiniHosaH11x oci6 - rrpi3Bmue (1-1aMMettysa1-1illl), MICIJ,e
38
NOT FOR COPY
npmK11BaHH5f (Micue3HaXO,Il)KeHI-rn), KiJihKiCTh, Tl1IT Tala6o KJJac aKu:i:H .6aHKy, HaJle)KHHX KQ)KHiM i3 3a3Hal.feHI1X oci6;
2) 3anponoHoBaHy ~iH)' np11.n6aHH5f aKu:ii1 Ta nop51.UOK i"i Bl13Hat.JeHH5f; 3) CTpOK, npOT5frOM 5IK0f0 aKu.ioHepvr MO)KYTh ITOBi,llOMMTH rrpo npHMH5fTT5I
npono311u:i'i mo.n.o np11,n6aHIDI aKr.dtl, Bi.nnosi.nHo .n.o n. 10.3. U.horo CTaTyry; 4) nop51.AOK onnaT11 aKr.dif, UJ.O np11JJ.6asaJOThC5f.
10.3. CTpoK, rrpoT5IrOM 51Koro a1ru.ioHepI1 MmKyTh noBiJJ.oM11T11 oco6y ( oci6, UJ.O ,niJOTb cninbHO ), 5IKa np11.n6ana KOHTpOJibHMH naKeT aKu.rn, UJ.0.LlO npMHWITT5I npon0311U.ii' npo np11JJ,6aHID1 aKU.iH, Ma€ CTaHOBMTH BiJJ. 30 JJ.O 120 .LlHiB 3 .nani tta.nxoJJ,)KeHIDI rrpono311u:ii'.
lJ,iHa nptt.n6aHHH amiif He MO)Ke 6yn1 MeHWOIO 3a pI1HKOBy UiI-ry, BI13HaYeHy . . . Bl)].fIOBl.[(HO .no JJ.JJOqoro 3aKOHO.[(aBCTBa.
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39
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o6niKOBo·i noniTHKH, po3po6neHo'i Ha ni)J.CTaBi npaBirn, BCTaHOBJieHHX
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40
NOT FOR COPY
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18.2. Hau.ioHaJibHI1H 6aHK YKpa·iHl1 rrp11i1MaE: p iweHIDI rrpo BiAKJIHKaHHH y 6a1-IKy 6aHKiBCbKOl n iueH3i"I Ta rriKsi.n.au,iIO 6aHKY 3a rrpon03HUiE:IO <l>oH,ny rapaHTysaHH51 BKJia,nis cpi3H4HHX oci6 npon!TOM ll1HTl1 JJ.HiB 3 JJ.H5l OTpHMaHH5l TaKoi' nporro311ui1 <l>ott,uy.
18.3. ITopHJJ.OK si,u1urn.KaHIDI 6aHKiBChKO°I rriueH3iY y EaHKY, w:o rriKBiJJ.YE:TbCJI 3a iHiuianIBOIO BJ1aCHl1Ki B, Bl1.3l·Ia qaE:TbC51 HOpMaTYIBHO-rrpaBOBHM 11 aKTaMH Hauimrnnhttoro 6aHKY Y Kpa'iHH.
18.4. Hau.i0Hanbtt11H: 6aHK YKpai"H11 He ni3Hirne ;1..r-rn, HacTynHoro 3a JJ.HeM rrp11i1H5ITTH piweHH5l npo siJJ.KJrnKaHH5l 6aHKiBChKO°I rriueH3iY Ta n iKBiJJ.aui10 BaHKy, rrosi,uoMJT51.E: npo ue EaHK Ta Ha.n.c11naE: pirneHHH .n.o <l>oH.n.y rapaHTysaHIDI BKna.n.is cpi311YHHX oci6.
18.5. <l>OH)l. rapaHryBaHHH BKJia)].iB cpi3H4Hl1X oci6 y )1.eHb OTpHMaHH5l piweHH5I Hau.ioHanbHoro 6aHKY YKpa!HH rrpo niKBiJJ.aui10 EaHKY Ha6ysae rrpas niKsi.n.aTopa BaHKY Ta po3rrol.fHHae rrpoue,nypy i1oro niKBi,nau,i'i siJJ.rrosi,D.HO JJ.O 3a1<011y Y1<pa'iHH "ITpo c11cTeMy rapaHTyBaHH5l BKnaJJ.iB cpi3Hl.JHHX oci6".
18.6. J1iKBiJJ.aui5l EaHKY 3 iHiuiaTHBH snacHHKiB 3,D.iM:cHIOE:TbCH B nopH.D.Ky, nepeJJ.6aqeHOMY 3aKOHO)J.aBCTBOM rrpo niKBiJJ.auiJO 10p11,u11qHHX oci6, y pa3i 5IKI.n0 Hau.ioHaJihHHM 6aHK YKpai°HH rricm1 OTpHMaHH51 pirneHIDI snacHHKiB rrpo rriKsiJJ.aui10 BaHKY He BH51BHB 03HaK, 3a 5JKHMl1 BaHK MmKe 6yT11 siJJ.HeceHo JJ.O KaTeropi1 rrpo6neMHoro a6o HennaTocnpoMO)J(HOro.
18.7. Hauiottanf>Hl1i1 6aHK YKpai"1-rn: 306os'H3aH11i1 rrp11i1:H5lTH pimeHHH rrpo Bi,D.HeCeHHH 6aHKY ,no KaTeropi·i HennaTocnpOMO)l<HHX y pa3i:
l) Henp1'1BeJJ.eHHJI EaHKOM csoei' JJ.i5IJihHOCTi y si.n.noBiJJ.HiCTb i3 BHMoraM11 3aKOHO,D.aBCTBa, y TOMY i.rncni HOpManrnHo-rrpasos11x aKTiB HauioHanottoro 6aHKY YKpa°IHH, rricm1 BiJJ.HeceHH5I H:oro JJ.O KaTeropi1 npo6neMHHX, ane He rri3Hirue tti)l(
qepe3 180 JJ.HiB 3 )1.IDJ Bl13HaHH5I i1oro rrpo6neM1-111M; 2) 3MeHweHH5I po3Mipy peryn5ITHBHoro KaniTany a6o HOpManrniB KarriTany
6aHKY JJ.O O,D.Hid° TpeTmrn Bi,D. MiHiMan&HOf'O piBIDI, BCTaHOBJTeHoro 3aKOHOM Ta!a6o HOpMaT11BHo-npaBOBHM11 aKTaM11 Hauio1-1aJTbHoro 6aHKY YKpaiHI1;
3) HeB11KOHaHH5I BaHKOM npoTHrOM 10 po6ol.f11x JJ.HiB rrocnino 10 i 6inowe BiJJ.COTKiB CBoi'x 306os'513aHb nepeJJ. BKJTa)J.HHKaM11 Ta iHWYfMH KpeJJ.MTOpaM11;
4) OJJ.HOpa30Be rpy6e a6o c11cTeMaT11qtte rropyweHHH EaHKOM 3aKOHO)J.aBCTBa y ccpepi roTiBI<OBoro o6iry, w:o CTBOpIOE: 3arpo3y iHTepecaM BKJia)J.HMKiB Yl-1 iHIIH1X Kpe)J.HTOpiB 6aHKy.
18.8. BnacHMKM EaHKY MaEOTb npaso po3rroqan1 rrpou,e,uypy niKBiJJ.auiY BaHJ<y 3a piweHH5IM 3aranbH11x 36opis n11rue nicn5I HaJJ.aHH5I Ha ue 3fOJJ.M
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Hau,ioHaJibHMM 6aHKOM YKpa'iH11Ta3a yMos11 si,nKJUIKaHIDI 6aHKiBChK01 niu,eH3iL
18.9. 5IKmo EaHK, .SIKI1M niKBi,nyeTbC.SI 3a iHiuiaTHBOEO snacH11KiB, si,nHeceHo Hau,ioHaJibHMM 6aHKOM Y1<pa·i1-:111 ,no KaTeropu rrpo6neMHMX a6o HerrnaTocrrpoMmKHHX, Hau.im·raJihHHH 6aHK YKpa'itt11 Ta Cl>oH.n rapattTysaHH.SI BKna,niB cpi311qH11x oci6 s:>1<11saEOTb mo.n.o EaHKY 3axo.n.11, rrepe,n6aY.eHi 3aKOHOM YKpai'H11 «Ilpo 6aRK11 i 6atrKiBChKY ,ni5InbHicTh» Ta 3aKOHOM YKpa·iH11 «Ilpo CJ.1CTeMy rapattTysaHH.SI BKJia,UiB cpi311YHl1X oci6».
18.10. <DoH,n rapaHTysamrn BKJJa,nis cpi3w-rH11x oci6 (,nani - Cl>oH.n.) npH3HaYae ynoBHOBa)l(etty oco6y <Dott,ny Ta po3not:nrnae npou.e.n.ypy niKsi.n.au.i1 Ear-rKy B ,neHb 0Tp.11MaHH.SI pirueHH.SI Hau.ioHanbHoro 6aHKY YKpai"HH npo Bi,UKJJHKaHH.SI 6aHKiBCbKOl niueH3i'i Ta niKBi,nau.i10 6aHKy, 3a 811.KJIEOYeHH.SIM BHna,nKy, KOJIH niKBi,nau.i}l 3,UiikHl:OE:TbC.SI 3a iHiu,ianrnmo BJJaCHMKiB 6aHKy.
IlpOT5JrOM TphOX ,UHiB 3 ,UH.SI npI13HaLJeHH.SI y rroBT-IOBa)l(eHo'i oco6H Cl>oH,ny KepiBHRKH EaHKY 3a6e3ne11y1:0Tb rrepe,naqy 6yxranTepchKo·i Ta iHwo·i .[(OF<yMe1nau.ii' 6attKy, neqaTOK i lllTaMnis, MaTepianhHHX Ta iHWMX u,iHHOCTei1 6aHKY yn:oBHOBa)l(eHii1: oco6i CDott,ny. Y pa3i yx1rneHH.SI si.n BMKOHaHH.51 3a3HaqeHHX o6os'.SI3KiB BMHHi oco611 HecyTb Bi,nnoBi,UaJibIIiCTh si.n.rroBi,UHO ,no 3aI<oHy.
Jii1rni,nau,i5r BaHKY TIOBHHHa 6yn1 3asepuretta He rri3rr iwe o,nHoro poI<y 3 .UH.SI np11HH}ITT.SI pirueHH.SI npo niKsi.n.au,iEO EaHKY. cDoH.n. Mae rrpaso np11 i1H.SIT11 pirueHH.SI npo npo.n:om1<eHH.SI niKsi.nau.iY EaHKY Ha cTpOK .n:o o.n.Horo poKy, a CRCTeMHO Ba)KJIHBMX 6aHKiB Ha CTpOK )J.0 )J.BOX poKiB 3 MQ)KJIHBicno IlOBTOpHoro rrpO,UOB)KeHH.SI Ha CTpOK .no O.[l.HOro po Ky.
18.11. <l>oH.n. 3,niMcmoe orry6niKyBaHH5l si,noMocTeti rrpo niKsi.n.au.i1-0 EaHKY Ta np113HalleHH.SI yrroBHOBa)l(eHOl oco611 <l>oH,ll:Y y raJeTax "Yp.SIJJ.OBHM Kyp'ep" Ta 'Tonoc YKpa"ittR" He rri3Hirue Hi)I( Yepe3 ciM ,n:HiB 3 .UH.SI npHi1IDITT.SI pirueHH.SI npo si,UKJIMKaHH.SI 6attKiBChKO"i niu,eH3i"i Ta n iKsi.n.au.i10 EaHKy.
18.12 IlpOT.SifOM 30 )lHlB 3 ,UH.SI ony6n iKyBaHH.SI Bi)lOMOCTei1 npo si.nKn11KaHH.SI 6aHKiBChKOi° niu.eH3i'i, niKsi,nau,i1-0 EaHKY Ta npH3HalleHH5f ynoBHOBa)KeHoi' oco611 <l:>OH.llY Kpe.n.MTOp11 MalOTb npaso 3a.SIBHT11 ynOBHOBa)l(eHii1 oco6i <DoH.n:y rrpo cso'i s11Mor 11 .n.o 6aHKy. BHMor11 cpi311qH11x oci6-sKna,nH11KiB y Me)Kax rapaHTOBaHoi' <l:>OH)lOM cyMM Bl)J.lllKO)J.yBaHH5I 3a BKJia)laMM He 3a5f BJJ.SI lOTbC.SI.
18.13. 3 JJ.HH csoro rrp113HaqeHH5l ynoBHOBmI<eHa oco6a <PoH.n:y npwcTynae .n.o iHBeHTap1nau.i·i Ta ou,iHKH Mai1Ha BaHKY 3 Mero10 cpopMysaHH.SI niKsi.n.auiH:Ho'i Mac11 6attKy. Mai1Ho EattKy, mo BKmoqaeThC.SI .n.o niKBi.n.au.iH:Ho'i Mac11, ni,nIDirae ouim.J.i Cl>oH,n:oM y rrop51.IJ.Ky, scTaHosneHoMy Cl>oH.n.oM. ITepeniK Mai1Ha 6aHKy, mo ni.n.n.si:raE: ouim .. d cy6'eKTaMM ouiHOt:JHO'i .n.i5lJihHOCTi, BCTaHOBJIE0€ThC51 cDOH)J.OM. )J,n.si: npose.n;eHH.SI ou,iHKl1 Mai11-1a yrrosHoBa)l(eHa oco6a Cl>oHJJ.Y Mae npaso 3aJiy4.aTM cy6'eKTiB ou,iHoqHo"i .ni.si:nhHOCTi 3 onnaTolO 'ix nocnyr 3a paxyHoK niKsi.nauiH:Ho'i·
45
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t
M3Cl1 6aHKY.
18.14. lHBeHTap113aU,i51 Mai1Ha EaHKY Ta cpopMyBaHIDI niKai.n.au.ii1ttoY Mac11 MaIOTb 6yT11 3aaepIIIeHi y CTpOK .n.o IIIeCTH MiC51U,iB 3 .Lnf51 npHHHJITUl piIIIeHH5I rrpo niKsi.n:au.i10 EaHKY Ta si.n.KnMKaHHSI 6aHKiBCI>KoY niu.eH3il. Pe3yJibTaT11 iHBeHTap113au.iY Ta cpopMyBaHH5.l niKBi.n:au.i i-1Hoi" MaCJii ai.n:o6pa)KalOTbC51 B aKTi, 51KHM ni.n.n5.lrae 3aTsep.n>1<ettmo s11K0Haa11010 .n.11peKu.ie10 ct>orr.n.y.
18.15. YrrosHosa>KeHa oco6a <t>oH.n:y He Mae rrpasa ai.n.qy)Kysan1 Mai1Ho 6aHKY .ll.0 3aTBep.n.)KeHH51 Bl1KOHaBt.rmo .n.11peKu.ie10 ct>oH.n:y pe3ynoTaTi B iHseHTap113au.i"i Mai1Ha EaHKY Ta cpopMyBaHH51 niKsi.n.au.iM'tto"i Mac11, KpiM s11rra.n.KiB Ha,naHH5I sm<oHasqoJO )l11peKI.1.ie10 <t>oH.n.y .n.03sony 1-ia peani3auiro oKpeMoro Mai1Ha 3 MeTOIO 3ano6iraHH51 36HTKaM a6o pM3.11KaM i1oro BTpaTM, a TaKO>K y s11na.n.Kax, rrepe,n6aL1ett11x 3aKOHOM YKpai"Ha "flpo c11cTeMy rapattrysaHH51 BKna.n:is cpi311LJH11x oci6".
18. 16. Mai1Ho EaH KY MO)Ke 6yn1 peani3osaHe TaK11M11 crroco6aM11 : I) Ha Bi.ll.KpHTl1X TOprax (ay1rn,ioni); 2) Ha 3aKp11THX Toprax (w.o.n.o o6'eKTiB U,11BiJibHl1X rrpas, o6Me)KeHHX B
o6opoTi); 3) IUJUJXOM si.n,crynneHH51 npasa B11MOrl1 3a Kpe.n;MTaMM iHillMM ycTaHOBaM; 4) lIIJI5lXOM BiWI)')KeHH51 Ha opraHi30BaHHX MiCU.51X rrpo.n.a>1<y (6ip>Kax, y
ToproaeJibHHX nocepe.n;HHKiB TOUJ.O );; 5) rrpo.n.mK 6e3nocepe,n:HhO IOp11.n.1111HiH- a6o cpi3w:rHii1: oco6i. YnosHoBa>KeHa oco6a <t>oH.n.y Mae npaso caMocTi.HHo rrposo.n.11T11 Topr 11 Ha
ayKu;ioHi a6o 3aKpMTHx Toprax si.n,nosi.n;Ho .n:o 3aKotto.n.ascTBa a6o 3anyY 11TM Ha rri.n.cTaBi .n.orosopy opraHi3aTopa ayKu.ioey - 10pa.LI,wrny oco6y, 51Ka si.n:nosi.n.Ho .no ycTaHOBLJMX .n.oKyMeHTiB Mae npaso npoBO.ll.MTH Topr11. OpraHi3aTop ayKLdoey a6o 3aKpI1Tl1X TopriB He MO)Ke 6yn1 3aiHTepecoBaHOIO oco6oIO CTOCOBHO 6aHK)'.
18.17. <!>OH.ll. Mae rrpaso 3BCPHYTl1C5I 3 Bl1MOfOIO .ll.0 BJiaCHH:KiB i cTOTH0°l yqacTi, KOHTponepis Ta KepiBHMKiB EaHKY rrpo 3a.n:oaoneHH5I 3a paxyHoK Yx Mai1Ha qacTHHM BHMOr Kpe.n.11TopiB 6aHKY B pa3i, 5IKUJ,0 .n:i"i LJ11 6e3):(i51JihHiCTb TaKHX oci6 rrp113sen.11 .no rrorrecemur 6aHKOM 36MTKiB Ta/a6o 3as.n;aHHH illKO.ll.H iHTepecaM BKJia)l.Hl1KiB Ta iHllll1X Kpe.n;11Topis 6aHI<y. y pa3i OTp11MaHH5f <!>OH,UOM Bi)l.MOBH y 3aJJ,OBOJieHHi TaKJ1X BMMOr a6o HeBl1KOHaHH51 BHMOfM y CTpOK, BCTaHOBneHHM <DoH)l.OM, <DOH)]. Mae npaso 3BepH)'THC5f .n.o cy.n.y 3 BHMOfOIO rrpo CT51rHeHH51 Mai-IHa 3 TaK11x oci6 JJ,JI5l 3a.n.oaoneHHH BHMor Kpe.n.11Topis.
B11Mor11, He Ja.n.osoneHi 3a tte.n:ocTan1icno Mai1Ha EaHKy, aaa>KaIOTbC5I noraIUeHMMH.
] 8.1 8. y pa3i HKUJ;O nicm1 3aKiHLieHR51 CTpOKY niKBi.n:aui"i 3aJIJ1illMJIHC51 Hepeani30BaH11M11 aKTH.BM EaHKY i i"x peani3aQiH He a6aLiaeTbC5f 3a MO)KJIHBe,
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ynoBHOBa)l{eHa oco6a <l>OH.ll.Y (HaBiTb 38 Ha5lBHOCTi He3a)l,OBOJieHHX BHMOr Kpe.ll.H.Topis) 3.ll.ii1cHFOe crmcamm TaK11x aKTHBiB a6o nepe)l.ae rx 6naro.n,ii1H11M opraH i3aUi5IM y rrop5I.ll.KY 3)l.iHCHeHH5l 6naro)l.iHHMU.TBa.
Mai1Ho, w.o 3an11lll11noc5l mcn.R 3a)l.osonettHH s11Mor Kpe.n,11Toprn, nepe.n,aE:TbC5l Cl>OH.ll.Y.
18.19. I1icm1 niKBi)l.a1i:ii", .ll.OKyMeHTH EaHKY nepe)l.aJOTbCH .ll.O apxrny Tep1nopiaJibHoro ynpamriHH51 HauioHanbHoro 6aHKy YKpai°HH.
18.20. OronollleHIDI npo rrp11n11HeHH5I .ll.i 5lJJbHOCTi EaHKY ny6niKyE:TbC51 B 3aco6ax Macosoi" iBcpopMan:iL
18.21. flpoue.n.ypa niKBi.ll.au.ii" EaHKY BBa)KaE:ThC5I 3aBeprneHoIO, a EaHK IIiKBi,ll.OBaHHM 3 )].fill BHeCeHH51 3an11cy npo u:e )l,0 €)l.11HOfO .n.ep)l{aBHOro peecTpy 1-0pH)l,I1YHHX oci6 Ta cpi3WIHHX oci6 - n i)l.rrpHE:MUiB.
18.22. Hau.ioHaJibHHW 6aHK YKpa·iHH peecTpy 6aHKiB npo niKBi)l.auj 10 EaHKY Ha rapattTysaHH5l BKJia.n,i s cpi3wqHHX oci6 n iKBi.ll.auii1Horo 6anaHcy Ta 3BiTy JJiKBi)l.aTopa.
BHOCI1Tb 3an11c )l,O ,[(ep)l{aBHOro ni.n,cTaBi OTpHMaHoro Bi)]. <POH.ll.Y
pnI.Iemm npo 3aTBep)l.)l{eHIDI
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NOT FOR COPY